-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, D8jlnRG0oh4EPqf7o02u01E3B3F8we2wIH6rjyR5Py+B4FcGZ5X6w14TR7lyALq0 MDYAIgRsuRemaw0ioRDX8Q== 0000937617-01-500006.txt : 20010507 0000937617-01-500006.hdr.sgml : 20010507 ACCESSION NUMBER: 0000937617-01-500006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010331 FILED AS OF DATE: 20010504 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DAVIDSON M H & CO LLC /NY/ CENTRAL INDEX KEY: 0000937617 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 134021240 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-04666 FILM NUMBER: 1623069 BUSINESS ADDRESS: STREET 1: 885 THIRD AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2123713000 MAIL ADDRESS: STREET 1: 885 THIRD AVE STREET 2: STE 2200 CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: DAVIDSON M H & CO INC/ DATE OF NAME CHANGE: 19950425 13F-HR 1 mh3-01public13f.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2001 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: M.H. Davidson & Co., L.L.C. Address: 885 Third Avenue Suite 3300 New York, NY 10022 13F File Number: 28-4666 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Thomas L. Kempner Jr. Title: Member Phone: 212-371-3966 Signature, Place, and Date of Signing: Thomas L. Kempner Jr. New York May 3, 2001 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 25 Form 13F Information Table Value Total: 127,396,000 CONFIDENTIAL INFORMATION HAS BEEN OMITTED FROM THIS FILING AND FILED SEPARATELY WITH THE COMMISSION. List of Other Included Managers: FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- ------- AGILE SOFTWARE CS 00846X105 2096 202000 SH SOLE 202000 AGRIBRANDS INTERNATIONAL CS 00849R105 13168 243945 SH SOLE 243945 BANCO FRANCES CS 07329M100 1080 41300 SH SOLE 41300 BANK UNITED LITIGATION RIGHTS CS 065416117 177 809900 SH SOLE 809900 CABLETRON SYSTEMS CS 126920107 1484 115000 SH SOLE 115000 CITADEL COMMUNICATIONS CS 172853202 4834 194836 SH SOLE 194836 DAISEY TEK INT'L CS 234053106 570 73192 SH SOLE 73192 DALLAS SEMICONDUCTOR CS 235204104 3137 120620 SH SOLE 120620 DELHAIZE AMERICA CL.B CS 246688204 7561 374500 SH SOLE 374500 DELHIAZE AMERICA CL.A CS 246688105 10532 515035 SH SOLE 515035 ELAN CORP RTS RT 452 321684 SH SOLE 321684 EXACT SCIENCES CORP CS 30063P105 4 500 SH SOLE 500 FAIRFIELD COMMUNITIES CS 304231301 19307 1208980 SH SOLE 1208980 FIRSTAR BANCORP CS 33763V109 1777 76577 SH SOLE 76577 FRITZ COMPANY INC CS 358846103 1668 154300 SH SOLE 154300 HARCOURT GENERAL CS 41163G101 16840 302500 SH SOLE 302500 IBP INC. CS 449223106 10764 656320 SH SOLE 656320 LSI 4/2 39 PUT PT 3491 150000 SH Put SOLE 150000 METHODE ELECTRONICS A CS 591520200 2150 120700 SH SOLE 120700 MRV COMMUNICATIONS CS 553477100 1958 282260 SH SOLE 282260 NISOURCE SAILS WI CS 3784 1371066 SH SOLE 1371066 OLD KENT CORP. CS 679833103 10428 274412 SH SOLE 274412 SECURITY CAPITAL GROUP CS 81413P204 6391 308000 SH SOLE 308000 WEB TRENDS CS 98444D104 906 100000 SH SOLE 100000 WORLDCOM CS 98157D106 2837 152300 SH SOLE 152300
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