0000899243-23-017269.txt : 20230707
0000899243-23-017269.hdr.sgml : 20230707
20230707161510
ACCESSION NUMBER: 0000899243-23-017269
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230627
FILED AS OF DATE: 20230707
DATE AS OF CHANGE: 20230707
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BOEHRINGER INGELHEIM INTERNATIONAL GMBH
CENTRAL INDEX KEY: 0000938017
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36517
FILM NUMBER: 231076941
BUSINESS ADDRESS:
STREET 1: 200 PARK AVENUE
STREET 2: C/O KLAUS H JANDE ESQ ROGERS & WELLS LLP
CITY: NEW YORK
STATE: NY
ZIP: 10166
MAIL ADDRESS:
STREET 1: 200 PARK AVENUE
STREET 2: C/O KLAUS H JANDER ESQ ROGERS & WELLS LL
CITY: NEW YORK
STATE: NY
ZIP: 10166
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Boehringer AG
CENTRAL INDEX KEY: 0001984047
STATE OF INCORPORATION: 2M
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36517
FILM NUMBER: 231076940
BUSINESS ADDRESS:
STREET 1: BINGER STRABE 173
CITY: INGELHEIM AM RHEIN
STATE: 2M
ZIP: 55216
BUSINESS PHONE: 496132770
MAIL ADDRESS:
STREET 1: BINGER STRABE 173
CITY: INGELHEIM AM RHEIN
STATE: 2M
ZIP: 55216
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Minerva Neurosciences, Inc.
CENTRAL INDEX KEY: 0001598646
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 260784194
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1601 TRAPELO ROAD
STREET 2: SUITE 286
CITY: WALTHAM
STATE: MA
ZIP: 02451
BUSINESS PHONE: 617-600-7373
MAIL ADDRESS:
STREET 1: 1601 TRAPELO ROAD
STREET 2: SUITE 286
CITY: WALTHAM
STATE: MA
ZIP: 02451
3
1
doc3.xml
FORM 3 SUBMISSION
X0206
3
2023-06-27
0
0001598646
Minerva Neurosciences, Inc.
NERV
0000938017
BOEHRINGER INGELHEIM INTERNATIONAL GMBH
BINGER STRASSE 173
55216 INGELHEIM AM RHEIN
2M
GERMANY
0
0
1
0
0001984047
Boehringer AG
BINGER STRASSE 173
55216 INGELHEIM AM RHEIN
2M
GERMANY
0
0
1
0
Common Stock
1275000
D
Pre-Funded Warrant (right to buy)
0.01
2023-06-27
Common Stock
225225
D
The securities are held directly by Boehringer Ingelheim International GmbH ("International GmbH"), a wholly owned indirect subsidiary of C. H. Boehringer Sohn AG & Co. KG ("Parent"). Boehringer AG (the "GP") is the General Partner of Parent. Under Securities and Exchange Commission rules and regulations, the GP may be deemed to have indirect beneficial ownership of the shares held by International GmbH.
The Pre-Funded Warrant will not expire until exercised in full.
/s/ Christoph Gauger, Registered Manager (Prokurist), the GP, /s/ Martin Bergmann, Registered Manager (Prokurist), the GP
2023-07-07
/s/ Frank Huebler, Registered Manager (Prokurist), International GmbH, /s/ Dr. Martin Schwarz, Registered Manager (Prokurist), International GmbH
2023-07-07