13F-HR 1 doliver13f.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 13F-HR FORM 13F-HR COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Doliver Capital Advisors Address: 6363 Woodway, Suite 963 Houston, TX 77057 Form 13F-HR File Number: 28-05031 The investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Ralph D. McBride Title: President Phone: 713-917-0022 Signature, Place, and Date of Signing: /s/ Ralph D. McBride Houston, Texas November 11, 2011 ------------------------- ------------------ --------------------- [Signature] [City, State] [Date] Report Type (Check only one.): [x] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE FORM 13F-HR SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F-HR Information Table Entry Total: 270 Form 13F-HR Information Table Value Total: 159,424 (thousands) List of Other Included Managers: NONE Provide a numbered list of the name(s) and Form 13F-HR file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] TITLE OF SH OR VALUE INVESTMENT OTHER VOTING NAME OF ISSUER CLASS CUSIP PRIN AMT (X$1000) DISCRETION MANAGERS AUTHORITY ABERDEEN EMERGING MARKETS TELE COM 00301T102 600 10 SOLE NONE 0 ABERDEEN INDONESIA FD INC COM 00305P 10 6 24661 289 SOLE NONE 0 ABERDEEN ISRAEL FUND INC COM 00301L 10 9 5273 74 SOLE NONE 0 ABERDEEN LATIN AMER EQTY FD COM 00306K 10 6 737 21 SOLE NONE 0 ADAMS EXPRESS CO COM 006212104 49880 459 SOLE NONE 0 ADVENT CLAYMORE CV SECS & IN COM 00764C109 17502 253 SOLE NONE 0 ADVENT CLAYMORE CV SECS & IN COM 00764C 10 9 1700 11 SOLE NONE 0 AGIC INTL & PREM STRATEGY FD COM 00119Q 10 0 100 1 SOLE NONE 0 ALLIANCEBERNSTEIN INCOME FUN COM 01881E 10 1 890849 7100 SOLE NONE 0 ALPINE TOTAL DYNAMIC DIVID F COM SBI 021060 10 8 320564 1446 SOLE NONE 0 AMERICAN INCOME FD INC COM 02672T 10 9 31839 235 SOLE NONE 0 AMERICAN MUN INCOME PORTFOLI COM 027649 10 2 1935 27 SOLE NONE 0 AMERICAN SELECT PORTFOLIO IN COM 029570 10 8 71353 698 SOLE NONE 0 AMERICAN STRATEGIC INCM PTFL COM 30098107 22980 241 SOLE NONE 0 AMERICAN STRATEGIC INCOME II COM 03009T101 160262 1103 SOLE NONE 0 AMERN STRATEGIC INCOME PTFL COM 030099 10 5 93597 764 SOLE NONE 0 APOLLO SR FLOATING RATE FD I COM 037636 10 7 101264 1596 SOLE NONE 0 ASIA PAC FD INC COM 044901 10 6 500 5 SOLE NONE 0 ASIA TIGERS FD INC COM 04516T 10 5 500 7 SOLE NONE 0 AVENUE INCOME CR STRATEGIES COM 05358E 10 6 6449 100 SOLE NONE 0 BANCROFT FUND LTD COM 059695106 4400 65 SOLE NONE 0 BLACKROCK BUILD AMER BD TR SHS 09248X 10 0 356289 7197 SOLE NONE 0 BLACKROCK CALIF MUN INCOME T SH BEN INT 09248E 10 2 17215 242 SOLE NONE 0 BLACKROCK CORE BD TRSHS BEN IN SHS BEN INT 09249E 10 1 51441 667 SOLE NONE 0 BLACKROCK CR ALLO INC TR SH BEN INT 09249V103 76958 760 SOLE NONE 0 BLACKROCK CREDIT ALL INC TR COM 09255H105 128126 1197 SOLE NONE 0 BLACKROCK CREDIT ALLINCORPORAT COM 09255J101 34561 304 SOLE NONE 0 BLACKROCK DEFINED OPPRTY CR COM 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5 9911 175 SOLE NONE 0 BLACKSTONE GSO LNG SHRT CR I COM SHS BN INT 09257D 10 2 12874 222 SOLE NONE 0 BOULDER GROWTH & INCOME FD I COM 101507101 2541774 13878 SOLE NONE 0 CALAMOS CONV & HIGH INCOME FDC COM SHS 12811P108 156309 1735 SOLE NONE 0 CALAMOS CONV OPP AND INC FD SH BEN INT 128117 10 8 22050 250 SOLE NONE 0 CALAMOS GBL DYN INCOME FUND COM 12811L107 105109 744 SOLE NONE 0 CALAMOS STRATEGIC TOTL RETN COM SH BEN INT 128125101 221058 1760 SOLE NONE 0 CENTRAL EUROPE & RUSSIA FD COM 153436100 4775 145 SOLE NONE 0 CHINA FD INC COM 169373107 66945 1540 SOLE NONE 0 CLOUGH GLOBAL ALLOCATION FUN COM SHS BEN IN 18913Y 10 3 37045 459 SOLE NONE 0 CLOUGH GLOBAL EQUITY FUND COM 18914C100 51890 606 SOLE NONE 0 CLOUGH GLOBAL OPPORTUNITIES SH BEN INT 18914E106 42983 453 SOLE NONE 0 COHEN & STEERS CLOSED END OP COM 19248P 10 6 9661 112 SOLE NONE 0 COHEN & STEERS GLOBAL INC BL COM 19248M 10 3 50171 435 SOLE NONE 0 DCA TOTAL RETURN FD COM 233066 10 9 78401 259 SOLE NONE 0 DELAWARE INV CO MUN INC FD I COM 246101 10 9 3530 47 SOLE NONE 0 DELAWARE INV MN MUN INC FD I COM 24610V 10 3 4547 60 SOLE NONE 0 DELAWARE INVTS DIV & INCOME COM 245915 10 3 1100 7 SOLE NONE 0 DIAMOND HILL FINANCIAL TRENDS COM 25264C101 23636 178 SOLE NONE 0 DIVIDEND & INCOME FD INC COM 25538A 10 5 3875 14 SOLE NONE 0 DUFF & PHELPS UTIL CORP BD T COM 26432K 10 8 6316 73 SOLE NONE 0 DWS GLOBAL HIGH INCOME FD COM 23338W 10 4 486 3 SOLE NONE 0 EATON VANCE ENH EQTY INC FD COM 278277 10 8 375166 3699 SOLE NONE 0 EATON VANCE ENHANCED EQ INC COM 278274 10 5 300178 2936 SOLE NONE 0 EATON VANCE FLTING RATE INC COM 278279 10 4 7500 106 SOLE NONE 0 EATON VANCE LTD DUR INCOME F COM 27828H 10 5 13297 195 SOLE NONE 0 EATON VANCE MASSACHUSETTS MUNI COM 27828K108 1608 23 SOLE NONE 0 EATON VANCE MI MUNI INCOME T SH BEN INT 27826D 10 6 2616 32 SOLE NONE 0 EATON VANCE MICH MUN BD FD COM 27828M 10 4 1500 20 SOLE NONE 0 EATON VANCE MUN BD FD COM 27827X 10 1 127825 1579 SOLE NONE 0 EATON VANCE N Y MUN BD FD II COM 27828T 10 9 456 6 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19499 125 SOLE NONE 0 FEDERATED ENHANC TREAS INCM COM SH BEN INT 314162 10 8 26224 393 SOLE NONE 0 FEDERATED PREM INTR MUNINCORPO COM 31423M105 700 9 SOLE NONE 0 FEDERATED PREM MUNINCORPORATED COM 31423P108 405 6 SOLE NONE 0 FIRST TR ACTIVE DIVID INCOME COM 33731L 10 0 3125 26 SOLE NONE 0 FIRST TR ENHANCED EQTY INC F COM 337318 10 9 5300 54 SOLE NONE 0 FIRST TR HIGH INCOME L/S FD COM 33738E 10 9 24033 385 SOLE NONE 0 FIRST TR/ABERDEEN EMERG OPT COM 33731K 10 2 21148 365 SOLE NONE 0 FIRST TRUST STRAT H/I FUND COM 337347108 56672 196 SOLE NONE 0 FIRST TRUST STRAT HIGH INC 2 COM SHS 337353106 35829 165 SOLE NONE 0 FIRST TRUST STRAT HIGH INC 3 COM 33735C106 103667 412 SOLE NONE 0 GABELLI CONV & INCOME SECS F CONV SECS FD 36240B 10 9 900 5 SOLE NONE 0 GABELLI GLOBAL DEAL FD COM SBI 361570104 39842 475 SOLE NONE 0 GABELLI GLOBAL MULTIMEDIA TR COM 36239Q109 12109 75 SOLE NONE 0 GABELLI HLTHCARE & WELLNESS SHS 36246K103 20508 137 SOLE NONE 0 GABELLI NAT RES GLD & INC TR SHS BEN INT 36249M 10 6 1660 24 SOLE NONE 0 GENERAL AMERN INVS INC COM 368802104 22773 523 SOLE NONE 0 GLOBAL CURRENCY STRATEGY INC COM 378968101 931 12 SOLE NONE 0 GREATER CHINA FD INC COM 39167B102 17325 169 SOLE NONE 0 GUGGENHEIM BLD AMR BDS MNG D COM 401664 10 7 150450 3014 SOLE NONE 0 GUGGENHEIM ENHANCED EQUITY S COM 40167K 10 0 1320 19 SOLE NONE 0 H & Q LIFE SCIENCES INVSTRS SH BEN INT 404053100 6100 64 SOLE NONE 0 HELIOS ADVANTAGE INCOME FUND COM NEW 42327W206 12353 93 SOLE NONE 0 HELIOS MULTI-SECTOR HIGH INC COM NEW 42327Y202 27087 139 SOLE NONE 0 HELIOS STRATEGIC INCOME FUND COM NEW 42328A203 35226 187 SOLE NONE 0 HERZFELD CARIBBEAN BASIN FD COM 42804T 10 6 20147 122 SOLE NONE 0 INDIA FD INC COM 454089 10 3 69577 1596 SOLE NONE 0 ING CLARION GLB RE EST INCM COM 44982G 10 4 174388 1167 SOLE NONE 0 ING PRIME RATE TR SH BEN INT 44977W 10 6 59363 304 SOLE NONE 0 INVESCO CALI INSRD MUNI INCO COM 46130L 10 9 267 4 SOLE NONE 0 INVESCO CALI QLTY MUNI SEC COM 46130M 10 7 1500 19 SOLE NONE 0 INVESCO INSURED CALI MUNI SE COM 46130W 10 5 1800 24 SOLE NONE 0 INVESCO MUNI INC OPP TRS III COM 46133C 10 6 6307 48 SOLE NONE 0 INVESCO MUNI INCM OPP TRST I COM 46133A 10 0 17122 121 SOLE NONE 0 INVESCO MUNI INCOME OPP TRST COM 46132X 10 1 23477 149 SOLE NONE 0 INVESCO MUNI PREM INC TRST COM 46133E 10 2 2971 24 SOLE NONE 0 INVESCO NY QUALITY MUNI SEC COM 46133F 10 9 200 3 SOLE NONE 0 INVESCO VAN KAMP DYN CRDT OP COM 46132R 10 4 47330 504 SOLE NONE 0 INVESCO VAN KAMPEN OHIO QUALIT COM 46131K100 300 4 SOLE NONE 0 INVESCO VAN KAMPEN SR INC TR COM 46131H 10 7 23826 101 SOLE NONE 0 JAPAN EQUITY FUND COM 471057109 17318 91 SOLE NONE 0 JAPAN SMALLER CAPTLZTN FD IN COM 47109U 10 4 184297 1373 SOLE NONE 0 JF CHINA REGION FUND INC COM 46614T107 10699 116 SOLE NONE 0 KOREA EQUITY FD INC COM 50063B 10 4 4212 47 SOLE NONE 0 KOREA FD COM NEW 500634209 4627 172 SOLE NONE 0 LATIN AMERN DISCOVERY FD INC COM 51828C 10 6 977 13 SOLE NONE 0 LAZARD GLOBAL TOT RT & INC COM 52106W104 9851 126 SOLE NONE 0 LIBERTY ALL STAR 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