13F-HR/A 1 mh9-01confnowpub13f.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE THIS FILING LISTS SECURITIES HOLDINGS REPORTED ON FORM 13F FILED ON NOVEMBER 6, 2001 PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT AND FOR WHICH CONFIDENTIAL TREATMENT EXPIRES ON NOVEMBER 15, 2002. Report for the Calendar Year or Quarter Ended: September 30, 2001 Check here if Amendment [X]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [X] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: M.H. Davidson & Co., L.L.C. Address: 885 Third Avenue Suite 3300 New York, NY 10022 13F File Number: 28-4666 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Thomas L. Kempner Jr. Title: Member Phone: 212-446-4060 Signature, Place, and Date of Signing: Thomas L. Kempner Jr. New York November 12, 2002 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 15 Form 13F Information Table Value Total: 328,869,000 List of Other Included Managers: FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- ------ AMERICAN WATER WORKS CS 030411102 1975 50000 SH SOLE 50000 C.R. BARD CS 067383109 44947 884265 SH SOLE 884265 COMPAQ COMPUTER CS 204493100 11094 1335000 SH SOLE 1335000 COOPER INDUSTRIES CS 216669101 9405 226800 SH SOLE 226800 DIME BANCORP CS 25429Q102 35333 898600 SH SOLE 898600 GLOBAL MARINE CS 379352404 3083 220200 SH SOLE 220200 GPU INC. CS 36225X100 47540 1177892 SH SOLE 1177892 HEWLETT PACKARD 9/33 PUTS PT 9077 537100 SH Put SOLE 537100 Homestake Mining Co CS 437614100 21429 2304200 SH SOLE 2304200 INVERNESS MEDICAL TECH. CS 461268104 37266 1008552 SH SOLE 1008552 NIAGRA MOHAWK CS 653520106 28247 1664516 SH SOLE 1664516 ORION POWER CS 686286105 8925 350000 SH SOLE 350000 SCI SYSTEM CS 783890106 6514 361900 SH SOLE 361900 ULTRAMAR DIAMOND SHAMROCK CS 904000106 59535 1241872 SH SOLE 1241872 WILLIAMETTE IND CS 969133107 4499 100000 SH SOLE 100000 328,869