0001119517-12-000003.txt : 20121121
0001119517-12-000003.hdr.sgml : 20121121
20121121174838
ACCESSION NUMBER: 0001119517-12-000003
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120402
FILED AS OF DATE: 20121121
DATE AS OF CHANGE: 20121121
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VENROCK ASSOCIATES III LP
CENTRAL INDEX KEY: 0001119517
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35469
FILM NUMBER: 121222029
BUSINESS ADDRESS:
STREET 1: 30 ROCKEFELLER PLAZA
STREET 2: RM 5508
CITY: NEW YORK
STATE: NY
ZIP: 10112
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VEF MANAGEMENT III LLC
CENTRAL INDEX KEY: 0001239246
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35469
FILM NUMBER: 121222025
MAIL ADDRESS:
STREET 1: C/O VENROCK ASSOCIATES
STREET 2: 30 ROCKFELLER PLACA RM 5508
CITY: NEW YORK
STATE: NY
ZIP: 10112
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VENROCK MANAGEMENT III LLC
CENTRAL INDEX KEY: 0001239247
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35469
FILM NUMBER: 121222026
MAIL ADDRESS:
STREET 1: C/O VENROCK ASSOCIATES
STREET 2: 30 ROCKFELLER PLACA RM 5508
CITY: NEW YORK
STATE: NY
ZIP: 10112
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VENROCK ENTREPRENEURS FUND III LP
CENTRAL INDEX KEY: 0001141515
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35469
FILM NUMBER: 121222027
BUSINESS ADDRESS:
STREET 1: C/O VENROCK ASSOCIATES ROOM 5508
STREET 2: 30 ROCKEFELLER PLAZA
CITY: NEW YORK
STATE: NY
ZIP: 10112
BUSINESS PHONE: 212-649-5600
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: VOCERA COMMUNICATIONS, INC.
CENTRAL INDEX KEY: 0001129260
STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669]
IRS NUMBER: 943354663
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 525 RACE STREET
STREET 2: SUITE 150
CITY: SAN JOSE
STATE: CA
ZIP: 95126-3495
BUSINESS PHONE: 408-882-5100
MAIL ADDRESS:
STREET 1: 525 RACE STREET
STREET 2: SUITE 150
CITY: SAN JOSE
STATE: CA
ZIP: 95126-3495
FORMER COMPANY:
FORMER CONFORMED NAME: VOCERA COMMUNICATIONS INC
DATE OF NAME CHANGE: 20001204
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VENROCK ASSOCIATES
CENTRAL INDEX KEY: 0000937889
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35469
FILM NUMBER: 121222028
BUSINESS ADDRESS:
STREET 1: ROOM 5508
STREET 2: 30 ROCKEFELLER PLAZA
CITY: NEW YORK
STATE: NY
ZIP: 10112
BUSINESS PHONE: 2126495600
MAIL ADDRESS:
STREET 1: ROOM 5508
STREET 2: 30 ROCKEFELLER PLAZA
CITY: NEW YORK
STATE: NY
ZIP: 10112
4/A
1
edgar.xml
PRIMARY DOCUMENT
X0306
4/A
2012-04-02
2012-04-04
0001129260
VOCERA COMMUNICATIONS, INC.
VCRA
0001119517
VENROCK ASSOCIATES III LP
C/O VENROCK
3340 HILLVIEW AVE.
PALO ALTO
CA
94304
0
0
1
0
0000937889
VENROCK ASSOCIATES
C/O VENROCK
3340 HILLVIEW AVE.
PALO ALTO
CA
94304
0
0
1
0
0001141515
VENROCK ENTREPRENEURS FUND III LP
C/O VENROCK
3340 HILLVIEW AVE.
PALO ALTO
CA
94304
0
0
1
0
0001239247
VENROCK MANAGEMENT III LLC
C/O VENROCK
3340 HILLVIEW AVE.
PALO ALTO
CA
94304
0
0
1
0
0001239246
VEF MANAGEMENT III LLC
C/O VENROCK
3340 HILLVIEW AVE.
PALO ALTO
CA
94304
0
0
1
0
Common Stock
2012-04-02
4
X
0
174980
17.78
A
3037584
I
By Funds
Consists of (i) 2,430,069 shares of Common Stock held by VA III, (ii) 546,764 shares of Common Stock held by VA, and (iii) 60,751 shares of Common Stock held by VEF III of which 139,985 shares, 31,496 shares and 3,500 shares were deemed acquired by VA III, VA and VEF III, respectively, pursuant to the exercise by Dr. Shostak of the put option under the Put/Call Agreement. VM III is the general partner of VA III. VEFM is the general partner of VEF III. VM III and VEFM disclaim beneficial ownership of these securities except to the extent of their pro-rata pecuniary interest therein. The Form 4 filing on April 4, 4012 incorrectly included options which were exercised by Dr. Shostak.
/s/ David L. Stepp, authorized signatory
2012-11-21