-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IGku8M2tpkcMhQkgpMaZ4wu23EqqH9ETRI0Zh6yLxBH8iR5CVSm1PRTgIoDxG4zf 4dS+9R6kUW8BIOMkV5HKlg== 0000937617-00-000009.txt : 20000517 0000937617-00-000009.hdr.sgml : 20000517 ACCESSION NUMBER: 0000937617-00-000009 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990331 FILED AS OF DATE: 20000516 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DAVIDSON M H & CO LLC /NY/ CENTRAL INDEX KEY: 0000937617 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 134021240 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: SEC FILE NUMBER: 028-04666 FILM NUMBER: 637511 BUSINESS ADDRESS: STREET 1: 885 THIRD AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2123713000 MAIL ADDRESS: STREET 1: 885 THIRD AVE STREET 2: STE 2200 CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: DAVIDSON M H & CO INC/ DATE OF NAME CHANGE: 19950425 13F-HR/A 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE THIS FILING LISTS SECURITIES HOLDINGS REPORTED ON FORM 13F FILED ON MAY 12, 1999 PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT AND FOR WHICH CONFIDENTIAL TREATMENT EXPIRES ON MAY 22, 2000. Report for the Calendar Year or Quarter Ended: March 31, 1999 Check here if Amendment [x]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [x] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: M.H. Davidson & Co., L.L.C. Address: 885 Third Avenue Suite 3300 New York, NY 10022 13F File Number: 28-4666 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Thomas L. Kempner Jr. Title: Member Phone: 212-371-3966 Signature, Place, and Date of Signing: Thomas L. Kempner Jr. New York May 15, 2000 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 48 Form 13F Information Table Value Total: 1,077,899,732 List of Other Included Managers: FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- ------- AIRTOUCH COMMUNICATIONS CS 00949T100 101741 1052943 SH SOLE 1052943 AMERICA ONLINE CS 02364J104 23192 158850 SH SOLE 158850 AMERICAN STORES CS 030096101 35840 1086075 SH SOLE 1086075 AMP INC CS 031897101 105998 1974345 SH SOLE 1974345 ASCEND COMMUNICATIONS CS 043491109 106271 1269856 SH SOLE 1269856 ASTRA ADR CS 046298105 16309 711000 SH SOLE 711000 AT&T CORP (VS. AT&T SWAP) CS 001957109 34416 431210 SH SOLE 431210 BALLARD MEDICAL CS 058566100 6693 274600 SH SOLE 274600 BANKERS TRUST CS 066365107 70716 801310 SH SOLE 801310 BMC SOFTWARE CS 055921100 12287 330951 SH SOLE 330951 BROWNING FERRIS INDUSTRIES CS 115885105 771 20000 SH SOLE 20000 CAPSTAR BROADCASTING CS 14067G105 9609 418900 SH SOLE 418900 CAROLCO PICTURES INC CS 143763100 0 50000 SH SOLE 50000 CITY INVESTING CO LIQUIDATING TC 177900107 246 191794 SH SOLE 191794 COEUR DALENE MINES CORP CS 192108108 116 28200 SH SOLE 28200 COMSAT CORP CS 20564D107 8693 300400 SH SOLE 300400 ENVOY CORP CS 293982104 23526 538056 SH SOLE 538056 EXCITE CS 300904109 54519 389767 SH SOLE 389767 FIRST EXECUTIVE CORP. CS 320135999 0 270400 SH SOLE 270400 FRED MEYER CS 592907109 69028 1172447 SH SOLE 1172447 FRONTIER CORP CS 35906P105 3891 75000 SH SOLE 75000 GBLX 7-50 PUTS PT G3921A9S1 105 10000 SH Put SOLE 10000 GLOBAL CROSSING CS G3921A100 6021 130000 SH SOLE 130000 INVESTMENT TECH GROUP CS 461450108 3045 60000 SH SOLE 60000 JACOR COMMUNICATIONS CS 469858401 32380 426400 SH SOLE 426400 LEVEL ONE COMMUNICATIONS CS 527295109 9662 198700 SH SOLE 198700 LUCAS VARITY ADR CS 549395101 31450 680000 SH SOLE 680000 MCI WORLDCOM INC. CS 55268B106 54761 594018 SH SOLE 594018 MEDIAONE CS 58440J104 3175 50000 SH SOLE 50000 MOBILE CORP CS 607059102 7260 82500 SH SOLE 82500 MORTON INTERNATIONAL CS 619335102 54816 1491600 SH SOLE 1491600 PIONEER HI BRED CS 723686101 17545 466300 SH SOLE 466300 PLATINUM TECHNOLOGIES CS 72764T101 11475 450000 SH SOLE 450000 RAYTECH GROUP CS 755103108 669 232600 SH SOLE 232600 RAYTHEON CLASS A CS 755111309 2881 50000 SH SOLE 50000 SOUTHDOWN INC CS 841297104 360 6706 SH SOLE 6706 SUNDSTRAND CORP CS 867323107 25944 373300 SH SOLE 373300 THE LEARNING COMPANY CS 522008101 2398 82700 SH SOLE 82700 TYCO 4-105 PUTS PT 49969 1500000 SH Put SOLE 1500000 TYCO INTERNATIONAL (SED) CS 902124106 1377 19195 SH SOLE 19195 U.S. SATELLITE BROADCASTING CS 912534104 9465 552700 SH SOLE 552700 UNION CAMP CS 905530101 23903 356100 SH SOLE 356100 US FILTER CS 911843209 8269 270000 SH SOLE 270000 JEFFERIES GROUP CS 472318104 9976 210300 SH SOLE 210300 VANGUARD CELLULAR CS 922022108 12497 459650 SH SOLE 459650 VLSI TECHNOLOGY CS 918270109 7032 361800 SH SOLE 361800 WABASH NATIONAL CS 929566107 242 20805 SH SOLE 20805 XYLAN CS 984151100 7363 200000 SH SOLE 200000
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