-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Fc9RiW7o9IKrz8ikKLkPTXbiQthrZYHSZkMAf6ysilIau3tBBImhn4EfiI/aYLXK TjP6zdMeK64VEuS0sN1ksg== 0000919574-03-001026.txt : 20030508 0000919574-03-001026.hdr.sgml : 20030508 20030508114031 ACCESSION NUMBER: 0000919574-03-001026 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030507 FILED AS OF DATE: 20030508 EFFECTIVENESS DATE: 20030508 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DELTEC ASSET MANAGEMENT CORP/ CENTRAL INDEX KEY: 0000937906 IRS NUMBER: 135133790 STATE OF INCORPORATION: NY FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04706 FILM NUMBER: 03687469 BUSINESS ADDRESS: STREET 1: 535 MADISON AVENUE 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2122301400 MAIL ADDRESS: STREET 1: 535 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 d403206_13-f.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended March 31, 2003 Check here if Amendment: |_|; Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: Deltec Asset Management LLC Address: 645 Fifth Avenue New York, New York 10002 13F File Number: 28-4706 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Stephen Zuppello Title: Senior Managing Director Phone: (212) 546-6285 Signature, Place and Date of Signing: /s/ Stephen Zupello New York, New York May 7, 2003 - ----------------------- -------------------------- ---------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28- ----------------------- -------------------------- [Repeat as necessary.] Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 261 Form 13F Information Table Value Total: $63,861 (thousands) List of Other Included Managers: None Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] DELTEC ASSET MANAGEMENT LLC FORM 13F PERSHING REPORT, consolidated March 31, 2003
value sh/prn put/ investment other voting authority name of issuer title class cusip (000's) amt call discretion mgrs sole shared none - -------------- ----------- ----- ------- --- ---- ---------- ---- ---- ------ ---- Abbott Labs Com common stock 002824100 $ 297.12 7,900 n/a sole 7,900 ABERCROMBIE & FITCH CO CL A common stock 002896207 $ 105.11 3,500 n/a sole 3,500 ABGENIX INC COM common stock 00339B107 $ 3.50 400 n/a sole 400 ACTRADE FINL common stock 00507P102 $ 3.75 7,500 n/a sole 7,500 TECHNOLOGIES LTD COM ACTV INC COM common stock 00088E104 $ 5.36 10,500 n/a sole 10,500 ADVANCED LTG common stock 00753C102 $ 5.92 42,300 n/a sole 42,300 TECHNOLOGIES INC COM AEROFLEX INC COM common stock 007768104 $ 14.15 2,500 n/a sole 2,500 AES CORP common stock 00130H105 $ 206.34 57,000 n/a sole 57,000 AFLAC INC common stock 001055102 $ 96.15 3,000 n/a sole 3,000 AGERE SYS INC CL A common stock 00845V100 $ 3.27 2,041 n/a sole 2,041 ALCIDE CORP NEW common stock 013742507 $ 42.72 3,000 n/a sole 3,000 ALLOS THERAPEUTICS INC COM common stock 019777101 $ 42.01 10,500 n/a sole 10,500 ALTRIA GROUP INC COM common stock 02209S103 $ 29.96 1,000 n/a sole 1,000 Amerada Hess common stock 023551104 $ 92.95 2,100 n/a sole 2,100 AMERICA MOVIL S A common stock 02364W105 $ 802.20 60,000 n/a sole 60,000 DEC V SPONSORED ADR AMERICAN INTERNATIONAL GROUP common stock 026874107 $ 167.09 3,379 n/a sole 3,379 AMERICAN EXPRESS COMPANY common stock 025816109 $ 126.27 3,800 n/a sole 3,800 AOL Time Warner Inc Com common stock 00184A105 $ 58.81 5,415 n/a sole 5,415 APPLEBEES INTL INC common stock 037899101 $ 126.23 4,500 n/a sole 4,500 APPLIED MATERIALS INC common stock 038222105 $ 201.43 16,000 n/a sole 16,000 ARACRUZ CELULOSE common stock 038496204 $ 320.16 16,000 n/a sole 16,000 S.ASPONSORED ADR REPSTG ATMEL CORP common stock 049513104 $ 24.80 15,500 n/a sole 15,500 AUTOMATIC DATA common stock 053015103 $ 1.57 51 n/a sole 51 PROCESSING INC COM BANCO SANTANDER common stock 05965X109 $ 529.74 28,900 n/a sole 28,900 CHILE NEW SPON ADR Baxter International Inc. common stock 071813109 $ 55.92 3,000 n/a sole 3,000 BE AEROSPACE INC common stock 073302101 $ 2.85 1,500 n/a sole 1,500 BELLSOUTH CORP common stock 079860102 $ 446.40 20,600 n/a sole 20,600 BERGSTROM CAP CORP common stock 084093103 $ 122.48 1,000 n/a sole 1,000 BERKSHIRE HATHAWAY common stock 084670207 $ 51.29 24 n/a sole 24 HLDG CO CL B COM BIOTRANSPLANT INC COM common stock 09066Y107 $ 12.34 85,100 n/a sole 85,100 BKF CAP GROUP INC COM common stock 05548G102 $ 16.25 1,000 n/a sole 1,000 BLACKROCK FLA MUN common stock 09248H105 $ 171.74 12,400 n/a sole 12,400 INCOME TR SH BEN INT BP PLC SPONS ADR common stock 055622104 $ 58.35 1,512 n/a sole 1,512 BRISTOL-MYERS SQUIBBCO COM common stock 110122108 $ 0.85 40 n/a sole 40 BROADWING INC COM common stock 111620100 $ 16.00 4,000 n/a sole 4,000 BROCADE COMMUNICATIONS SYS common stock 111621108 $ 70.47 14,500 n/a sole 14,500 BUNGE LIMITED SHS common stock G16962105 $ 251.60 10,000 n/a sole 10,000 BVR TECHNGYS LTD ORD common stock M20514101 $ 0.28 2,300 n/a sole 2,300 CALPINE CORP COM common stock 131347106 $ 0.06 18 n/a sole 18 CANADIAN NATURAL RESLTD common stock 136385101 $ 1.90 56 n/a sole 56 CASUAL MALE RETAIL GROUP INC COM common stock 148711104 $ 9.00 3,000 n/a sole 3,000 CELL PATHWAYS INC NEW COM common stock 15114R101 $ 128.52 142,800 n/a sole 142,800 CENDANT CORP COM common stock 151313103 $ 2,724.15 214,500 n/a sole 214,500 CHESAPEAKE ENERGY CORP common stock 165167107 $ 7.86 1,000 n/a sole 1,000 CHINA PETE & CHEM common stock 16941R108 $ 198.40 10,000 n/a sole 10,000 CORP SPONSORED ADR Cia Siderurgica Nacional common stock 20440W105 $ 9,153.60 476,750 n/a sole 476,750 Sponsored ADR CISCO SYSTEMS INC common stock 17275R102 $ 3.68 284 n/a sole 284 Cit Group Inc New common stock 125581108 $ 16.86 1,000 n/a sole 1,000 Citigroup Inc common stock 172967101 $ 3,200.89 92,914 n/a sole 92,914 CITY INVESTING COMPANY LIQUIDATING common stock 177900107 $ 477.50 250,000 n/a sole 250,000 CMGI INC COM common stock 125750109 $ 0.83 1,080 n/a sole 1,080 Coca Cola Femsa common stock 191241108 $ 702.74 41,000 n/a sole 41,000 COCA-COLA COMPANY common stock 191216100 $ 80.96 2,000 n/a sole 2,000 COMPANIA ANONIMA common stock 204421101 $ 44.90 5,000 n/a sole 5,000 NACIONAL TELEFONOS CONCEPTUS INC common stock 206016107 $ 9.71 1,091 n/a sole 1,091 Concord Camera Corp common stock 206156101 $ 1,594.68 318,300 n/a sole 318,300 CONCORD EFS INC common stock 206197105 $ 14.10 1,500 n/a sole 1,500 CONSOLIDATED EDISON INC COM common stock 209115104 $ 230.82 6,000 n/a sole 6,000 CONVERIUM HLDG AG SPONSORED ADR common stock 21248N107 $ 63.00 3,000 n/a sole 3,000 CORNING INC COM common stock 219350105 $ 584.19 100,032 n/a sole 100,032 COSTCO WHSL CORP NEWCOM common stock 22160K105 $ 133.77 4,450 n/a sole 4,450 CROWN HLDGS INC COM common stock 228368106 $ 168.60 30,000 n/a sole 30,000 DADE BEHRING HLDGS INC COM common stock 23342J206 $ 18.73 1,000 n/a sole 1,000 DDI Corp. common stock 233162106 $ 0.38 2,500 n/a sole 2,500 DELL COMPUTER CORP common stock 247025109 $ 7.79 285 n/a sole 285 DELTATHREE INC COM common stock 24783N102 $ 11.00 20,000 n/a sole 20,000 DIGITAS INC COM common stock 25388K104 $ 2.25 700 n/a sole 700 DISNEY WALT COMPANY HOLDING CO common stock 254687106 $ 1.70 100 n/a sole 100 DOMINION RES INC VA COM common stock 25746U109 $ 221.48 4,000 n/a sole 4,000 DOUBLECLICK INC COM common stock 258609304 $ 0.02 2 n/a sole 2 DREYFUS STRATEGIC MUNICIPALS INC common stock 261932107 $ 0.09 9 n/a sole 9 DU PONT E I DE NEMOURS & COMPANY common stock 263534109 $ 42.28 1,088 n/a sole 1,088 EASTMAN CHEMICAL CO common stock 277432100 $ 10.06 347 n/a sole 347 Edison International common stock 281020107 $ 54.76 4,000 n/a sole 4,000 ELAN CORP PLC warrant G29539163 $ 0.29 1,700 n/a sole 1,700 WT PUR.19 COM EXP 08/31/05 EMC CORP (MASS) COM common stock 268648102 $ 6.51 900 n/a sole 900 EMERSON ELECTRIC CO COM common stock 291011104 $ 20.41 450 n/a sole 450 EMPRESAS ICA ADR common stock 292448107 $ 29.50 25,000 n/a sole 25,000 SOC CONT REPSTG PART ENCANA CORP COM common stock 292505104 $ 647.20 20,000 n/a sole 20,000 ISIN#CA2925051047 ERICSSON L M TEL CO common stock 294821608 $ 0.04 7 n/a sole 7 ADR CL B SEK 10 NEW EXXON MOBIL CORP COM common stock 30231G102 $ 202.71 5,800 n/a sole 5,800 FAIRCHILD SEMICONDUCTOR INTL common stock 303726103 $ 10.46 1,000 n/a sole 1,000 FASHIONMALL COM INC COM common stock 31186K106 $ 13.56 28,855 n/a sole 28,855 FEDERAL SCREW WKS common stock 313819104 $ 8.41 200 n/a sole 200 FLEETBOSTON FINANCIAL CORP common stock 339030108 $ 405.96 17,000 n/a sole 17,000 FOOT LOCKER INC COM common stock 344849104 $ 1,316.10 123,000 n/a sole 123,000 FORD MOTOR CO DEL COM PAR common stock 345370860 $ 212.36 28,240 n/a sole 28,240 FREEPORT-MCMORAN common stock 35671D857 $ 85.25 5,000 n/a sole 5,000 COPPER & GOLD INC FREQUENCY ELECTRS common stock 358010106 $ 26.04 2,800 n/a sole 2,800 FRESENIUS MED CARE common stock 358029106 $ 1.89 111 n/a sole 111 AKTIENGESELLSCHAFT GENELABS TECHNOLOGIES INC common stock 368706107 $ 13.65 10,833 n/a sole 10,833 GENERAL ELECTRIC CO COM common stock 369604103 $ 143.51 5,628 n/a sole 5,628 GENERAL MTRS CORP COM common stock 370442105 $ 1.01 30 n/a sole 30 GENESCO INC common stock 371532102 $ 142.20 10,000 n/a sole 10,000 GENESEE CORP CL-B common stock 371601204 $ 60.76 9,800 n/a sole 9,800 GlobalSantaFe Corporation common stock G3930E101 $ 20.65 1,000 n/a sole 1,000 GRUPO AEROPORTUARIO common stock 40051E202 $ 22.30 2,000 n/a sole 2,000 DEL SURESTE SA DE SV GRUPO TELEVISA SA DECV common stock 40049J206 $ 3.77 150 n/a sole 150 SPON ADR REPSTG HCA Inc common stock 404119109 $ 31.02 750 n/a sole 750 HDFC BK LTD ADR REPSTG 3 SHS common stock 40415F101 $ 355.81 23,000 n/a sole 23,000 HEALTH CARE REIT INC common stock 42217K106 $ 39.30 1,500 n/a sole 1,500 HEWLETT-PACKARD CO COM common stock 428236103 $ 2.29 147 n/a sole 147 HOME DEPOT INC COM common stock 437076102 $ 1,032.86 42,400 n/a sole 42,400 HSBC HLDGS PLC SPONS ADR NEW common stock 404280406 $ 255.60 5,000 n/a sole 5,000 ICICI BK LTD ADR common stock 45104G104 $ 78.75 12,500 n/a sole 12,500 ISIN#US45104G1040 IMAGEX INC COM common stock 45244D102 $ 72.05 144,100 n/a sole 144,100 INSIGHT COMMUNCATIONS INC common stock 45768V108 $ 47.80 4,000 n/a sole 4,000 INSIGNIA FINL GROUP INC NEW COM common stock 45767A105 $ 54.70 5,000 n/a sole 5,000 Intel Corp common stock 458140100 $ 384.21 23,600 n/a sole 23,600 INTERDIGITAL COMMUNICATIONS CORP common stock 45866A105 $ 4.53 200 n/a sole 200 INTERNATIONAL BUSINESS MACHS CORP common stock 459200101 $ 126.27 1,610 n/a sole 1,610 IRELAND BK SPONSORED ADR common stock 46267Q103 $ 4.25 100 n/a sole 100 IVAX CORP common stock 465823102 $ 15.31 1,250 n/a sole 1,250 IXYS CORP DEL COM common stock 46600W106 $ 2,331.22 452,500 n/a sole 452,500 J P MORGAN CHASE & CO COM common stock 46625H100 $ 1,913.21 80,692 n/a sole 80,692 JDS UNIPHASE CORP common stock 46612J101 $ 14.25 5,000 n/a sole 5,000 JMAR TECHNOLOGIES INC common stock 466212107 $ 20.90 22,000 n/a sole 22,000 Johnson & Johnson common stock 478160104 $ 479.51 8,286 n/a sole 8,286 JONES APPAREL GROUP INC common stock 480074103 $ 59.80 2,180 n/a sole 2,180 Kerzner International Ltd common stock P6065Y107 $ 14.32 631 n/a sole 631 KEYNOTE SYS INC COM common stock 493308100 $ 75.33 8,100 n/a sole 8,100 Kinder Morgan Inc. common stock 49455P101 $ 33.75 750 n/a sole 750 KLA TENCOR CORP COM common stock 482480100 $ 62.90 1,750 n/a sole 1,750 FORMERLY KLA INSTR KNIGHT TRADING GROUPINC COM common stock 499063105 $ 0.12 30 n/a sole 30 KNIGHTSBRIDGE TANKERS LTD SHS common stock G5299G106 $ 0.68 50 n/a sole 50 KONINKLIJKE AHOLD NVSPON ADR NEW common stock 500467303 $ 0.02 5 n/a sole 5 Kookmin Bank - Spon ADR common stock 50049M109 $ 296.70 12,900 n/a sole 12,900 KT CORP SPON ADR common stock 48268K101 $ 429.25 25,000 n/a sole 25,000 KYOCERA CORP common stock 501556203 $ 6.31 128 n/a sole 128 ADR FRMLY KYOTO LEHMAN BROTHERS common stock 524908100 $ 23.10 400 n/a sole 400 HOLDINGS INC COMMON LIBERTY ALL-STAR GROWTH FD INC COM common stock 529900102 $ 2.27 440 n/a sole 440 LIBERTY MEDIA CORP NEW COM SER A common stock 530718105 $ 7.30 750 n/a sole 750 Limited Brands Inc common stock 532716107 $ 160.88 12,500 n/a sole 12,500 LIQUID AUDIO INC common stock 53631T102 $ 31.40 101,300 n/a sole 101,300 LODGIAN INC COM NEW common stock 54021P205 $ 5.51 1,697 n/a sole 1,697 LUCENT TECHNOLOGIES INC COM common stock 549463107 $ 5.73 3,901 n/a sole 3,901 Lumenis Ltd common stock M6778Q105 $ 9.10 7,000 n/a sole 7,000 MAGNUM HUNTER RES INC WT EXP 2005 warrant 55972F138 $ 0.14 600 n/a sole 600 MAY DEPT STORES CO common stock 577778103 $ 0.12 6 n/a sole 6 MBNA CORP common stock 55262L100 $ 453.76 30,150 n/a sole 30,150 MCDATA CORP CL A common stock 580031201 $ 0.56 65 n/a sole 65 MCDONALDS CORP common stock 580135101 $ 14.46 1,000 n/a sole 1,000 MEDIFAST INC COM common stock 58470H101 $ 291.46 59,000 n/a sole 59,000 Merck & Co common stock 589331107 $ 171.32 3,128 n/a sole 3,128 MERIDIAN RESOURCE CORP COM common stock 58977Q109 $ 20.13 17,500 n/a sole 17,500 Meritor Savings Bank PA common stock 590007100 $ 1,517.54 574,825 n/a sole 574,825 MERRILL LYNCH & CO INC common stock 590188108 $ 70.80 2,000 n/a sole 2,000 Microsoft Corp common stock 594918104 $ 92.00 3,800 n/a sole 3,800 MIKOHN GAMING CORP common stock 59862K108 $ 199.05 60,500 n/a sole 60,500 MOORE CORPORATION LTD COM common stock 615785102 $ 750.70 71,700 n/a sole 71,700 MULTEX.COM INC COM common stock 625367107 $ 0.74 100 n/a sole 100 MUNIVEST FUND INC common stock 626295109 $ 269.10 30,000 n/a sole 30,000 NASDAQ 100 SHARES common stock 631100104 $ 101.00 4,000 n/a sole 4,000 Neopharm Inc common stock 640919106 $ 457.03 39,740 n/a sole 39,740 NEW VY CORP WT EXP 2004 warrant 649080116 $ 0.06 3,200 n/a sole 3,200 NEXTEL COMMUNS INC CLASS A common stock 65332V103 $ 27.50 2,055 n/a sole 2,055 NORTEL NETWORKS CORPNEW COM common stock 656568102 $ 2.08 1,000 n/a sole 1,000 NOVELLUS SYSTEM INC common stock 670008101 $ 68.15 2,500 n/a sole 2,500 NUVEEN MUNICIPAL VALUE FUND INC common stock 670928100 $ 294.08 32,000 n/a sole 32,000 OFFICEMAX INC COM common stock 67622M108 $ 257.50 50,000 n/a sole 50,000 ORACLE CORP COM common stock 68389X105 $ 10.83 1,000 n/a sole 1,000 OUTBACK STEAKHOUSE INC common stock 689899102 $ 1,588.56 44,900 n/a sole 44,900 PEAPACK GLADSTONE common stock 704699107 $ 80.19 3,201 n/a sole 3,201 FINANCIAL CORP COM Penn Treaty Amer Corp bond 707874AC7 $ 1,927.63 2,100,000 n/a sole 2,100,000 Cvt Sub 6.25% 12/1/03 Penn Treaty American Corp common stock 707874103 $ 910.56 542,000 n/a sole 542,000 PEPSI BOTTLING GROUPINC COM common stock 713409100 $ 89.65 5,000 n/a sole 5,000 PEPSICO INC common stock 713448108 $ 20.00 500 n/a sole 500 PERINI CORP DEP CV pref stock 713839306 $ 19.25 1,000 n/a sole 1,000 EXCH PFD_CALLABLE PERUSAHAAN PERSEROANPERSERO P.T. common stock 715684106 $ 460.72 56,600 n/a sole 56,600 PETRO-CDA COM ISIN#CA71644E1025 common stock 71644E102 $ 341.40 10,000 n/a sole 10,000 Petroleo Brasileiro SA - PBRa common stock 71654V101 $ 550.40 40,000 n/a sole 40,000 PFIZER INC common stock 717081103 $ 625.54 20,075 n/a sole 20,075 PHARMACEUTICAL PROD DEV INC COM common stock 717124101 $ 268.50 10,000 n/a sole 10,000 PITNEY BOWES INC common stock 724479100 $ 9.48 297 n/a sole 297 PLAINS ALL AMERN common stock 726503105 $ 376.96 15,200 n/a sole 15,200 PIPELINE L.P. UNIT PLANTRONICS INC NEW common stock 727493108 $ 14.61 1,000 n/a sole 1,000 PNC FINL SVCS GROUP INC COM common stock 693475105 $ 75.69 1,786 n/a sole 1,786 POWER INTEGRATIONS INC COM common stock 739276103 $ 20.73 1,000 n/a sole 1,000 Pride International Inc common stock 74153Q102 $ 232.70 17,250 n/a sole 17,250 Progress Energy common stock 743263105 $ 54.81 1,400 n/a sole 1,400 PROGRESSIVE CORP OF OHIO common stock 743315103 $ 40.03 675 n/a sole 675 PROXYMED INC COM NEW common stock 744290305 $ 0.01 1 n/a sole 1 PRUDENTIAL FINL INC COM common stock 744320102 $ 585.00 20,000 n/a sole 20,000 PUBLIC SVC ENTERPRISE GROUP common stock 744573106 $ 20.88 569 n/a sole 569 QUEST DIAGNOSTICS INC_COM common stock 74834L100 $ 59.69 1,000 n/a sole 1,000 RADIOLOGIX INC COM common stock 75040K109 $ 22.60 10,000 n/a sole 10,000 RANGE RES CORP COM common stock 75281A109 $ 60.53 10,600 n/a sole 10,600 REALNETWORKS INC COM common stock 75605L104 $ 0.19 45 n/a sole 45 RESONATE INC COM common stock 76115Q104 $ 98.43 51,000 n/a sole 51,000 RITA MED SYS INC DELCOM common stock 76774E103 $ 3.40 800 n/a sole 800 RIVERSTONE NETWORKS INC COM common stock 769320102 $ 0.72 513 n/a sole 513 RJR Tobacco common stock 76182K105 $ 6.45 200 n/a sole 200 ROPER INDUSTRIES INC common stock 776696106 $ 14.43 500 n/a sole 500 ROYAL DUTCH PETE CO N Y common stock 780257804 $ 20.38 500 n/a sole 500 REGISTRY SH PAR SALOMON BROS FD INC common stock 795477108 $ 3.70 416 n/a sole 416 SANMINA SCI CORP COM common stock 800907107 $ 40.20 10,000 n/a sole 10,000 SAPPI LTD SPONSORED ADR NEW common stock 803069202 $ 322.11 27,000 n/a sole 27,000 SAYTAM COMPUTER SVCSLTD ADR common stock 804098101 $ 215.28 26,000 n/a sole 26,000 SBC COMMUNICATIONS INC common stock 78387G103 $ 72.38 3,608 n/a sole 3,608 SCHLUMBERGER LTD common stock 806857108 $ 13.30 350 n/a sole 350 COMISIN#AN8068571086 SCIENTIFIC GAMES CORP CL-A common stock 80874P109 $ 1,184.76 219,400 n/a sole 219,400 SEARS ROEBUCK & CO common stock 812387108 $ 12.08 500 n/a sole 500 SIX FLAGS INC common stock 83001P109 $ 0.56 100 n/a sole 100 SK TELECOM LTD SPONSORED ADR common stock 78440P108 $ 204.30 15,000 n/a sole 15,000 SKETCHERS U S A INC CL A common stock 830566105 $ 776.20 119,600 n/a sole 119,600 SONY CORP ADR AMERN SH NEW common stock 835699307 $ 0.70 20 n/a sole 20 SPRINT CORP (FON GROUP) common stock 852061100 $ 23.50 2,000 n/a sole 2,000 STAGE STORES INC COM NEW common stock 85254C305 $ 203.97 9,644 n/a sole 9,644 STAR GAS PARTNERS LP SR SUB UNIT common stock 85512C204 $ 88.78 6,123 n/a sole 6,123 Stolt Offshore S.A. ADR common stock 861567105 $ 1.17 990 n/a sole 990 STORAGENETWORKS INC COM common stock 86211E103 $ 30.24 33,600 n/a sole 33,600 SUMMIT AMER TELEVISION INC COM common stock 86600T109 $ 5.93 2,500 n/a sole 2,500 SUN MICROSYSTEMS INC common stock 866810104 $ 4.55 1,400 n/a sole 1,400 SUNTRON CORP COM common stock 86789P100 $ 32.73 9,598 n/a sole 9,598 TAIWAN SEMICONDUCTORMFG common stock 874039100 $ 307.80 45,000 n/a sole 45,000 CO SPONSORED TANGER FACTORY common stock 875465106 $ 0.77 25 n/a sole 25 OUTLET CENTERS INC Telefonos De Mexico SA ADR "L" common stock 879403780 $ 320.98 10,800 n/a sole 10,800 TELEKOM SA LTD SPONS ADR common stock 879603108 $ 424.85 29,000 n/a sole 29,000 TENARIS S A SPONSORED ADR common stock 88031M109 $ 58.23 2,642 n/a sole 2,642 TENET HEALTHCARE CORP common stock 88033G100 $ 2,471.60 148,000 n/a sole 148,000 TEREX CORP NEW .01 PV common stock 880779103 $ 24.72 2,000 n/a sole 2,000 TEXAS INSTRUMENTS INC common stock 882508104 $ 49.11 3,000 n/a sole 3,000 The Kroger Co. common stock 501044101 $ 19.73 1,500 n/a sole 1,500 THORATEC CORP COM NEW common stock 885175307 $ 330.81 26,276 n/a sole 26,276 TITAN CORP common stock 888266103 $ 44.70 6,000 n/a sole 6,000 TJX COMPANIES INC (NEW) common stock 872540109 $ 352.00 20,000 n/a sole 20,000 TMP WORLDWIDE INC COM common stock 872941109 $ 107.70 10,000 n/a sole 10,000 TOYS "R" US INC NEW common stock 892335100 $ 0.73 87 n/a sole 87 Transocean Inc common stock G90078109 $ 10.23 500 n/a sole 500 TRANSWITCH CORP common stock 894065101 $ 33.49 69,772 n/a sole 69,772 TRAVELERS PPTY CAS CORP NEW CL A common stock 89420G109 $ 78.10 5,543 n/a sole 5,543 TRAVELERS PPTY CAS CORP NEW CL B common stock 89420G406 $ 13.77 976 n/a sole 976 TRIAD HOSPS INC COM common stock 89579K109 $ 2,216.56 82,400 n/a sole 82,400 TRICOM S A SPONSORED ADR common stock 89612A100 $ 4.25 1,500 n/a sole 1,500 TRIMBLE NAV LTD common stock 896239100 $ 18.98 1,000 n/a sole 1,000 TRIQUINT SEMICONDUCTOR INC common stock 89674K103 $ 22.40 8,000 n/a sole 8,000 Tyco common stock 902124106 $ 945.21 73,500 n/a sole 73,500 UNITED MICROELECTRONICS common stock 910873207 $ 304.01 101,000 n/a sole 101,000 UNITEDHEALTH GROUP INC COM common stock 91324P102 $ 93.87 1,024 n/a sole 1,024 UNIVERSAL HEALTH common stock 91359E105 $ 25.90 1,000 n/a sole 1,000 RLTY INCOME TR SBI UNIVERSAL HEALTH SVCS INC CL B common stock 913903100 $ 260.93 6,400 n/a sole 6,400 VAN KAMPEN VALUE MUNINCOME COM common stock 921132106 $ 306.18 21,000 n/a sole 21,000 VERITAS SOFTWARE CO common stock 923436109 $ 3.13 178 n/a sole 178 VERIZON COMMUNICATIONS COM common stock 92343V104 $ 47.09 1,332 n/a sole 1,332 VIACOM INC CLASS A common stock 925524100 $ 73.00 2,000 n/a sole 2,000 VIASYS HEALTHCARE INC COM NEW common stock 92553Q209 $ 140.00 10,000 n/a sole 10,000 VISTEON CORP COM common stock 92839U107 $ 5.94 1,000 n/a sole 1,000 ISIN#US92839U1079 VIVUS INC COM common stock 928551100 $ 0.34 100 n/a sole 100 VODAFONE GROUP PLC NEW SPONS ADR common stock 92857W100 $ 21.68 1,190 n/a sole 1,190 VORNADO OPER CO COM common stock 92904N103 $ 0.38 1,525 n/a sole 1,525 Vornado Realty common stock 929042109 $ 913.80 25,525 n/a sole 25,525 WACHOVIA CORP (NEW) COM common stock 929903102 $ 13.63 400 n/a sole 400 WAL MART STORES INC common stock 931142103 $ 104.06 2,000 n/a sole 2,000 WALGREEN CO common stock 931422109 $ 2.56 87 n/a sole 87 WASHINGTON MUTUAL INC common stock 939322103 $ 55.02 1,560 n/a sole 1,560 WILTEL COMMUNICATIONGROUP INC COM common stock 972487102 $ 233.63 18,564 n/a sole 18,564 WJ COMMUNICATIONS INC COM common stock 929284107 $ 4.80 7,500 n/a sole 7,500 Women First Health Care Inc. common stock 978150100 $ 4.50 9,000 n/a sole 9,000 WPS RESOURCES CORP common stock 92931B106 $ 2.20 55 n/a sole 55 WYETH common stock 983024100 $ 79.42 2,100 n/a sole 2,100 ZARLINK SEMICONDUCTOR INC common stock 989139100 $ 14.20 4,000 n/a sole 4,000
01552.0002 #403206 -----END PRIVACY-ENHANCED MESSAGE-----