0001140361-17-016026.txt : 20170417 0001140361-17-016026.hdr.sgml : 20170417 20170417173908 ACCESSION NUMBER: 0001140361-17-016026 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170412 FILED AS OF DATE: 20170417 DATE AS OF CHANGE: 20170417 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEABODY ENERGY CORP CENTRAL INDEX KEY: 0001064728 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221] IRS NUMBER: 134004153 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 701 MARKET ST CITY: ST LOUIS STATE: MO ZIP: 63101-1826 BUSINESS PHONE: 3143423400 MAIL ADDRESS: STREET 1: 701 MARKET ST CITY: ST LOUIS STATE: MO ZIP: 63101-1826 FORMER COMPANY: FORMER CONFORMED NAME: P&L COAL HOLDINGS CORP DATE OF NAME CHANGE: 19980623 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ELLIOTT INTERNATIONAL, L.P. CENTRAL INDEX KEY: 0000937611 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16463 FILM NUMBER: 17765458 BUSINESS ADDRESS: STREET 1: C/O MAPLES & CALDER, P.O. BOX 309 STREET 2: UGLAND HOUSE, SOUTH CHURCH STREET CITY: GEORGE TOWN STATE: E9 ZIP: 00000 BUSINESS PHONE: 7133612600 MAIL ADDRESS: STREET 1: C/O MAPLES & CALDER, P.O. BOX 309 STREET 2: UGLAND HOUSE, SOUTH CHURCH STREET CITY: GEORGE TOWN STATE: E9 ZIP: 00000 FORMER NAME: FORMER CONFORMED NAME: ELLIOTT INTERNATIONAL L P DATE OF NAME CHANGE: 20010309 FORMER NAME: FORMER CONFORMED NAME: WESTGATE INTERNATIONAL L P DATE OF NAME CHANGE: 19950210 4 1 doc1.xml FORM 4 X0306 4 2017-04-12 0 0001064728 PEABODY ENERGY CORP BTU 0000937611 ELLIOTT INTERNATIONAL, L.P. 40 WEST 57TH STREET, 30TH FLOOR NEW YORK NY 10019 0 0 1 0 Common Stock, par value $0.01 per share 2017-04-12 4 M 0 709305 0.01 A 9264856 I See footnotes Common Stock, par value $0.01 per share 2017-04-12 4 F 0 257 0.01 D 9264599 I See footnotes Common Stock, par value $0.01 per share 2017-04-13 4 M 0 113963 0.01 A 9378562 I See footnotes Common Stock, par value $0.01 per share 2017-04-13 4 F 0 40 0.01 D 9378522 I See footnotes Common Stock, par value $0.01 per share 2017-04-13 4 J 0 4287 0.0 A 9382809 I See footnotes Common Stock Warrant (Right to Buy) 0.01 2017-04-12 4 X 0 709305 0 D 2017-04-03 2017-07-03 Common Stock 709305 113963 I See footnotes Common Stock Warrant (Right to Buy) 0.01 2017-04-13 4 X 0 113963 0 D 2017-04-03 2017-07-03 Common Stock 113963 0 I See footnotes Common Stock Warrant (Right to Buy) 0.01 2017-04-13 4 J 0 201 0 A 2017-04-03 2017-07-03 Common Stock 201 201 I See footnotes This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Securities owned by Luxembourg Investment Company 162 S.a R.L, a Luxembourg limited company ("Luxembourg") and a wholly-owned subsidiary of Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Luxembourg. These shares and warrants were acquired in connection with the settlement of certain claims in connection with the Issuer's emergence from Chapter 11 Bankruptcy. The warrants are currently exercisable. /s/ Elliot Greeberg, Vice President of Elliott International Capital Advisers, Inc, as Attorney-in-Fact, for Elliott International, L.P. 2017-04-17 /s/ Elliot Greeberg, Vice President of Elliott International Capital Advisers, Inc, 2017-04-17