-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GsWrnta5LsbwAsgBx7sOzA+Se0QBgPDsVDOBqhbxO8w4q49LjWO6hD1j5ALPa99m ecnDqIwWfspZKXPbEhLcfA== 0000937617-07-000015.txt : 20071102 0000937617-07-000015.hdr.sgml : 20071102 20071102141152 ACCESSION NUMBER: 0000937617-07-000015 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070930 FILED AS OF DATE: 20071102 DATE AS OF CHANGE: 20071102 EFFECTIVENESS DATE: 20071102 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DAVIDSON KEMPNER CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0000937617 IRS NUMBER: 134021240 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04666 FILM NUMBER: 071209865 BUSINESS ADDRESS: STREET 1: 65 EAST 55TH STREET, 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2123713000 MAIL ADDRESS: STREET 1: 65 EAST 55TH STREET, 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: DAVIDSON M H & CO LLC /NY/ DATE OF NAME CHANGE: 19990512 FORMER COMPANY: FORMER CONFORMED NAME: DAVIDSON M H & CO INC/ DATE OF NAME CHANGE: 19950425 13F-HR 1 mh9-07public13f.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: SEPTEMBER 30, 2007 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Davidson Kempner Capital Management LLC Address: 65 East 55th Street, 19th Floor New York, NY 10022 13F File Number: 28-4666 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Timothy I. Levart Title: Chief Operating Officer Phone: 212-446-4020 Signature, Place, and Date of Signing: Timothy I. Levart New York OCTOBER 31, 2007 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 140 Form 13F Information Table Value Total: 3,582,224 (X 1,000) CONFIDENTIAL INFORMATION HAS BEEN OMITTED FROM THIS FILING AND FILED SEPARATELY WITH THE COMMISSION. List of Other Included Managers: FORM 13F INFORMATION TABLE Title of Value Shares/ SH/ PUT/ Invtmnt Other Voting Authority Issuer Class CUSIP * $1000.00 PRN Amount PRN CALL Dscretn Mgrs Sole Shared None AECOM TECHNOLOGY CORP CS 00766T100 1,747 50,000 SH SOLE 50,000 ACORDA THERAPEUTICS INC CS 00484M106 38,084 2,078,819 SH SOLE 2,078,819 Affymax Inc CS 00826A109 19,899 739,449 SH SOLE 739,449 A.G. EDWARDS INC CS 281760108 64,144 765,900 SH SOLE 765,900 Animal Health International CS 03525N109 111 10,000 SH SOLE 10,000 ALCAN INC CS 13716105 327,988 3,277,261 SH SOLE 3,277,261 ALCOA CS 13817101 19,305 493,470 SH SOLE 493,470 ALIGN TECHNOLOGY INC CS 16255101 17,491 691,872 SH SOLE 691,872 ALEXION PHARMACEUTICALS INC CS 15351109 62,916 966,309 SH SOLE 966,309 AMERICAN STANDARD CS 29712106 21,504 603,700 SH SOLE 603,700 AUXILIUM PHARMACEUTICALS INC CS 05334D107 70,283 3,342,036 SH SOLE 3,342,036 AVAYA INC CS 53499109 76,782 4,527,256 SH SOLE 4,527,256 Avigen CS 53690103 13,973 2,651,430 SH SOLE 2,651,430 BIGBAND NETWORKS INC CS 89750509 128 20,000 SH SOLE 20,000 BANCO BILBAO VIZCAYA-SP ADR CS 05946K101 100,396 4,312,562 SH SOLE 4,312,562 BioDelivery Sciences Intl Inc CS 09060J106 999 255,466 SH SOLE 255,466 BAUSCH & LOMB INC CS 71707103 127,770 1,996,400 SH SOLE 1,996,400 BLACKSTONE GROUP LP CS 09253U108 2,508 100,000 SH SOLE 100,000 Cadence Pharmaceuticals Inc CS 12738T100 24,254 1,739,900 SH SOLE 1,739,900 CONTINENTAL AIRLINES CL B CS 210795308 5,356 162,151 SH SOLE 162,151 CAVIUM NETWORKS INC CS 14965A101 324 10,000 SH SOLE 10,000 CARNIVAL CORP 0.0% 10/24/21 CB 143658AS1 5,876 7,250,000 PRN SOLE 7,250,000 CARNIVAL CORP 1.132% 4/29/2033 CB 143658AV4 10,338 15,000,000 PRN SOLE 15,000,000 COEUR DALENE MINES CORP CS 192108000000 107 28,200 SH SOLE 28,200 CERIDIAN CORP CS 156779100 21,257 611,900 SH SOLE 611,900 CEPH 2% 06/01/2015 CB 156708AP4 21,015 12,500,000 PRN SOLE 12,500,000 COUNTRYWIDE FINANCIAL CS 222372104 95,050 5,000,000 SH SOLE 5,000,000 LOEWS CORP - CAROLINA GROUP CS 540424207 39,919 485,451 SH SOLE 485,451 Chelsea Therapeutics Internat CS 163428105 14,419 2,161,716 SH SOLE 2,161,716 CHARTER COMMUNICATIONS CS 16117M107 9,606 3,723,267 SH SOLE 3,723,267 CIENA CORP 0.875% 6/15/17 CB 171779AE1 5,621 5,000,000 PRN SOLE 5,000,000 CLEARWIRE CORP-CLASS A CS 185385309 1,830 75,000 SH SOLE 75,000 CAPELLA EDUCATION CO CS 139594105 419 7,500 SH SOLE 7,500 COMMVAULT SYSTEMS INC CS 204166102 461 25,000 SH SOLE 25,000 CYTYC CORPORATION CS 232946103 61,114 1,284,177 SH SOLE 1,284,177 DADE BEHRING HOLDINGS INC CS 23342J206 30,917 405,103 SH SOLE 405,103 Delta Airlines CS 247361702 20,382 1,135,477 SH SOLE 1,135,477 DRESS BARN 2.50% 12/15/2024 REG CB 261570AB1 8,661 5,000,000 PRN SOLE 5,000,000 DAIMLERCHRYSLER AG-REG CS D1668R123 23,487 234,400 SH SOLE 234,400 SUPERIOR OFFSHORE INTERNATIO CS 86825Q104 281 25,000 SH SOLE 25,000 DOUGLAS EMMETT INC CS 25960P109 866 35,000 SH SOLE 35,000 DICE HOLDINGS INC CS 253017107 129 12,500 SH SOLE 12,500 DENDREON CORP CS 24823Q107 599 77,750 SH SOLE 77,750 DEUTSHE TELEKOM CS 251566105 18,951 965,398 SH SOLE 965,398 ENTERGY CORP CS 29364G103 21,658 200,000 SH SOLE 200,000 EXELON CORP CS 30161N101 52,752 700,000 SH SOLE 700,000 EXLSERVICE HOLDINGS INC CS 302081104 425 20,000 SH SOLE 20,000 Florida Rock Industries CS 341140101 23,890 382,300 SH SOLE 382,300 FORD MOTOR CO CS 345370860 27,188 3,202,305 SH SOLE 3,202,305 FCX M 6.75% Pfd PS 35671D782 14,915 96,164 SH SOLE 96,164 FREEPORT-MCMORAN COPPER-B CS 35671D857 1,961 18,700 SH SOLE 18,700 Fortress Investment Grp-CL A CS 34958B106 4,264 200,000 SH SOLE 200,000 First Solar Inc CS 336433107 2,938 25,000 SH SOLE 25,000 UTHR 11/07 - 50 C OC 9EQ1IO6U8 9,129 1,372 CALL SOLE 1,372 GM 5.25% 3/06/2032 SERIES B PS 370442733 56,753 2,665,688 SH SOLE 2,665,688 GENERAL MOTORS CORP CS 370442105 88,602 2,414,217 SH SOLE 2,414,217 GM 1.5% 6/01/09 Pref PS 370442691 19,782 700,000 SH SOLE 700,000 GM 6.25% 7/15/33 PREF CNVPFD 370442717 109,977 4,490,700 SH SOLE 4,490,700 GLOBALSANTAFE CORP CS G3930E101 12,543 165,000 SH SOLE 165,000 HAL 3.125% 07/15/23 REG CB 406216AM3 75,972 37,000,000 PRN SOLE 37,000,000 Hasbro 2.75% 12/01/21 CB 418056AN7 20,067 15,200,000 PRN SOLE 15,200,000 Hess Corp CS 42809H107 25,255 379,600 SH SOLE 379,600 HFF Inc - Class A CS 40418F108 297 25,000 SH SOLE 25,000 ICICI BANK LTD CS 45104G1040 264 5,000 SH SOLE 5,000 INDYMAC BANCORP INC CS 456607100 7,083 300,000 SH SOLE 300,000 INFINERA CORP CS 45667G103 227 11,300 SH SOLE 11,300 JA SOLAR HOLDINGS CO LTD-ADS CS 466090107 448 10,000 SH SOLE 10,000 KRAFT FOODS CS 50075N104 242 7,008 SH SOLE 7,008 Kindred Healthcare Inc CS 494580103 35,820 2,000,000 SH SOLE 2,000,000 LODGIAN INC CS 54021P403 14,683 1,244,300 SH SOLE 1,244,300 LULULEMON ATHLETICA INC-W/I CS 550021109 1,047 25,000 SH SOLE 25,000 MASIMO CORPORATION CS 574795100 60,432 2,355,089 SH SOLE 2,355,089 MERRILL LYNCH VAR 3/13/2032 CB 590188W46 43,539 38,595,000 PRN SOLE 38,595,000 MERRILL LYNCH & CO INC CS 590188108 20,175 283,035 SH SOLE 283,035 MIRANT CORP CS 60467R100 180,005 4,424,913 SH SOLE 4,424,913 MIRANT CORP WARRANTS WT 60467R126 725 32,880 SH SOLE 32,880 MELLANOX TECHNOLOGIES LTD CS M51363113 195 10,000 SH SOLE 10,000 MOMENTA PHARMACEUTICALS INC CS 60877T100 22,720 2,000,000 SH SOLE 2,000,000 ALTRIA GROUP INC CS 02209S103 51,614 742,324 SH SOLE 742,324 The Mosaic Co CS 61945A107 2,515 47,000 SH SOLE 47,000 MELCO PBL ENTERTAINMENT-ADR CS 585464100 825 50,000 SH SOLE 50,000 MAGUIRE PROPERTIES INC CS 559775101 12,429 481,200 SH SOLE 481,200 Micron Tech 1.875% 6/1/14 144A CB 595112AH6 2,448 2,500,000 PRN SOLE 2,500,000 Mueller Water Product Inc - B CS 624758207 1,267 115,200 SH SOLE 115,200 NATIONAL CITY CORP CS 635405103 14,503 578,045 SH SOLE 578,045 NATIONAL CINEMEDIA INC CS 635309107 559 25,000 SH SOLE 25,000 NEWMONT 1.25% 7/15/14 144a CB 651639AF3 2,284 2,000,000 PRN SOLE 2,000,000 NEXTWAVE WIRELESS INC CS 65337Y102 48,746 8,566,948 SH SOLE 8,566,948 NALCO HOLDING CO CS 62985Q101 30,356 1,023,800 SH SOLE 1,023,800 NPS PHARMACEUTICAL CS 62936P103 15,548 2,704,024 SH SOLE 2,704,024 Northwest Airlines CS 667280408 4,426 248,665 SH SOLE 248,665 NETEZZA CORP CS 64111N101 125 10,000 SH SOLE 10,000 GRUPO AEROPORTUARIO DEL-ADR CS 400501102 429 15,000 SH SOLE 15,000 OPNEXT INC CS 68375V105 186 16,000 SH SOLE 16,000 METROPCS CS 591708102 537 19,700 SH SOLE 19,700 PRIDE INTERNATIONAL INC CS 74153Q102 24,521 670,900 SH SOLE 670,900 PFIZER CORP CS 717081103 43,860 1,795,321 SH SOLE 1,795,321 PHARMION CORP CS 71715B409 51,070 1,108,051 SH SOLE 1,108,051 CLAYMONT STEEL HOLDINGS INC CS 18382P104 203 10,000 SH SOLE 10,000 PHARMERICA CORP CS 71714F104 18,471 1,238,027 SH SOLE 1,238,027 POTASH CORP OF SASKATCHEWAN CS 73755L107 1,575 14,900 SH SOLE 14,900 QUALCOMM INC CS 747525103 83,504 1,976,900 SH SOLE 1,976,900 QWEST COMMUNICATIONS CS 749121109 7,113 776,508 SH SOLE 776,508 RARE HOSPITALITY INTL INC CS 753820109 3,377 88,580 SH SOLE 88,580 RIGEL PHARMACEUTICALS CS 766559603 962 102,250 SH SOLE 102,250 RYI 3.5% 11/1/2024 REG CB 78375PAD9 8,060 5,000,000 PRN SOLE 5,000,000 SYCAMORE NETWORKS INC CS 871206108 15,396 3,792,204 SH SOLE 3,792,204 SEPRACOR INC CS 817315104 3,874 141,016 SH SOLE 141,016 SGP 6% PFD 8/13/10 PS 806605705 13,597 49,000 SH SOLE 49,000 SCHERING PLOUGH CORP CS 806605101 12,645 399,774 SH SOLE 399,774 SHAW GROUP INC CS 820280105 32,200 554,210 SH SOLE 554,210 SKILLED HEALTHCARE GROUP - A CS 83066R107 394 25,000 SH SOLE 25,000 SOLECTRON CORP CS 834182107 56,594 14,511,200 SH SOLE 14,511,200 SOLARFUN POWER HOLDINGS CS 83415U108 329 25,000 SH SOLE 25,000 SPIRIT AEROSYSTEMS CL A CS 848574109 779 20,000 SH SOLE 20,000 SEQUENOM INC CS 817337405 6,631 927,350 SH SOLE 927,350 SUNOCO INC CS 86764P109 19,033 268,900 SH SOLE 268,900 SUN-TIMES MEDIA GROUP - CL A CS 86688Q100 8,925 3,931,675 SH SOLE 3,931,675 SPX 12/07 - 1350 P OP 64800H9XJ 33,339 2,185 PUT SOLE 2,185 SPX 10/07 - 1430 P OP 9EQ1V8TF6 29,448 1,930 PUT SOLE 1,930 TEMPLE- INLAND INC CS 879868107 78,028 1,482,583 SH SOLE 1,482,583 TRIBUNE 1/08 - 30 C OC 9EQ1PWNH2 5,806 2,125 CALL SOLE 2,125 TRUBION PHARMACEUTICALS INC CS 89778N102 15,751 1,314,808 SH SOLE 1,314,808 TECH TARGET CS 87874R100 252 15,000 SH SOLE 15,000 TOMOTHERAPY INC CS 890088107 231 10,000 SH SOLE 10,000 TIME WARNER CABLE INC CS 88732J108 87,641 2,679,345 SH SOLE 2,679,345 TXU CORP CS 873168108 147,629 2,156,110 SH SOLE 2,156,110 VMWARE INC - CLASS A CS 928563402 3,400 40,000 SH SOLE 40,000 VNO 2.85% 3/15/2027 CB 929042AC3 9,384 10,000,000 PRN SOLE 10,000,000 VNO 3.875% 4/15/2025 CB 929043AC1 12,904 10,000,000 PRN SOLE 10,000,000 YHOO 1/09 - 40 C OC VYH+AH 12,937 4,820 CALL SOLE 4,820 WABCO HOLDINGS INC CS 92927K102 10,240 219,033 SH SOLE 219,033 GM 01/08 - 50 C OC 9EQ1SL1M6 81,382 22,175 CALL SOLE 22,175 WRIGHT MED GROUP CS 98235T107 5,465 204,207 SH SOLE 204,207 WABASH NATIONAL CS 929566107 235 20,805 SH SOLE 20,805 REIS INC CS 75936P105 6,232 847,870 SH SOLE 847,870 WEYERHAEUSER CO CS 962166104 34,367 475,337 SH SOLE 475,337 ALXN 11/07 - 40 C OC 9EQ1IYH00 26,493 4,069 CALL SOLE 4,069 ALXN 11/07 - 50 C OC 9EQ1JT941 19,097 2,933 CALL SOLE 2,933 XTENT INC CS 984141101 16,813 1,985,000 SH SOLE 1,985,000 3,582,224
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