0001104659-23-006551.txt : 20230125 0001104659-23-006551.hdr.sgml : 20230125 20230125162013 ACCESSION NUMBER: 0001104659-23-006551 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230123 FILED AS OF DATE: 20230125 DATE AS OF CHANGE: 20230125 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MALONE JOHN C CENTRAL INDEX KEY: 0000937797 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36713 FILM NUMBER: 23552715 MAIL ADDRESS: STREET 1: 12300 LIBERTY BLVD CITY: ENGLEWOOD STATE: CO ZIP: 80112 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Liberty Broadband Corp CENTRAL INDEX KEY: 0001611983 STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841] IRS NUMBER: 471211994 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12300 LIBERTY BLVD CITY: ENGLEWOOD STATE: CO ZIP: 80112 BUSINESS PHONE: 720-875-5400 MAIL ADDRESS: STREET 1: 12300 LIBERTY BLVD CITY: ENGLEWOOD STATE: CO ZIP: 80112 4 1 tm234290-2_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2023-01-23 0 0001611983 Liberty Broadband Corp LBRDA 0000937797 MALONE JOHN C 12300 LIBERTY BOULEVARD ENGLEWOOD CO 80112 1 0 1 0 Series B Common Stock 2023-01-23 4 D 0 54247 0 D 1675224 D Series C Common Stock 2023-01-23 4 A 0 54247 0 A 5129893 D Series B Common Stock 122649 I John C. Malone June 2003 Charitable Remainder Unitrust Series B Common Stock 57641 I Leslie A. Malone 1995 Revocable Trust Series C Common Stock 357106 I Leslie A. Malone 1995 Revocable Trust Series C Common Stock 213332 I Malone LG 2013 Charitable Remainder Unitrust Each share of Series B Common Stock is convertible, at the holder's election, into one share of Series A Common Stock, at any time for no consideration other than the surrender of the share of Series B Common Stock for each share of Series A Common Stock. On June 13, 2022, the Issuer and the reporting person entered into an Exchange Agreement (the "Exchange Agreement"), as previously described in the Issuer's Current Report on Form 8-K filed on June 13, 2022, pursuant to which, among other things, the Issuer agreed that on the terms and subject to the conditions of the Exchange Agreement, the reporting person shall, upon the occurrence of an Accretive Event (as defined in the Exchange Agreement) exchange with the Issuer shares of Series B Common Stock of the Issuer for an equal number of shares of Series C Common Stock of the Issuer (a "Reverse Exchange"). The Exchange Agreement, Reverse Exchange and related transactions were approved by a committee of the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. The reporting person disclaims beneficial ownership of these shares owned by the Leslie A. Malone 1995 Revocable Trust. /s/ Brittany A. Uthoff as Attorney-in-Fact for John C. Malone 2023-01-25