0000938077-16-000008.txt : 20160428 0000938077-16-000008.hdr.sgml : 20160428 20160428163459 ACCESSION NUMBER: 0000938077-16-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160331 FILED AS OF DATE: 20160428 DATE AS OF CHANGE: 20160428 EFFECTIVENESS DATE: 20160428 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DOLIVER CAPITAL ADVISORS, INC. CENTRAL INDEX KEY: 0000938077 IRS NUMBER: 561827546 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05031 FILM NUMBER: 161600603 BUSINESS ADDRESS: STREET 1: 6363 WOODWAY, SUITE 963 CITY: HOUSTON STATE: TX ZIP: 77057 BUSINESS PHONE: 713-917-0022 MAIL ADDRESS: STREET 1: 6363 WOODWAY, SUITE 963 CITY: HOUSTON STATE: TX ZIP: 77057 FORMER COMPANY: FORMER CONFORMED NAME: DEEP DISCOUNT ADVISORS INC /NC/ DATE OF NAME CHANGE: 19950215 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000938077 XXXXXXXX 03-31-2016 03-31-2016 DOLIVER CAPITAL ADVISORS, INC.

6363 WOODWAY, SUITE 963 HOUSTON TX 77057

13F HOLDINGS REPORT 028-05031 N Ralph D. McBride 713-917-0022 Ralph D. McBride Houston TX 04-28-2016 0 161 113442 false INFORMATION TABLE 2 1Q201613F.xml AllianceBernstein Income Fund Common 01881E101 1177 149956 SH SOLE NONE 0 0 149956 Avenue Income Credit Strategie Common 05358E106 540 49254 SH SOLE NONE 0 0 49254 AllianzGI Diversified Income & Common 01883J108 2127 119620 SH SOLE NONE 0 0 119620 Adams Diversified Equity Fund Common 006212104 1989 157227 SH SOLE NONE 0 0 157227 Apollo Senior Floating Rate Fu Common 037636107 2287 150472 SH SOLE NONE 0 0 150472 Alpine Global Dynamic Dividend Common 02082E205 175 20483 SH SOLE NONE 0 0 20483 Alpine Total Dynamic Dividend Common 021060207 1532 204290 SH SOLE NONE 0 0 204290 Asia Pacific Fund Inc/The Common 044901106 125 13049 SH SOLE NONE 0 0 13049 Liberty All Star Growth Fund I Common 529900102 353 87191 SH SOLE NONE 0 0 87191 Advent Claymore Convertible Se Common 00764C109 853 64597 SH SOLE NONE 0 0 64597 Alpine Global Premier Properti Common 02083A103 1311 234564 SH SOLE NONE 0 0 234564 Bancroft Fund Ltd Common 059695106 283 15770 SH SOLE NONE 0 0 15770 BlackRock Resources & Commodit Common 09257A108 2378 329762 SH SOLE NONE 0 0 329762 BlackRock Enhanced Equity Divi Common 09251A104 1825 242086 SH SOLE NONE 0 0 242086 BlackRock Energy and Resources Common 09250U101 1320 101530 SH SOLE NONE 0 0 101530 BlackRock International Growth Common 092524107 924 156079 SH SOLE NONE 0 0 156079 BlackRock Global Opportunities Common 092501105 1816 152849 SH SOLE NONE 0 0 152849 John Hancock Financial Opportu Common 409735206 2100 86431 SH SOLE NONE 0 0 86431 Morgan Stanley China A Share F Common 617468103 2271 134225 SH SOLE NONE 0 0 134225 ClearBridge American Energy ML Common 184691103 1069 152917 SH SOLE NONE 0 0 152917 Central Europe Russia and Turk Common 153436100 213 11378 SH SOLE NONE 0 0 11378 ClearBridge Energy MLP Fund In Common 184692101 1628 119956 SH SOLE NONE 0 0 119956 Nuveen Diversified Commodity F Common 67074P104 470 52725 SH SOLE NONE 0 0 52725 Calamos Global Total Return Fu Common 128118106 277 25060 SH SOLE NONE 0 0 25060 Aberdeen Chile Fund Inc Common 00301W105 182 30269 SH SOLE NONE 0 0 30269 Calamos Convertible Opportunit Common 128117108 1775 187048 SH SOLE NONE 0 0 187048 Calamos Global Dynamic Income Common 12811L107 1180 167789 SH SOLE NONE 0 0 167789 BlackRock Enhanced Capital and Common 09256A109 712 52612 SH SOLE NONE 0 0 52612 Calamos Strategic Total Return Common 128125101 1020 107223 SH SOLE NONE 0 0 107223 Nuveen Long/Short Commodity To Common 670731108 1037 68836 SH SOLE NONE 0 0 68836 ClearBridge Energy MLP Total R Common 18469Q108 568 54729 SH SOLE NONE 0 0 54729 Herzfeld Caribbean Basin Fund Common 42804T106 196 28002 SH SOLE NONE 0 0 28002 Delaware Enhanced Global Divid Common 246060107 620 67775 SH SOLE NONE 0 0 67775 Dreyfus High Yield Strategies Common 26200S101 43 13700 SH SOLE NONE 0 0 13700 Deutsche High Income Opportuni Common 25158Y102 863 64759 SH SOLE NONE 0 0 64759 Nuveen Dow 30sm Dynamic Overwr Common 67075F105 228 16190 SH SOLE NONE 0 0 16190 Dividend and Income Fund Common 25538A204 1454 130262 SH SOLE NONE 0 0 130262 Duff & Phelps Global Utility I Common 26433C105 1529 96072 SH SOLE NONE 0 0 96072 Diversified Real Asset Income Common 25533B108 2122 134332 SH SOLE NONE 0 0 134332 Duff & Phelps Select Energy ML Common 26433F108 96 17644 SH SOLE NONE 0 0 17644 BlackRock Debt Strategies Fund Common 09255R103 72 20676 SH SOLE NONE 0 0 20676 Ellsworth Growth and Income Fu Common 289074106 214 28108 SH SOLE NONE 0 0 28108 Morgan Stanley Emerging Market Common 617477104 690 90300 SH SOLE NONE 0 0 90300 Templeton Emerging Markets Fun Common 880191101 178 16416 SH SOLE NONE 0 0 16416 Eaton Vance Michigan Municipal Common 27826D106 292 21163 SH SOLE NONE 0 0 21163 ClearBridge Energy MLP Opportu Common 18469P100 298 26438 SH SOLE NONE 0 0 26438 Wells Fargo Global Dividend Op Common 94987C103 512 85695 SH SOLE NONE 0 0 85695 Eaton Vance Enhanced Equity In Common 278274105 389 31069 SH SOLE NONE 0 0 31069 Western Asset Emerging Markets Common 95766A101 328 22583 SH SOLE NONE 0 0 22583 Eaton Vance Tax-Advantaged Glo Common 27828S101 2424 167735 SH SOLE NONE 0 0 167735 Eaton Vance Risk-Managed Diver Common 27829G106 198 20875 SH SOLE NONE 0 0 20875 Eaton Vance Tax Managed Global Common 27829C105 2184 207228 SH SOLE NONE 0 0 207228 Eaton Vance Senior Income Trus Common 27826S103 344 59462 SH SOLE NONE 0 0 59462 Eaton Vance California Municip Common 27828A100 161 12794 SH SOLE NONE 0 0 12794 Eaton Vance Tax-Advantaged Bon Common 27829M103 151 12268 SH SOLE NONE 0 0 12268 Eaton Vance Tax-Managed Global Common 27829F108 105 12000 SH SOLE NONE 0 0 12000 Aberdeen Asia-Pacific Income F Common 003009107 97 19300 SH SOLE NONE 0 0 19300 First Trust Energy Income and Common 33738G104 203 8706 SH SOLE NONE 0 0 8706 First Trust Enhanced Equity In Common 337318109 833 65420 SH SOLE NONE 0 0 65420 First Trust Specialty Finance Common 33733G109 74 11919 SH SOLE NONE 0 0 11919 First Trust Energy Infrastruct Common 33738C103 780 50601 SH SOLE NONE 0 0 50601 Fiduciary/Claymore MLP Opportu Common 31647Q106 290 26471 SH SOLE NONE 0 0 26471 Cohen & Steers Closed-End Oppo Common 19248P106 686 62975 SH SOLE NONE 0 0 62975 First Trust High Income Long/S Common 33738E109 197 13441 SH SOLE NONE 0 0 13441 Sprott Focus Trust Inc Common 85208J109 368 60487 SH SOLE NONE 0 0 60487 General American Investors Co Common 368802104 1126 36047 SH SOLE NONE 0 0 36047 Aberdeen Greater China Fund In Common 003031101 93 11179 SH SOLE NONE 0 0 11179 GDL Fund/The Common 361570104 236 23485 SH SOLE NONE 0 0 23485 Gabelli Dividend & Income Trus Common 36242H104 1088 58848 SH SOLE NONE 0 0 58848 Guggenheim Equal Weight Enhanc Common 40167M106 313 19383 SH SOLE NONE 0 0 19383 Goldman Sachs MLP Energy and R Common 38148G107 1377 249453 SH SOLE NONE 0 0 249453 New Germany Fund Inc/The Common 644465106 201 14253 SH SOLE NONE 0 0 14253 Guggenheim Enhanced Equity Str Common 40167K100 182 11972 SH SOLE NONE 0 0 11972 GAMCO Global Gold Natural Reso Common 36465A109 131 23187 SH SOLE NONE 0 0 23187 Gabelli Multimedia Trust Inc Common 36239Q109 448 60961 SH SOLE NONE 0 0 60961 Gabelli Global Small and Mid C Common 36249W104 126 11890 SH SOLE NONE 0 0 11890 Global High Income Fund Inc Common 37933G108 373 42866 SH SOLE NONE 0 0 42866 Clough Global Opportunities Fu Common 18914E106 2250 234829 SH SOLE NONE 0 0 234829 Clough Global Equity Fund Common 18914C100 787 72298 SH SOLE NONE 0 0 72298 Clough Global Allocation Fund Common 18913Y103 484 41655 SH SOLE NONE 0 0 41655 Goldman Sachs MLP Income Oppor Common 38147W103 1250 162757 SH SOLE NONE 0 0 162757 Guggenheim Enhanced Equity Inc Common 40167B100 304 41654 SH SOLE NONE 0 0 41654 Gabelli Healthcare & WellnessR Common 36246K103 388 39274 SH SOLE NONE 0 0 39274 Miller/Howard High Dividend Fu Common 600379101 997 85915 SH SOLE NONE 0 0 85915 Western Asset High Income Oppo Common 95766K109 86 18374 SH SOLE NONE 0 0 18374 Tekla Life Sciences Investors Common 87911K100 1687 94050 SH SOLE NONE 0 0 94050 John Hancock Tax-Advantaged Di Common 41013V100 560 24574 SH SOLE NONE 0 0 24574 Managed High Yield Plus Fund I Common 561911108 215 120877 SH SOLE NONE 0 0 120877 Western Asset High Yield Defin Common 95768B107 269 19330 SH SOLE NONE 0 0 19330 BlackRock Corporate High Yield Common 09255P107 1001 100381 SH SOLE NONE 0 0 100381 Voya Asia Pacific High Dividen Common 92912J102 297 32158 SH SOLE NONE 0 0 32158 Voya Infrastructure Industrial Common 92912X101 555 44504 SH SOLE NONE 0 0 44504 India Fund Inc/The Common 454089103 635 27646 SH SOLE NONE 0 0 27646 Voya Global Advantage and Prem Common 92912R104 461 45212 SH SOLE NONE 0 0 45212 Voya Global Equity Dividend an Common 92912T100 131 18512 SH SOLE NONE 0 0 18512 CBRE Clarion Global Real Estat Common 12504G100 1102 141105 SH SOLE NONE 0 0 141105 Voya Emerging Markets High Inc Common 92912P108 224 28941 SH SOLE NONE 0 0 28941 Morgan Stanley India Investmen Common 61745C105 218 8721 SH SOLE NONE 0 0 8721 Cohen & Steers Global Income B Common 19248M103 458 52165 SH SOLE NONE 0 0 52165 Brookfield Global Listed Infra Common 11273Q109 1631 143717 SH SOLE NONE 0 0 143717 Voya Natural Resources Equity Common 92913C106 585 103698 SH SOLE NONE 0 0 103698 Nuveen Core Equity Alpha Fund Common 67090X107 457 33545 SH SOLE NONE 0 0 33545 Nuveen Diversified Dividend & Common 6706EP105 263 24046 SH SOLE NONE 0 0 24046 Aberdeen Japan Equity Fund Inc Common 00306J109 147 19991 SH SOLE NONE 0 0 19991 Nuveen Floating Rate Income Fu Common 67072T108 187 18601 SH SOLE NONE 0 0 18601 Nuveen Global Equity Income Fu Common 6706EH103 118 10736 SH SOLE NONE 0 0 10736 Nuveen All Cap Energy MLP Oppo Common 67075E108 89 13056 SH SOLE NONE 0 0 13056 Japan Smaller Capitalization F Common 47109U104 853 88443 SH SOLE NONE 0 0 88443 Nuveen Quality Preferred Incom Common 67072C105 382 42536 SH SOLE NONE 0 0 42536 Nuveen Credit Strategies Incom Common 67073D102 349 44067 SH SOLE NONE 0 0 44067 Nuveen Real Asset Income and G Common 67074Y105 1096 71307 SH SOLE NONE 0 0 71307 Nuveen Real Estate Income Fund Common 67071B108 515 47508 SH SOLE NONE 0 0 47508 Nuveen Tax-Advantaged Total Re Common 67090H102 555 49090 SH SOLE NONE 0 0 49090 Nuveen Tax-Advantaged Dividend Common 67073G105 438 31950 SH SOLE NONE 0 0 31950 Deutsche Global High Income Fu Common 25158V108 172 22285 SH SOLE NONE 0 0 22285 Advent/Claymore Enhanced Growt Common 00765E104 293 35700 SH SOLE NONE 0 0 35700 Latin American Discovery Fund Common 51828C106 104 11843 SH SOLE NONE 0 0 11843 Lazard Global Total Return and Common 52106W103 350 28134 SH SOLE NONE 0 0 28134 Lazard World Dividend & Income Common 521076109 335 37151 SH SOLE NONE 0 0 37151 Macquarie/First Trust Global I Common 55607W100 263 21443 SH SOLE NONE 0 0 21443 Macquarie Global Infrastructur Common 55608D101 1146 57047 SH SOLE NONE 0 0 57047 Cohen & Steers MLP Income and Common 19249B106 1904 236258 SH SOLE NONE 0 0 236258 Morgan Stanley Emerging Market Common 61744G107 221 16736 SH SOLE NONE 0 0 16736 Mexico Fund Inc/The Common 592835102 202 11245 SH SOLE NONE 0 0 11245 Nuveen California Municipal Va Common 67062C107 145 13179 SH SOLE NONE 0 0 13179 AllianzGI Convertible & Income Common 018828103 1602 289252 SH SOLE NONE 0 0 289252 AllianzGI Convertible & Income Common 018825109 1502 307759 SH SOLE NONE 0 0 307759 Nuveen Municipal Opportunity F Common 670984103 441 29981 SH SOLE NONE 0 0 29981 Nuveen North Carolina Premium Common 67060P100 523 37977 SH SOLE NONE 0 0 37977 Nuveen Pennsylvania Investment Common 670972108 167 11625 SH SOLE NONE 0 0 11625 Neuberger Berman Real Estate S Common 64190A103 380 74736 SH SOLE NONE 0 0 74736 Nuveen Senior Income Fund Common 67067Y104 118 19932 SH SOLE NONE 0 0 19932 PIMCO Dynamic Credit Income Fu Common 72202D106 2153 123431 SH SOLE NONE 0 0 123431 Adams Natural Resources Fund I Common 00548F105 1006 55932 SH SOLE NONE 0 0 55932 Principal Real Estate Income F Common 74255X104 167 10106 SH SOLE NONE 0 0 10106 PIMCO Corporate & Income Oppor Common 72201B101 217 15919 SH SOLE NONE 0 0 15919 Royce Global Value Trust Inc Common 78081T104 335 45484 SH SOLE NONE 0 0 45484 RMR Real Estate Income Fund Common 76970B101 894 46338 SH SOLE NONE 0 0 46338 LMP Real Estate Income Fund In Common 50208C108 980 71819 SH SOLE NONE 0 0 71819 Royce Micro-Cap Trust Inc Common 780915104 967 138165 SH SOLE NONE 0 0 138165 Cohen & Steers Quality Income Common 19247L106 1777 143185 SH SOLE NONE 0 0 143185 Royce Value Trust Inc Common 780910105 2314 197607 SH SOLE NONE 0 0 197607 LMP Capital and Income Fund In Common 50208A102 146 11797 SH SOLE NONE 0 0 11797 Aberdeen Singapore Fund Inc Common 003244100 238 26464 SH SOLE NONE 0 0 26464 Source Capital Inc Common 836144105 1897 53256 SH SOLE NONE 0 0 53256 Columbia Seligman Premium Tech Common 19842X109 520 28909 SH SOLE NONE 0 0 28909 Swiss Helvetia Fund Inc/The Common 870875101 270 26489 SH SOLE NONE 0 0 26489 Templeton Dragon Fund Inc Common 88018T101 963 56233 SH SOLE NONE 0 0 56233 Tekla Healthcare Opportunities Common 879105104 1266 79560 SH SOLE NONE 0 0 79560 Turkish Investment Fund Inc/Th Common 900145103 105 11405 SH SOLE NONE 0 0 11405 Western Asset Corporate Loan F Common 95790J102 120 12259 SH SOLE NONE 0 0 12259 Thai Fund Inc/The Common 882904105 199 26596 SH SOLE NONE 0 0 26596 Taiwan Fund Inc/The Common 874036106 227 14601 SH SOLE NONE 0 0 14601 Tri-Continental Corp Common 895436103 282 14121 SH SOLE NONE 0 0 14121 Liberty All Star Equity Fund Common 530158104 2231 448858 SH SOLE NONE 0 0 448858 Cohen & Steers Infrastructure Common 19248A109 377 19051 SH SOLE NONE 0 0 19051 Reaves Utility Income Fund Common 756158101 810 27017 SH SOLE NONE 0 0 27017 Virtus Global Multi-Sector Inc Common 92829B101 279 19676 SH SOLE NONE 0 0 19676 Invesco Senior Income Trust Common 46131H107 50 12400 SH SOLE NONE 0 0 12400 Zweig Fund Inc Common 989834205 210 16317 SH SOLE NONE 0 0 16317 Zweig Total Return Fund Inc/Th Common 989837208 120 10004 SH SOLE NONE 0 0 10004