0001140361-17-016310.txt : 20170420
0001140361-17-016310.hdr.sgml : 20170420
20170420172128
ACCESSION NUMBER: 0001140361-17-016310
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170418
FILED AS OF DATE: 20170420
DATE AS OF CHANGE: 20170420
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PEABODY ENERGY CORP
CENTRAL INDEX KEY: 0001064728
STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221]
IRS NUMBER: 134004153
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 701 MARKET ST
CITY: ST LOUIS
STATE: MO
ZIP: 63101-1826
BUSINESS PHONE: 3143423400
MAIL ADDRESS:
STREET 1: 701 MARKET ST
CITY: ST LOUIS
STATE: MO
ZIP: 63101-1826
FORMER COMPANY:
FORMER CONFORMED NAME: P&L COAL HOLDINGS CORP
DATE OF NAME CHANGE: 19980623
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ELLIOTT INTERNATIONAL, L.P.
CENTRAL INDEX KEY: 0000937611
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16463
FILM NUMBER: 17773667
BUSINESS ADDRESS:
STREET 1: C/O MAPLES & CALDER, P.O. BOX 309
STREET 2: UGLAND HOUSE, SOUTH CHURCH STREET
CITY: GEORGE TOWN
STATE: E9
ZIP: 00000
BUSINESS PHONE: 7133612600
MAIL ADDRESS:
STREET 1: C/O MAPLES & CALDER, P.O. BOX 309
STREET 2: UGLAND HOUSE, SOUTH CHURCH STREET
CITY: GEORGE TOWN
STATE: E9
ZIP: 00000
FORMER NAME:
FORMER CONFORMED NAME: ELLIOTT INTERNATIONAL L P
DATE OF NAME CHANGE: 20010309
FORMER NAME:
FORMER CONFORMED NAME: WESTGATE INTERNATIONAL L P
DATE OF NAME CHANGE: 19950210
4
1
doc1.xml
FORM 4
X0306
4
2017-04-18
0
0001064728
PEABODY ENERGY CORP
BTU
0000937611
ELLIOTT INTERNATIONAL, L.P.
40 WEST 57TH STREET, 30TH FLOOR
NEW YORK
NY
10019
0
0
1
0
Common Stock, par value $0.01 per share
2017-04-18
4
P
0
365618
24.0737
A
9748427
I
See footnotes
Common Stock, par value $0.01 per share
2017-04-18
4
P
0
34000
23.8599
A
9782427
I
See footnotes
Common Stock, par value $0.01 per share
2017-04-18
4
X
0
201
0.01
A
9782628
I
See footnotes
Common Stock, par value $0.01 per share
2017-04-19
4
P
0
157284
24.9221
A
9939912
I
See footnotes
Common Stock Warrant (Right to Buy)
0.01
2017-04-18
4
X
0
201
0
D
2017-04-03
2017-07-03
Common Stock
201
0
I
See footnotes
This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
Securities owned by Luxembourg Investment Company 162 S.a R.L, a Luxembourg limited company ("Luxembourg") and a wholly-owned subsidiary of Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Luxembourg.
/s/ Elliot Greeberg, Vice President of Elliott International Capital Advisers, Inc, as Attorney-in-Fact, for Elliott International, L.P.
2017-04-20
/s/ Elliot Greeberg, Vice President of Elliott International Capital Advisers, Inc,
2017-04-20