0001119517-12-000003.txt : 20121121 0001119517-12-000003.hdr.sgml : 20121121 20121121174838 ACCESSION NUMBER: 0001119517-12-000003 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120402 FILED AS OF DATE: 20121121 DATE AS OF CHANGE: 20121121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VENROCK ASSOCIATES III LP CENTRAL INDEX KEY: 0001119517 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-35469 FILM NUMBER: 121222029 BUSINESS ADDRESS: STREET 1: 30 ROCKEFELLER PLAZA STREET 2: RM 5508 CITY: NEW YORK STATE: NY ZIP: 10112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VEF MANAGEMENT III LLC CENTRAL INDEX KEY: 0001239246 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-35469 FILM NUMBER: 121222025 MAIL ADDRESS: STREET 1: C/O VENROCK ASSOCIATES STREET 2: 30 ROCKFELLER PLACA RM 5508 CITY: NEW YORK STATE: NY ZIP: 10112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VENROCK MANAGEMENT III LLC CENTRAL INDEX KEY: 0001239247 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-35469 FILM NUMBER: 121222026 MAIL ADDRESS: STREET 1: C/O VENROCK ASSOCIATES STREET 2: 30 ROCKFELLER PLACA RM 5508 CITY: NEW YORK STATE: NY ZIP: 10112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VENROCK ENTREPRENEURS FUND III LP CENTRAL INDEX KEY: 0001141515 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-35469 FILM NUMBER: 121222027 BUSINESS ADDRESS: STREET 1: C/O VENROCK ASSOCIATES ROOM 5508 STREET 2: 30 ROCKEFELLER PLAZA CITY: NEW YORK STATE: NY ZIP: 10112 BUSINESS PHONE: 212-649-5600 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VOCERA COMMUNICATIONS, INC. CENTRAL INDEX KEY: 0001129260 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669] IRS NUMBER: 943354663 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 525 RACE STREET STREET 2: SUITE 150 CITY: SAN JOSE STATE: CA ZIP: 95126-3495 BUSINESS PHONE: 408-882-5100 MAIL ADDRESS: STREET 1: 525 RACE STREET STREET 2: SUITE 150 CITY: SAN JOSE STATE: CA ZIP: 95126-3495 FORMER COMPANY: FORMER CONFORMED NAME: VOCERA COMMUNICATIONS INC DATE OF NAME CHANGE: 20001204 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VENROCK ASSOCIATES CENTRAL INDEX KEY: 0000937889 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-35469 FILM NUMBER: 121222028 BUSINESS ADDRESS: STREET 1: ROOM 5508 STREET 2: 30 ROCKEFELLER PLAZA CITY: NEW YORK STATE: NY ZIP: 10112 BUSINESS PHONE: 2126495600 MAIL ADDRESS: STREET 1: ROOM 5508 STREET 2: 30 ROCKEFELLER PLAZA CITY: NEW YORK STATE: NY ZIP: 10112 4/A 1 edgar.xml PRIMARY DOCUMENT X0306 4/A 2012-04-02 2012-04-04 0001129260 VOCERA COMMUNICATIONS, INC. VCRA 0001119517 VENROCK ASSOCIATES III LP C/O VENROCK 3340 HILLVIEW AVE. PALO ALTO CA 94304 0 0 1 0 0000937889 VENROCK ASSOCIATES C/O VENROCK 3340 HILLVIEW AVE. PALO ALTO CA 94304 0 0 1 0 0001141515 VENROCK ENTREPRENEURS FUND III LP C/O VENROCK 3340 HILLVIEW AVE. PALO ALTO CA 94304 0 0 1 0 0001239247 VENROCK MANAGEMENT III LLC C/O VENROCK 3340 HILLVIEW AVE. PALO ALTO CA 94304 0 0 1 0 0001239246 VEF MANAGEMENT III LLC C/O VENROCK 3340 HILLVIEW AVE. PALO ALTO CA 94304 0 0 1 0 Common Stock 2012-04-02 4 X 0 174980 17.78 A 3037584 I By Funds Consists of (i) 2,430,069 shares of Common Stock held by VA III, (ii) 546,764 shares of Common Stock held by VA, and (iii) 60,751 shares of Common Stock held by VEF III of which 139,985 shares, 31,496 shares and 3,500 shares were deemed acquired by VA III, VA and VEF III, respectively, pursuant to the exercise by Dr. Shostak of the put option under the Put/Call Agreement. VM III is the general partner of VA III. VEFM is the general partner of VEF III. VM III and VEFM disclaim beneficial ownership of these securities except to the extent of their pro-rata pecuniary interest therein. The Form 4 filing on April 4, 4012 incorrectly included options which were exercised by Dr. Shostak. /s/ David L. Stepp, authorized signatory 2012-11-21