0001104659-21-136991.txt : 20211110 0001104659-21-136991.hdr.sgml : 20211110 20211110164053 ACCESSION NUMBER: 0001104659-21-136991 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211109 FILED AS OF DATE: 20211110 DATE AS OF CHANGE: 20211110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHADHA PAR CENTRAL INDEX KEY: 0000938202 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36788 FILM NUMBER: 211397364 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: hof 2 llc CENTRAL INDEX KEY: 0001712473 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36788 FILM NUMBER: 211397361 BUSINESS ADDRESS: STREET 1: 8550 WEST DESERT INN ROAD STREET 2: SUITE 102-452 CITY: LAS VEGAS STATE: NV ZIP: 89117 BUSINESS PHONE: 310 857 6320 MAIL ADDRESS: STREET 1: 8550 WEST DESERT INN ROAD STREET 2: SUITE 102-452 CITY: LAS VEGAS STATE: NV ZIP: 89117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Adesi 234 LLC CENTRAL INDEX KEY: 0001712365 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36788 FILM NUMBER: 211397362 BUSINESS ADDRESS: STREET 1: 8550 WEST DESERT INN ROAD STREET 2: SUITE 102-452 CITY: LAS VEGAS STATE: NV ZIP: 89117 BUSINESS PHONE: 310 857 6320 MAIL ADDRESS: STREET 1: 8550 WEST DESERT INN ROAD STREET 2: SUITE 102-452 CITY: LAS VEGAS STATE: NV ZIP: 89117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HandsOn Fund 4 I, LLC CENTRAL INDEX KEY: 0001712411 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36788 FILM NUMBER: 211397358 BUSINESS ADDRESS: STREET 1: 8550 WEST DESERT INN ROAD SUITE 102-452 CITY: LAS VEGAS STATE: NV ZIP: 89117 BUSINESS PHONE: 310 857 6320 MAIL ADDRESS: STREET 1: 8550 WEST DESERT INN ROAD SUITE 102-452 CITY: LAS VEGAS STATE: NV ZIP: 89117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HandsOn Global Management, LLC CENTRAL INDEX KEY: 0001712472 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36788 FILM NUMBER: 211397357 BUSINESS ADDRESS: STREET 1: 8550 WEST DESERT INN ROAD STREET 2: SUITE 102-452 CITY: LAS VEGAS STATE: NV ZIP: 89117 BUSINESS PHONE: 310 857 6320 MAIL ADDRESS: STREET 1: 8550 WEST DESERT INN ROAD STREET 2: SUITE 102-452 CITY: LAS VEGAS STATE: NV ZIP: 89117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chadha Sharon CENTRAL INDEX KEY: 0001885887 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36788 FILM NUMBER: 211397365 MAIL ADDRESS: STREET 1: 3003 PENNSYLVANIA AVENUE CITY: SANTA MONICA STATE: CA ZIP: 90404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOV Capital III LLC CENTRAL INDEX KEY: 0001712480 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36788 FILM NUMBER: 211397363 BUSINESS ADDRESS: STREET 1: 8550 WEST DESERT INN ROAD STREET 2: SUITE 102-45 CITY: LAS VEGAS STATE: NV ZIP: 89117 BUSINESS PHONE: 310 857 6320 MAIL ADDRESS: STREET 1: 8550 WEST DESERT INN ROAD STREET 2: SUITE 102-45 CITY: LAS VEGAS STATE: NV ZIP: 89117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOV Services Ltd CENTRAL INDEX KEY: 0001712482 STATE OF INCORPORATION: K7 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36788 FILM NUMBER: 211397359 BUSINESS ADDRESS: STREET 1: 3RD FLOOR SHARDA ARCADE STREET 2: PUNE SATARA RD. BIBWEWADI CITY: PUNE STATE: K7 ZIP: 411037 BUSINESS PHONE: 310 857 6320 MAIL ADDRESS: STREET 1: 3RD FLOOR SHARDA ARCADE STREET 2: PUNE SATARA RD. BIBWEWADI CITY: PUNE STATE: K7 ZIP: 411037 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOVS LLC CENTRAL INDEX KEY: 0001712484 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36788 FILM NUMBER: 211397360 BUSINESS ADDRESS: STREET 1: 855 WEST DESERT INN ROAD STREET 2: SUITE 102-452 CITY: LAS VEGAS STATE: NV ZIP: 89117 BUSINESS PHONE: 313 231 7020 MAIL ADDRESS: STREET 1: 855 WEST DESERT INN ROAD STREET 2: SUITE 102-452 CITY: LAS VEGAS STATE: NV ZIP: 89117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HandsOn 3, LLC CENTRAL INDEX KEY: 0001741367 STATE OF INCORPORATION: NV FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36788 FILM NUMBER: 211397356 BUSINESS ADDRESS: STREET 1: 8550 WEST DESERT INN ROAD STREET 2: SUITE 102-452 CITY: LAS VEGAS STATE: NV ZIP: 89117 BUSINESS PHONE: 310-795-0785 MAIL ADDRESS: STREET 1: 8550 WEST DESERT INN ROAD STREET 2: SUITE 102-452 CITY: LAS VEGAS STATE: NV ZIP: 89117 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Exela Technologies, Inc. CENTRAL INDEX KEY: 0001620179 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 471347291 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2701 EAST GRAUWYLER RD. CITY: IRVING STATE: TX ZIP: 75061 BUSINESS PHONE: 844-935-2832 MAIL ADDRESS: STREET 1: 2701 EAST GRAUWYLER RD. CITY: IRVING STATE: TX ZIP: 75061 FORMER COMPANY: FORMER CONFORMED NAME: Quinpario Acquisition Corp. 2 DATE OF NAME CHANGE: 20140922 4 1 tm2132515-1_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2021-11-09 0 0001620179 Exela Technologies, Inc. XELA 0001885887 Chadha Sharon 3003 PENNSYLVANIA AVE SANTA MONICA CA 90404 1 0 1 0 0000938202 CHADHA PAR 8550 WEST DESERT INN ROAD SUITE 102-452 LAS VEGAS NV 89117 1 1 1 0 Executive Chairman 0001712480 HOV Capital III LLC 8550 WEST DESERT INN ROAD SUITE 102-452 LAS VEGAS NV 89117 0 0 1 0 0001712365 Adesi 234 LLC 8550 WEST DESERT INN ROAD SUITE 102-452 LAS VEGAS NV 89117 0 0 1 0 0001712473 hof 2 llc 8550 WEST DESERT INN ROAD SUITE 102-452 LAS VEGAS NV 89117 0 0 1 0 0001712484 HOVS LLC 8550 WEST DESERT INN ROAD SUITE 102-452 LAS VEGAS NV 89117 0 0 1 0 0001712482 HOV Services Ltd 8550 WEST DESERT INN ROAD SUITE 102-452 LAS VEGAS NV 89117 0 0 1 0 0001712411 HandsOn Fund 4 I, LLC 8550 WEST DESERT INN ROAD SUITE 102-452 LAS VEGAS NV 89117 0 0 1 0 0001712472 HandsOn Global Management, LLC 8550 WEST DESERT INN ROAD SUITE 102-452 LAS VEGAS NV 89117 0 0 1 0 0001741367 HandsOn 3, LLC 8550 WEST DESERT INN ROAD SUITE 102-452 LAS VEGAS NV 89117 0 0 1 0 Common Stock, par value $0.0001 per share (''Common Stock'') 2021-11-09 4 A 0 62500 1.60 A 62500 D Common Stock 4012939 I See Footnote Common Stock 50047 I See Footnote Common Stock 104083 I See Footnote Common Stock 5712123 I See Footnote Common Stock 960633 I See Footnote Common Stock 15500 I See Footnote HOVS LLC, a Delaware limited liability company ("HOVS"), HandsOn Fund 4 I, LLC, a Nevada limited liability company ("HOF 4"), and HOV Capital III, LLC, a Nevada limited liability company ("HOV 3") each directly own shares of Exela Technologies, Inc. (the "Issuer"). HOVS is a wholly-owned subsidiary of HOV Services Ltd., an Indian limited company ("HOV Services" and together with HandsOn Global Management, LLC, a Delaware limited liability company ("HGM"), HOVS, HOF 2 LLC, a Nevada limited liability company ("HOF 2"), HOF 4, HOV 3, and Adesi 234 LLC, a Nevada limited liability company ("Adesi"), the "HGM Group")). Adesi and HOF 2 LLC together own a majority of HOF 4. Adesi and HOF 2, own a majority of the equity interests of HOV 3. Mr. Par Chadha, Sharon Chadha's spouse, may be deemed to control HandsOn 3, LLC, a Nevada limited liability company ("HOF 3") and the HGM Group. The parties identified above and HGM may be deemed to beneficially own any shares of the Issuer owned by the entities in which they are beneficial owners. Each member of the HGM Group disclaims beneficial ownership of any shares of the Issuer owned by any other member of the HGM Group, except to the extent of its pecuniary interest therein. Solely for purposes of Section 16 of the Exchange Act, the HGM Group may be deemed to be directors-by-deputization by virtue of the HGM Group's contractual right to designate directors to the board of directors of the Issuer. For purposes of the exemption under Rule 16b-3 promulgated under the Securities Exchange Act of 1934, as amended. Shares owned directly by Par Chadha, Sharon Chadha's spouse. Sharon Chadha may be deemed to beneficially own shares of the Issuer owned by Par Chadha, her spouse, and entities owned or controlled by Par and/or Sharon Chadha. The Reporting Person disclaims beneficial ownership of any shares of the Issuer owned by such other Persons, except to the extent of her pecuniary interest therein. Shares directly owned by HOF 2 and indirectly by Par Chadha, Sharon Chadha's spouse. Shares directly owned by HGM and indirectly by Par Chadha, Sharon Chadha's spouse. Shares directly owned by HOVS and indirectly by Par Chadha, Sharon Chadha's spouse. Shares directly owned by Adesi and indirectly by Par Chadha, Sharon Chadha's spouse. Shares directly owned by HOF 3 and indirectly by Par Chadha, Sharon Chadha's spouse. The number of shares reported in this Form 4 account for the one-for-three Reverse Stock Split effected by the Issuer on January 25, 2021. OnNovember 9, pursuant to the Subscription Agreement by and between Sharon Chadha and Exela Technologies, Inc., Mrs. Sharon Chadha purchased 62,500 shares of Common Stock for an aggregate purchase price of $100,000. The amount of purchased shares was calculated based on the share price at the close of business on November 9, 2021. /s/ Sharon Chadha 2021-11-09 /s/ Par Chadha 2021-11-09