-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JBCFMokWsUJ+hr9dHt9SdTzQSR0qxFN+wGvZCypWsdesPsTMsbhpo1fuTphBHs+Z FnTuOcb41Hi7m0GVl9HmiA== 0000937617-99-000013.txt : 19991109 0000937617-99-000013.hdr.sgml : 19991109 ACCESSION NUMBER: 0000937617-99-000013 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19980930 FILED AS OF DATE: 19991108 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DAVIDSON M H & CO LLC /NY/ CENTRAL INDEX KEY: 0000937617 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 134021240 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: SEC FILE NUMBER: 028-04666 FILM NUMBER: 99743313 BUSINESS ADDRESS: STREET 1: 885 THIRD AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2123713000 MAIL ADDRESS: STREET 1: 885 THIRD AVE STREET 2: STE 2200 CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: DAVIDSON M H & CO INC/ DATE OF NAME CHANGE: 19950425 13F-HR/A 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE THIS FILING LISTS SECURITIES HOLDINGS REPORTED ON FORM 13F FILED ON NOVEMBER 3, 1998 PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT AND FOR WHICH CONFIDENTIAL TREATMENT EXPIRED ON NOVEMBER 10, 1999. Report for the Calendar Year or Quarter Ended: September 30, 1998 Check here if Amendment [X]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [X] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: M.H. Davidson & Co., L.L.C. Address: 885 Third Avenue Suite 3300 New York, NY 10022 13F File Number: 28-4666 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Thomas L. Kempner Jr. Title: Member Phone: 212-371-3966 Signature, Place, and Date of Signing: Thomas L. Kempner Jr. New York November 8, 1999 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 38 Form 13F Information Table Value Total: 607,639,377 List of Other Included Managers: FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- ------- AHMANSON CORP CS 008677106 20524 369800 SH SOLE 369800 AMERICAN STORES CS 030096101 45059 1399900 SH SOLE 1399900 AMOCO CS 031905102 79676 1478900 SH SOLE 1478900 BANKAMERICA CORP (OLD) CS 066050105 5915 97700 SH SOLE 97700 BERG ELECTRONICS CS 08372L106 4328 125000 SH SOLE 125000 BETZ DEARBORN CS 087779104 6913 100000 SH SOLE 100000 CHRYSLER CORP. CS 171196108 94433 1972500 SH SOLE 1972500 CITICORP CS 173034109 26627 286500 SH SOLE 286500 COMSAT CORP CS 20564D107 6698 190000 SH SOLE 190000 CORRECTION CORP OF AMERICA CS 220256101 1356 100000 SH SOLE 100000 DYNATECH - NEW CS 268140100 485 165050 SH SOLE 165050 EASTERN ENVIRONMENTAL CS 276369105 6820 226400 SH SOLE 226400 EXCEL COMMUNICATIONS CS 30065K104 5616 248200 SH SOLE 248200 FINGERHUT CS 317867109 3599 327200 SH SOLE 327200 FIRSTAR BANCORP CS 33763V109 5321 105100 SH SOLE 105100 GENERAL RE CS 370563108 670 3300 SH SOLE 3300 GENERAL SIGNAL CORP CS 370838104 22036 649300 SH SOLE 649300 IMNET SYSTEMS CS 452921109 2256 94000 SH SOLE 94000 MARQUETTE MEDICAL CS 571490101 2498 57500 SH SOLE 57500 MEMCO SOFTWARE CS M69065106 1318 95000 SH SOLE 95000 MID-AMERICAN ENERGY CS 595920109 264 10000 SH SOLE 10000 MONSANTO CORP (VS AHP) CS 611662107 28227 500700 SH SOLE 500700 NOEL GROUP CS 655260107 1208 966300 SH SOLE 966300 PENEDERM CS 706867108 2667 130900 SH SOLE 130900 PHARMERICA CS 717135107 618 113600 SH SOLE 113600 PHYSIO CONTROL CS 719431108 19557 703500 SH SOLE 703500 POLYGRAM (LISTED) CS 731733101 284 5000 SH SOLE 5000 RAYTECH GROUP CS 755103108 756 232600 SH SOLE 232600 RESURGENCE PROPERTIES COMMON ( CS 76126R109 48 767400 SH SOLE 767400 SBARRO INC. CS 805844107 1991 89250 SH SOLE 89250 SOUTHERN NEW ENGLAND TELECOM CS 843485103 82570 1056900 SH SOLE 1056900 STRATUS COMPUTER CS 863155107 15634 464100 SH SOLE 464100 SUN AMERICA CS 866930100 27261 446900 SH SOLE 446900 TOWER REALTY CS 89185E109 2737 137700 SH SOLE 137700 Tele-Communications Inc Cl-A CS 87924V101 47768 1220900 SH SOLE 1220900 US SURGICAL CS 912707106 18067 433400 SH SOLE 433400 USCS INTERNATIONAL CS 90330X109 854 26700 SH SOLE 26700 WELLS FARGO CS 949740104 14981 42200 SH SOLE 42200
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