-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KAiy+LEnJvMr8yTs/p9MY0FPZ4iYa2TH7wJzA0esGDPJDxTMBXlavhLf/LKK8oNj YaLxknmggFp3EitXBa/h4A== 0000937617-04-000020.txt : 20041112 0000937617-04-000020.hdr.sgml : 20041111 20041112110054 ACCESSION NUMBER: 0000937617-04-000020 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040930 FILED AS OF DATE: 20041112 DATE AS OF CHANGE: 20041112 EFFECTIVENESS DATE: 20041112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DAVIDSON M H & CO LLC /NY/ CENTRAL INDEX KEY: 0000937617 IRS NUMBER: 134021240 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04666 FILM NUMBER: 041136492 BUSINESS ADDRESS: STREET 1: 885 THIRD AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2123713000 MAIL ADDRESS: STREET 1: 885 THIRD AVE STREET 2: STE 2200 CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: DAVIDSON M H & CO INC/ DATE OF NAME CHANGE: 19950425 13F-HR 1 mh09-04public13f.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2004 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: M.H. Davidson & Co., L.L.C. Address: 885 Third Avenue Suite 3300 New York, NY 10022 13F File Number: 28-4666 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Timothy I. Levart Title: Secretary Phone: 212-446-4020 Signature, Place, and Date of Signing: Timothy I. Levart New York November 12, 2004 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 72 Form 13F Information Table Value Total: 1,282,274,950 CONFIDENTIAL INFORMATION HAS BEEN OMITTED FROM THIS FILING AND FILED SEPARATELY WITH THE COMMISSION. List of Other Included Managers: FORM 13F INFORMATION TABLE Title of Value Shares/ SH/ PUT/ Invtmnt Other Voting Authority Issuer Class CUSIP *$1000.00 PRN Amount PRN CALL Dscretn Mgrs Sole Shared None AMGEN 0% 3/1/2032 CB 031162AE0 35,328.00 48,000,000.00 PRN SOLE 48,000,000.00 ANTHEM CS 03674b104000 4,173.87 47,838.00 SH SOLE 47,838.00 AT&T WIRELESS CS 00209A106 412,659.08 27,920,100.00 SH SOLE 27,920,100.00 BANK OF AMERICA CS 060505104000 71,540.95 1,651,072.00 SH SOLE 1,651,072.00 BOISE CASCADE CS 097383103 9,975.71 299,751.00 SH SOLE 299,751.00 CONTINENTAL AIRLINES CL B CS 210795308 1,381.53 162,151.00 SH SOLE 162,151.00 CB RICHARD ELLIS CS 12497T101 231.00 10,000.00 SH SOLE 10,000.00 CARNIVAL CORP 1.132% 4/29/2033 CB 143658AV4 13,217.50 17,000,000.00 PRN SOLE 17,000,000.00 COMDISCO HOLDING COMPANY CS 200334100 16,592.85 873,308.00 SH SOLE 873,308.00 COEUR DALENE MINES CORP CS 192108108000 133.67 28,200.00 SH SOLE 28,200.00 CAP FIN CORP PFD 6.25% 5/17/05 PS 14040H204 28,857.59 545,100.00 SH SOLE 545,100.00 COOPER COS INC. CS 216648402 2,639.18 38,500.00 SH SOLE 38,500.00 CHELSEA PROPERTY GROUP CS 163421100 18,157.26 270,600.00 SH SOLE 270,600.00 CAROLCO PICTURES INC CS 143763100000 0.00 50,000.00 SH SOLE 50,000.00 WALT DISNEY CO. CS 254687106 1,722.82 76,400.00 SH SOLE 76,400.00 DIS JAN-06 10 PUT OP 25468J9M48F17 3,377.99 1,498.00 PUT SOLE 1,498.00 648 DEUTSHE TELEKOM VS (VSTR) CS 251566105 18,014.33 965,398.00 SH SOLE 965,398.00 FORD MOTOR CO 6.5% PFD PS 345395206 6,310.20 120,700.00 SH SOLE 120,700.00 GENERAL MOTORS 5.25% 3/6/32 PS 370442733 11,612.15 485,661.00 SH SOLE 485,661.00 GE 3/05- 37.50 CALL OC 3696049C9198 14,731.55 4,387.00 CALL SOLE 4,387.00 GENZYME CS 372917104 1,314.54 24,200.00 SH SOLE 24,200.00 GENERAL MOTORS 1/06- 10 PUT OP GMMB.PUT 10,620.00 2,500.00 PUT SOLE 2,500.00 GENERAL MOTORS 1/05- 10 PUT OP 3704429M9 3,300.70 777.00 PUT SOLE 777.00 INTL GAME TECH 0.0% 1/29/2033 CB 459902AL6 7,942.00 10,000,000.00 PRN SOLE 10,000,000.00 IGT 1/06-50 C OC 45954V9A2 3,595.00 1,000.00 CALL SOLE 1,000.00 IGT 10/04-40 C OC 4E599W9J3088 179.75 50.00 CALL SOLE 50.00 INT'L PAPER CO 0.0% 6/20/2021 CB 460146BM4 27,544.95 50,000,000.00 PRN SOLE 50,000,000.00 INVERESK RESEARCH GROUP CS 461238107 12,302.73 333,317.00 SH SOLE 333,317.00 ST. JOE COMPANY CS 790148100 238.85 5,000.00 SH SOLE 5,000.00 LENNAR CORP 0.0% 4/4/21 CB 526057AF1 3,124.80 4,500,000.00 PRN SOLE 4,500,000.00 MCLEOD WARRANTS WT 582266110 98.19 892,668.00 SH SOLE 892,668.00 MERRILL LYNCH VAR FLT 3/13/32 CB 590188A73 38,506.23 38,595,000.00 PRN SOLE 38,595,000.00 ALTRIA GROUP INC CS 02209S103 20,600.18 437,929.00 SH SOLE 437,929.00 NATIONAL COMMERCE FINANCIAL CS 63545P104 2,052.60 60,000.00 SH SOLE 60,000.00 NUCO CS 629428103 619.94 31,792.00 SH SOLE 31,792.00 NEW CORP ADR PREF A CS 652487802 14,151.76 451,700.00 SH SOLE 451,700.00 POTLATCH CS 737628107 1,497.92 32,000.00 SH SOLE 32,000.00 PFIZER CORP CS 717081103 54,936.82 1,795,321.00 SH SOLE 1,795,321.00 PROVINCE HEALTHCARE CS 743977100 10,135.74 484,500.00 SH SOLE 484,500.00 PEOPLESOFT CS 712713106 53,568.00 2,700,000.00 SH SOLE 2,700,000.00 CCL 1/06 20 PUT OP 1439139M58F19 4,729.00 1,000.00 PUT SOLE 1,000.00 075 F 1/06 5 PUT OP 3453739M88G6 2,810.00 2,000.00 PUT SOLE 2,000.00 6243 QWEST COMMUNICATIONS CS 749121109 2,585.77 776,508.00 SH SOLE 776,508.00 SCHERING-PLOUGH 6% PFD 9/14/07 PS 806605606 21,713.60 410,000.00 SH SOLE 410,000.00 SLM CORP FLOAT - REGISTERED CB 78442PAC0 25,037.25 25,100,000.00 PRN SOLE 25,100,000.00 SPX 11/04- 1150 CALL OC 12486T9K2108 5,585.00 500.00 CALL SOLE 500.00 SAVVIS COMMUNICATIONS CS 805423100 6,437.26 5,029,110.00 SH SOLE 5,029,110.00 360 NETWORKS EQUITY CS 885575100 294.85 168,488.00 SH SOLE 168,488.00 TK 01/05 - 30 PUT OP Y8564W9M7 1,723.60 400.00 PUT SOLE 400.00 TOP TANKERS CS Y8897Y107 399.00 25,000.00 SH SOLE 25,000.00 UNITEDHEALTH GROUP INC CS 91324P102000 33,642.77 456,235.00 SH SOLE 456,235.00 USG CORP CS 903293405 2,005.30 110,000.00 SH SOLE 110,000.00 UNITED THERAPEUTICS CORP CS 91307C102 4,356.25 124,678.00 SH SOLE 124,678.00 VIVENDI ADR CS 92851S105 1,783.22 69,305.00 SH SOLE 69,305.00 GE JAN-07 40 CALL OC 3696099A2088 883.15 263.00 CALL SOLE 263.00 IGT 1/07-40 C OC 4Y599W9A8088 3,055.75 850.00 CALL SOLE 850.00 IGT1/07-45 C OC 4Y599W9A8 1,204.33 335.00 CALL SOLE 335.00 VIACOM INC CLASS B CS 925524308 118,228.52 3,522,900.00 SH SOLE 3,522,900.00 AMGN 11/06 - 70 C OC 03116U9A8148 4,924.56 867.00 CALL SOLE 867.00 ABT 1/06-45 C OC 0028289A1098 14,826.00 3,500.00 CALL SOLE 3,500.00 CSCO 1/06-30 C OC 12775V9A98C3 3,250.80 1,800.00 CALL SOLE 1,800.00 9507 GE JAN-06 35 CALL OC 3696089A4078 6,904.05 2,056.00 CALL SOLE 2,056.00 IBM JAN-06 95 CALL OC 4592049A3198 17,988.25 2,098.00 CALL SOLE 2,098.00 IBM JAN-06 100 CALL OC 4592049A3208 257.22 30.00 CALL SOLE 30.00 WELLPOINT HEALTH NETWORKS CS 94973h108000 14,190.72 135,034.00 SH SOLE 135,034.00 WABASH NATIONAL CS 929566107 571.51 20,805.00 SH SOLE 20,805.00 XOM 1/06 - 50 C OC 30229J9A0108 9,666.00 2,000.00 CALL SOLE 2,000.00 XEROX 6.25% 7/01/06 PREFERRED PS 984121509 14,493.78 113,900.00 SH SOLE 113,900.00 X 10/04-30 P OP 9129099V2068 389.90 100.00 PUT SOLE 100.00 LEN 01/06 - 55 CALLS OC 52605V9A1118 7,187.60 1,510.00 CALL SOLE 1,510.00 GE JAN-05 37 1/2 CALL OC 3696049A3 13,432.00 4,000.00 CALL SOLE 4,000.00 AMKR 1/06 - 10C OC 0316579A1028 730.00 2,000.00 CALL SOLE 2,000.00 1,282,274.94
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