0000938077-18-000004.txt : 20181102 0000938077-18-000004.hdr.sgml : 20181102 20181102154240 ACCESSION NUMBER: 0000938077-18-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181102 DATE AS OF CHANGE: 20181102 EFFECTIVENESS DATE: 20181102 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DOLIVER CAPITAL ADVISORS, LP CENTRAL INDEX KEY: 0000938077 IRS NUMBER: 561827546 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05031 FILM NUMBER: 181156855 BUSINESS ADDRESS: STREET 1: 6363 WOODWAY, SUITE 963 CITY: HOUSTON STATE: TX ZIP: 77057 BUSINESS PHONE: 713-917-0022 MAIL ADDRESS: STREET 1: 6363 WOODWAY, SUITE 963 CITY: HOUSTON STATE: TX ZIP: 77057 FORMER COMPANY: FORMER CONFORMED NAME: DOLIVER CAPITAL ADVISORS, INC. DATE OF NAME CHANGE: 20050808 FORMER COMPANY: FORMER CONFORMED NAME: DEEP DISCOUNT ADVISORS INC /NC/ DATE OF NAME CHANGE: 19950215 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000938077 XXXXXXXX 09-30-2018 09-30-2018 DOLIVER CAPITAL ADVISORS, LP

6363 WOODWAY, SUITE 963 HOUSTON TX 77057

13F HOLDINGS REPORT 028-05031 N Charley Ward 7139170022 Charley Ward Houston TX 11-02-2018 0 204 242679 false INFORMATION TABLE 2 Doliver3q2018.inftab.xml 3M COCOM88579Y1014682220SHSOLE 002220ABBOTT LABSCOM0028241005807909SHSOLE 007909ABBVIE INCCOM00287Y109122612962SHSOLE 0012962ABERDEEN ASIA PACIFIC INCOMCOM00300910726564054SHSOLE 0064054ABERDEEN GLOBAL DYNAMIC DIVICOM00302M10624323481SHSOLE 0023481ABERDEEN GLOBAL PREMIER PPTYCOM SH BEN INT00302L1086310322SHSOLE 0010322ABERDEEN TOTAL DYNAMIC DIVDCOM SH BEN INT00326L1001737197865SHSOLE 00197865ADAM NAT RES FD INCCOM00548F10580940590SHSOLE 0040590ADAMS DIVERSIFIED EQUITY FDCOM00621210423314005SHSOLE 0014005ADOBE SYS INCCOM00724F101208770SHSOLE 00770ADVENT CLAYMORE CV SECS & INCOM00764C10924615669SHSOLE 0015669ALIBABA GROUP HLDG LTDSPONSORED ADS01609W1022241362SHSOLE 001362ALLIANCEBERNSTEIN GBL HGH INCOM01879R10626022355SHSOLE 0022355ALLIANZGI NFJ DIVID INT & PRCOM01883A10716612634SHSOLE 0012634ALPHABET INCCAP STK CL C02079K107535448SHSOLE 00448ALTRIA GROUP INCCOM02209S103270244803SHSOLE 0044803AMGEN INCCOM0311621002111018SHSOLE 001018ANHEUSER BUSCH INBEV SA/NVSPONSORED ADR03524A1083213662SHSOLE 003662APOLLO SR FLOATING RATE FD ICOM03763610751232028SHSOLE 0032028APPLE INCCOM0378331009454187SHSOLE 004187ARES DYNAMIC CR ALLOCATION FCOM04014F10291659009SHSOLE 0059009AT&T INCCOM00206R1023239614SHSOLE 009614BAIDU INCSPON ADR REP A0567521082541109SHSOLE 001109BANCROFT FUND LTDCOM0596951062229708SHSOLE 009708BLACKROCK CORE BD TRSHS BEN INT09249E10115111820SHSOLE 0011820BLACKROCK CORPOR HI YLD FD ICOM09255P10728126704SHSOLE 0026704BLACKROCK CR ALLCTN INC TRCOM09250810018615229SHSOLE 0015229BLACKROCK DEBT STRAT FD INCCOM NEW09255R2021364122473SHSOLE 00122473BLACKROCK ENERGY & RES TRCOM09250U10136925318SHSOLE 0025318BLACKROCK ENHANCED GBL DIV TCOM0925011051579143662SHSOLE 00143662BLACKROCK ENHANCED INTL DIVCOM BENE INTER0925241071250218090SHSOLE 00218090BLACKROCK FLOAT RATE OME STRCOM09255X10097570736SHSOLE 0070736BLACKROCK FLOATING RATE INCOCOM09194110416712669SHSOLE 0012669BLACKROCK INCCOM09247X101219465SHSOLE 00465BLACKROCK LTD DURATION INC TCOM SHS09249W10119813289SHSOLE 0013289BLACKROCK MUN 2030 TAR TERMCOM SHS BEN IN09257P10530014490SHSOLE 0014490BLACKROCK RES & COMM STRAT TSHS09257A10820122107SHSOLE 0022107BLACKSTONE GROUP L PCOM UNIT LTD09253U1083037960SHSOLE 007960BLACKSTONE GSO LNG SHRT CR ICOM SHS BN INT09257D10233721036SHSOLE 0021036BROOKFIELD GLOBL LISTED INFRCOM SHS11273Q10933427784SHSOLE 0027784CAPITAL ONE FINL CORPCOM14040H1052432560SHSOLE 002560CBRE CLARION GLOBAL REAL ESTCOM12504G10021229075SHSOLE 0029075CELGENE CORPCOM1510201043073433SHSOLE 003433CENTER COAST BRKFLD MLP ENRGSHS BEN INT1514611001193126621SHSOLE 00126621CHART INDS INCCOM PAR $0.0116115Q3083334247SHSOLE 004247CHEVRON CORP NEWCOM1667641009527788SHSOLE 007788CISCO SYS INCCOM17275R1023537246SHSOLE 007246CLEARBRIDGE AMERN ENERG MLPCOM184691103824104719SHSOLE 00104719CLEARBRIDGE ENERGY MLP FD INCOM184692101139896196SHSOLE 0096196CLEARBRIDGE ENERGY MLP OPP FCOM18469P10023920964SHSOLE 0020964CLEARBRIDGE ENERGY MLP TR FDCOM18469Q10858951825SHSOLE 0051825COCA COLA COCOM19121610085918601SHSOLE 0018601COHEN & STEERS GLOBAL INC BLCOM19248M10341144055SHSOLE 0044055COHEN & STEERS INFRASTRUCTURCOM19248A10950923003SHSOLE 0023003COHEN & STEERS LTD DUR PFD ICOM19248C10589737682SHSOLE 0037682COHEN & STEERS MLP INC & ENRCOM SHS19249B10685481768SHSOLE 0081768COHEN & STEERS TOTAL RETURNCOM19247R10319015648SHSOLE 0015648COLUMBIA SELIGM PREM TECH GRCOM19842X10969432476SHSOLE 0032476COMCAST CORP NEWCL A20030N1012677547SHSOLE 007547CREDIT SUISSE ASSET MGMT INCCOM22491610611034725SHSOLE 0034725CVS HEALTH CORPCOM1266501002112676SHSOLE 002676DEVON ENERGY CORP NEWCOM25179M1033428568SHSOLE 008568DIAGEO P L CSPON ADR NEW25243Q2053092178SHSOLE 002178DISNEY WALT COCOM DISNEY2546871062622239SHSOLE 002239DIVERSIFIED RSTRNT HLDGS INCCOM25532M1054531890SHSOLE 0031890DIVIDEND & INCOME FUNDCOM NEW25538A20494679265SHSOLE 0079265DREYFUS HIGH YIELD STRATEGIESH BEN INT26200S1013310246SHSOLE 0010246DUFF & PHELPS SLCT ENGY MLPCOM26433F10842369607SHSOLE 0069607DUKE ENERGY CORP NEWCOM NEW26441C2042192732SHSOLE 002732EATON CORP PLCSHSG291831032923372SHSOLE 003372EATON VANCE ENH EQTY INC FDCOM27827710831517846SHSOLE 0017846EATON VANCE FLTG RATE INCOMCOM SHS BEN INT27828410427017054SHSOLE 0017054EATON VANCE FLTING RATE INCCOM27827910428919788SHSOLE 0019788EATON VANCE LTD DUR INCOME FCOM27828H10523918825SHSOLE 0018825EATON VANCE MI MUNI INCOME TSH BEN INT27826D10613410771SHSOLE 0010771EATON VANCE SH TM DR DIVR INCOM27828V10449938690SHSOLE 0038690EATON VANCE SR FLTNG RTE TRCOM27828Q10588763097SHSOLE 0063097EATON VANCE SR INCOME TRSH BEN INT27826S10358390454SHSOLE 0090454EATON VANCE TAX ADV BD OPT SCOM SH BEN INT27829M10337642823SHSOLE 0042823EATON VANCE TAX MNGD GBL DVCOM27829F1089910400SHSOLE 0010400ELECTRONIC ARTS INCCOM2855121092091737SHSOLE 001737ENERGY TRANSFER EQUITY L PCOM UT LTD PTN29273V10042924618SHSOLE 0024618ENERGY TRANSFER PARTNERS LPUNIT LTD PRT INT29278N10366830000SHSOLE 0030000ENTERPRISE PRODS PARTNERS LCOM293792107161256115SHSOLE 0056115EXXON MOBIL CORPCOM30231G1021129491328501SHSOLE 001328501FACEBOOK INCCL A30303M1022341422SHSOLE 001422FEDEX CORPCOM31428X1063801580SHSOLE 001580FIDUCIARY CLAYMORE MLP OPP FCOM31647Q10685770169SHSOLE 0070169FIRST FINL BANKSHARESCOM32020R109211635796SHSOLE 0035796FIRST TR ENERGY INCOME & GRWCOM33738G104105847616SHSOLE 0047616FIRST TR ENERGY INFRASTRCTRCOM33738C10367442814SHSOLE 0042814FIRST TR HIGH INCOME L/S FDCOM33738E10920613979SHSOLE 0013979FIRST TR INTER DUR PFD & INCOM33718W10369632293SHSOLE 0032293FIRST TR MLP & ENERGY INCOMECOM33739B1041773141583SHSOLE 00141583FIRST TR SR FLG RTE INCM FDCOM33733U10850439637SHSOLE 0039637FIRST TRUST MORTGAGE INCM FDCOM SHS33734E10316212078SHSOLE 0012078FORD MTR CO DELCOM PAR $0.0134537086011112000SHSOLE 0012000FRANKLIN UNVL TRSH BEN INT35514510347671561SHSOLE 0071561FST TR NEW OPPORT MLP & ENECOM33739M1001401145775SHSOLE 00145775GABELLI HLTHCARE & WELLNESSSHS36246K10324322020SHSOLE 0022020GAMCO GLOBAL GOLD NAT RES &COM SH BEN INT36465A1095110799SHSOLE 0010799GAMCO NAT RES GOLD & INCOMESH BEN INT36465E10117930534SHSOLE 0030534GDL FUNDCOM SH BEN IT3615701049310229SHSOLE 0010229GENERAL AMERN INVS INCCOM36880210437710184SHSOLE 0010184GENERAL ELECTRIC COCOM36960410330527055SHSOLE 0027055GOLDMAN SACHS MLP ENERGY RENCOM38148G1071237191859SHSOLE 00191859GOLDMAN SACHS MLP INC OPP FDCOM SHS38147W1031050114054SHSOLE 00114054HALLIBURTON COCOM4062161012035000SHSOLE 005000HANCOCK JOHN INV TRUSTTAX ADV GLB SH41013P749872117481SHSOLE 00117481HENRY JACK & ASSOC INCCOM4262811018735456SHSOLE 005456HERSHEY COCOM4278661082482436SHSOLE 002436HERZFELD CARIBBEAN BASIN FDCOM42804T10615624306SHSOLE 0024306HONEYWELL INTL INCCOM4385161062081250SHSOLE 001250INDEPENDENT BK GROUP INCCOM45384B106159724091SHSOLE 0024091INTEL CORPCOM45814010061112922SHSOLE 0012922INTERNATIONAL BUSINESS MACHSCOM4592001012561695SHSOLE 001695INVESCO DYNAMIC CR OPP FDCOM46132R1041233107535SHSOLE 00107535INVESCO HIGH INCOME TR IICOM46131F10119814459SHSOLE 0014459INVESCO SR INCOME TRCOM46131H1071213282098SHSOLE 00282098INVESCO TR INVT GRADE MUNSCOM46131M10629224589SHSOLE 0024589ISHARES TRCORE S&P500 ETF4642872002823496449SHSOLE 0096449ISHARES TRSELECT DIVID ETF4642871682542551SHSOLE 002551IVY HIGH INC OPPORTUNITIES FCOM46589310516111256SHSOLE 0011256JOHN HANCOCK HDG EQ & INC FDCOM47804L10228317952SHSOLE 0017952JOHNSON & JOHNSONCOM478160104144910486SHSOLE 0010486JPMORGAN CHASE & COCOM46625H1005835165SHSOLE 005165KKR INCOME OPPORTUNITIES FDCOM48249T10634521040SHSOLE 0021040LAZARD GLB TTL RET&INCM FD ICOM52106W10325014088SHSOLE 0014088LAZARD WORLD DIVID & INCOMECOM52107610919418626SHSOLE 0018626LIBERTY ALL-STAR GROWTH FD ICOM52990010212419449SHSOLE 0019449MACQUARIE GLBL INFRA TOTL RECOM55608D10127713030SHSOLE 0013030MAGELLAN MIDSTREAM PRTNRS LPCOM UNIT RP LP5590801062223280SHSOLE 003280MEDTRONIC PLCSHSG5960L1033443495SHSOLE 003495MERCK & CO INCCOM58933Y1054085754SHSOLE 005754MORGAN STANLEY EM MKTS DM DECOM6174771048312352SHSOLE 0012352MORGAN STANLEY EMER MKTS DEBCOM61744H10521624931SHSOLE 0024931MPLX LPCOM UNIT REP LTD55336V1002376821SHSOLE 006821NEUBERGER BERMAN HGH YLD FDCOM64128C10658153023SHSOLE 0053023NEUBERGER BERMAN RE ES SEC FCOM64190A1039919997SHSOLE 0019997NUVEEN ALL CAP ENE MLP OPPOCOM67075E10839249232SHSOLE 0049232NUVEEN CR STRATEGIES INCM FDCOM SHS67073D1021958245638SHSOLE 00245638NUVEEN DIVERSIFIED DIV INCMCOM6706EP10553148744SHSOLE 0048744NUVEEN ENERGY MLP TOTL RTRNFCOM67074U1031419128191SHSOLE 00128191NUVEEN FLOATING RATE INCOMECOM67072T10813613069SHSOLE 0013069NUVEEN FLTNG RTE INCM OPP FDCOM SHS6706EN10013513120SHSOLE 0013120NUVEEN MULTI MKT INCOME FDCOM67075J10724635101SHSOLE 0035101NUVEEN NASDAQ 100 DYNAMIC OVCOM SHS670699107187377932SHSOLE 0077932NUVEEN PFD & INCM OPPORTNYSCOM67073B106977105362SHSOLE 00105362NUVEEN PFD & INCM SECURTIESCOM67072C1052114240244SHSOLE 00240244NUVEEN PFD & INCOME TERM FDCOM67075A10624610851SHSOLE 0010851NUVEEN REAL ASSET INM AND GWCOM67074Y10516910500SHSOLE 0010500NUVEEN S&P 500 DYN OVERWRITECOM6706EW10066739469SHSOLE 0039469NUVEEN SHT DUR CR OPP FDCOM67074X10734820429SHSOLE 0020429NUVEEN SR INCOME FDCOM67067Y10415925813SHSOLE 0025813PEPSICO INCCOM7134481084013589SHSOLE 003589PFIZER INCCOM7170811032635957SHSOLE 005957PGIM GLOBAL SHORT DURATION HCOM69346J10622616327SHSOLE 0016327PGIM SHORT DURATION HIGH YIECOM69346H10034224175SHSOLE 0024175PHILIP MORRIS INTL INCCOM718172109263632328SHSOLE 0032328PIONEER DIV HIGH INCOME TRUSCOM72365310121114415SHSOLE 0014415PIONEER FLOATING RATE TRCOM72369J10264358292SHSOLE 0058292PIONEER HIGH INCOME TRCOM72369H10622724519SHSOLE 0024519PLAINS ALL AMERN PIPELINE LUNIT LTD PARTN72650310530612248SHSOLE 0012248PNC FINL SVCS GROUP INCCOM6934751052041500SHSOLE 001500PRINCIPAL REAL ESTATE INCOMESHS BEN INT74255X10430317594SHSOLE 0017594PROCTER AND GAMBLE COCOM742718109118014175SHSOLE 0014175PUTNAM MASTER INTER INCOME TSH BEN INT74690910016235946SHSOLE 0035946RMR REAL ESTATE INCOME FUNDCOM76970B10169438579SHSOLE 0038579ROYCE GLOBAL VALUE TR INCCOM78081T10417416538SHSOLE 0016538ROYCE MICRO-CAP TR INCCOM78091510412011707SHSOLE 0011707SINA CORPORDG814771043424924SHSOLE 004924SOURCE CAP INCCOM83614410541010191SHSOLE 0010191SOUTHWESTERN ENERGY COCOM8454671099919395SHSOLE 0019395SPDR S&P 500 ETF TRTR UNIT78462F1039803370SHSOLE 003370SPROTT FOCUS TR INCCOM85208J10923732051SHSOLE 0032051STAR GROUP L PUNIT LTD PARTNR85512C1059810000SHSOLE 0010000SUPERCOM LTD NEWSHS NEWM870951192011100SHSOLE 0011100TALLGRASS ENERGY LPCLASS A SHS87469610724410356SHSOLE 0010356TEKLA HEALTHCARE OPPORTUNITSHS87910510430916494SHSOLE 0016494TEMPLETON EMERG MKTS INCOMECOM88019210960260195SHSOLE 0060195THL CR SR LN FDCOM87244R10325815515SHSOLE 0015515UGI CORP NEWCOM9026811053105595SHSOLE 005595UNITED PARCEL SERVICE INCCL B9113121062151845SHSOLE 001845UNITED TECHNOLOGIES CORPCOM9130171092081485SHSOLE 001485US BANCORP DELCOM NEW9029733042765220SHSOLE 005220VAIL RESORTS INCCOM91879Q109225820SHSOLE 00820VIRTUS GLOBAL DIVID INCOME FCOM92835W10712511160SHSOLE 0011160VIRTUS GLOBAL MULTI-SEC INCCOM92829B10125919564SHSOLE 0019564VIRTUS TOTAL RETURN FUND INCCOM92837G10042039842SHSOLE 0039842VOYA PRIME RATE TRSH BEN INT92913A1001326266280SHSOLE 00266280WALGREENS BOOTS ALLIANCE INCCOM9314271083274480SHSOLE 004480WEATHERFORD INTL PLCORD SHSG488331004115000SHSOLE 0015000WELLS FARGO GLOBAL DIVIDENDCOM94987C10329155042SHSOLE 0055042WELLS FARGO INCOME OPPORTUNIWF INC OPPTY FD94987B10521126688SHSOLE 0026688WELLS FARGO MULTI SECTOR INCCOM94987D10137430784SHSOLE 0030784WESTERN ASSET CORPORATE LN FCOM95790J10223924079SHSOLE 0024079WESTERN ASSET GLB HI INCOMECOM95766B10919221049SHSOLE 0021049WESTERN ASSET HGH YLD DFNDFDCOM95768B10736525081SHSOLE 0025081WESTERN ASSET HIGH INCM FD ICOM95766J10256288642SHSOLE 0088642WESTERN ASSET HIGH INCM OPPCOM95766K10919240298SHSOLE 0040298WESTERN ASSET MTG DEF OPPTYCOM95790B10940017370SHSOLE 0017370WESTERN ASSET VAR RT STRG FDCOM95766710818111002SHSOLE 0011002WESTERN ASST INFLTN LKD INMCOM SH BEN INT95766Q10618616540SHSOLE 0016540WESTERN AST INFL LKD OPP & ICOM95766R10424922964SHSOLE 0022964