-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IevYOdPddioVw+B2oRVgx3Yr+Tv7N5LOhkx81SHPFekJ9eGL4b8Uxm4cjN8xmRhJ GP4tCsWKntYmbmKBP5kXLA== 0000899078-98-000412.txt : 19981201 0000899078-98-000412.hdr.sgml : 19981201 ACCESSION NUMBER: 0000899078-98-000412 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19980630 FILED AS OF DATE: 19981130 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ALLIANCE RESOURCES PLC CENTRAL INDEX KEY: 0000937568 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 000000000 FISCAL YEAR END: 0430 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 000-24691 FILM NUMBER: 98760791 BUSINESS ADDRESS: STREET 1: 4200 EAST SKELLY DRIVE STREET 2: SUITE 1000 CITY: TULSA STATE: OK ZIP: 74135 MAIL ADDRESS: STREET 1: JENKENS & GILCHRIST PC STREET 2: 1445 ROSS AVENUE SUITE 2900 CITY: DALLAS STATE: TX ZIP: 75202 COMPANY DATA: COMPANY CONFORMED NAME: DOUGLAS M PHILIP CENTRAL INDEX KEY: 0001073421 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 4200 EAST SKELLY DR STREET 2: STE 1000 CITY: TULSA STATE: OK ZIP: 74135 BUSINESS PHONE: 9184911100 MAIL ADDRESS: STREET 1: 4200 EAST SKELLY DR STREET 2: STE 1000 CITY: TULSA STATE: OK ZIP: 74135 4 1 FORM 4 FOR M. PHILIP DOUGLAS F O R M 4 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 [ ] Check this box if OMB APPROVAL no longer subject OMB Number 3235-0287 to Section 16 Expires: September 30, 1998 Estimated ave. burden hours per response _____ 0.5 Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act 1940 - -------------------------------------------------------------------------------- 1.Name and Address of 2.Issuer Name and Ticker 6.Relationship of Reporting Reporting Person* or Trading Symbol Person to Issuer (check all Applicable) Alliance Resources PLC (ACREF)
Douglas M. Philip June 1998 X Director ___ 10% Owner - --------------------------------------- ----------------------- ----------------- --- (Last) (First) (MI) 3.IRS or Soc.Sec.No. 4.Statement for X Officer Other --- --- of Reporting Person Month/Year (Give title (specify below) (Voluntary) below) 4200 East Skelly Drive, Suite 1000 Secretary - --------------------------------------------------------- ------------------------------- (Street) ---------------- 5.If Amendment, 7.Individual or Joint/Group Date of Original Filing (Check Applicable Tulsa OK 74135 (Month/Year) - -------------------------------------------------------- Line) (City) (State) (Zip) X Form filed by One --- Reporting Person Form filed by More --- than One Reporting Person
- -------------------------------------------------------------------------------- Table I - Non-Derivative Securities Acquired, Disposed of or Beneficially Owned - --------------------------------------------------------------------------------
1. Title of Security 2. Transaction 3. Transaction 4. Security Acquired (A) (Inst.3) Date Code or Disposed of (D) (Month/ (Instr.8) (Inst.3, 4 & 5) Day/Yr) _________________________________________ (A) Code V Amount (D) Price Ordinary Shares 06/11/97 P 50,000 A $.40(1) - ----------------------------------------- ------------------- ------- ----- ---------------- ---- --------- - ----------------------------------------- ------------------- ------- ----- ---------------- ---- --------- - ----------------------------------------- ------------------- ------- ----- ---------------- ---- --------- - ----------------------------------------- ------------------- ------- ----- ---------------- ---- --------- - ----------------------------------------- ------------------- ------- ----- ---------------- ---- --------- - ----------------------------------------- ------------------- ------- ----- ---------------- ---- ---------
5. Amount of Securities 6. Ownership Form 7. Nature of Indirect Beneficially Owned at Direct (D) or Beneficial Ownership at End of Month Indirect (I) (Inst. 4) (Inst. 3 & 4) - --------------------------------------- ------------------------------ ----------------------------- 99,583 D - --------------------------------------- ------------------------------ ----------------------------- - --------------------------------------- ------------------------------ ----------------------------- - --------------------------------------- ------------------------------ ----------------------------- - --------------------------------------- ------------------------------ ----------------------------- - --------------------------------------- ------------------------------ -----------------------------
Reminder: Report on a separate line for each class securities owned directly or indirectly. *If the form is filed by more than one reporting person, see Instruction 4(b)(v). Page 1 FORM 4 (continued) Page 2
- -------------------------------------------------------------------------------- Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible security) - -------------------------------------------------------------------------------- 1. Title of 2. Conversion 3. Transaction 4. Transaction Derivative or Exercise Date (Month Code Security Price of (Day/Year) (Instr. 8) (Instr.3) Derivative Security Code V - ------------------------------------------ -------------------- ---------------- --------------- - ------------------------------------------ -------------------- ---------------- --------------- - ------------------------------------------ -------------------- ---------------- --------------- - ------------------------------------------ -------------------- ---------------- --------------- - ------------------------------------------ -------------------- ---------------- --------------- - ------------------------------------------ -------------------- ---------------- ---------------
5. Number of Derivative 6. Date Exercisable 7. Title & Amount of Securities Acquired & Expiration Date Underlying Securities (A) or Disposed of (D) (Mon./Day/Year) (Inst. 3 & 4) (Instr. 3, 4 & 5) - ------------------------------------------------------------------------------------------------------------------- (A) (D) Date Expiration Title Amount or number Exercisable Date of Shares - ----------------- ----------------- ------------ -------------- -------------- ----------------- - ----------------- ----------------- ------------ ------------- -------------- ----------------- - ----------------- ----------------- ------------ ------------- -------------- ----------------- - ----------------- ----------------- ------------ ------------- -------------- -----------------
8. Price of Derivative 9. Number of Derivative Securities 10. Ownership Form of 11. Nature of Indirect Security (Inst.5) Beneficially Owned at end of Derivative Security Beneficial Month (Instr. 4) Direct (D) or Ownership (Instr.4) Indirect (I) (Instr.4) - ----------------------- ----------------------------------- -------------------------- ------------------------ - ----------------------- ----------------------------------- -------------------------- ------------------------ - ----------------------- ----------------------------------- -------------------------- ------------------------ - ----------------------- ----------------------------------- -------------------------- ------------------------ Explanation of Responses (1) The purchase price, although paid in U.K. sterling, is stated above in U.S. dollars, based on the monetary conversion rate of $1.66 per pound of U.K. sterling on November 9, 1998.
/s/ M. Philip Douglas 11/30/98 **Intentional misstatements or omissions of facts constitute Federal ------------------------------------------ Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). **Signature of Reporting Person Date
Potential persons who are to respond to the collections of information contained in this form are not required to respond unless the form displays a currently valid OMD Number. Page: 2 of 2 -----END PRIVACY-ENHANCED MESSAGE-----