0000899243-23-017269.txt : 20230707 0000899243-23-017269.hdr.sgml : 20230707 20230707161510 ACCESSION NUMBER: 0000899243-23-017269 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230627 FILED AS OF DATE: 20230707 DATE AS OF CHANGE: 20230707 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BOEHRINGER INGELHEIM INTERNATIONAL GMBH CENTRAL INDEX KEY: 0000938017 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36517 FILM NUMBER: 231076941 BUSINESS ADDRESS: STREET 1: 200 PARK AVENUE STREET 2: C/O KLAUS H JANDE ESQ ROGERS & WELLS LLP CITY: NEW YORK STATE: NY ZIP: 10166 MAIL ADDRESS: STREET 1: 200 PARK AVENUE STREET 2: C/O KLAUS H JANDER ESQ ROGERS & WELLS LL CITY: NEW YORK STATE: NY ZIP: 10166 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Boehringer AG CENTRAL INDEX KEY: 0001984047 STATE OF INCORPORATION: 2M FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36517 FILM NUMBER: 231076940 BUSINESS ADDRESS: STREET 1: BINGER STRABE 173 CITY: INGELHEIM AM RHEIN STATE: 2M ZIP: 55216 BUSINESS PHONE: 496132770 MAIL ADDRESS: STREET 1: BINGER STRABE 173 CITY: INGELHEIM AM RHEIN STATE: 2M ZIP: 55216 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Minerva Neurosciences, Inc. CENTRAL INDEX KEY: 0001598646 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 260784194 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1601 TRAPELO ROAD STREET 2: SUITE 286 CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 617-600-7373 MAIL ADDRESS: STREET 1: 1601 TRAPELO ROAD STREET 2: SUITE 286 CITY: WALTHAM STATE: MA ZIP: 02451 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2023-06-27 0 0001598646 Minerva Neurosciences, Inc. NERV 0000938017 BOEHRINGER INGELHEIM INTERNATIONAL GMBH BINGER STRASSE 173 55216 INGELHEIM AM RHEIN 2M GERMANY 0 0 1 0 0001984047 Boehringer AG BINGER STRASSE 173 55216 INGELHEIM AM RHEIN 2M GERMANY 0 0 1 0 Common Stock 1275000 D Pre-Funded Warrant (right to buy) 0.01 2023-06-27 Common Stock 225225 D The securities are held directly by Boehringer Ingelheim International GmbH ("International GmbH"), a wholly owned indirect subsidiary of C. H. Boehringer Sohn AG & Co. KG ("Parent"). Boehringer AG (the "GP") is the General Partner of Parent. Under Securities and Exchange Commission rules and regulations, the GP may be deemed to have indirect beneficial ownership of the shares held by International GmbH. The Pre-Funded Warrant will not expire until exercised in full. /s/ Christoph Gauger, Registered Manager (Prokurist), the GP, /s/ Martin Bergmann, Registered Manager (Prokurist), the GP 2023-07-07 /s/ Frank Huebler, Registered Manager (Prokurist), International GmbH, /s/ Dr. Martin Schwarz, Registered Manager (Prokurist), International GmbH 2023-07-07