-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LLFmZNV2pv9yK6+6ZQLiLLfFsfXOxFgie3awydW1fORkMiQHbIqgrGiJNaqIxGXF u/rRBBfKhQRPEiI9KsvqVQ== 0000899078-98-000407.txt : 19981201 0000899078-98-000407.hdr.sgml : 19981201 ACCESSION NUMBER: 0000899078-98-000407 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19970430 FILED AS OF DATE: 19981130 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ALLIANCE RESOURCES PLC CENTRAL INDEX KEY: 0000937568 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 000000000 FISCAL YEAR END: 0430 FILING VALUES: FORM TYPE: 3 SEC ACT: SEC FILE NUMBER: 000-24691 FILM NUMBER: 98760703 BUSINESS ADDRESS: STREET 1: 4200 EAST SKELLY DRIVE STREET 2: SUITE 1000 CITY: TULSA STATE: OK ZIP: 74135 MAIL ADDRESS: STREET 1: JENKENS & GILCHRIST PC STREET 2: 1445 ROSS AVENUE SUITE 2900 CITY: DALLAS STATE: TX ZIP: 75202 COMPANY DATA: COMPANY CONFORMED NAME: KENNEDY WILLIAM J A CENTRAL INDEX KEY: 0001073420 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: 4200 EAST SKELLY DR STREET 2: STE 1000 CITY: TULSA STATE: OK ZIP: 74135 BUSINESS PHONE: 9184911100 MAIL ADDRESS: STREET 1: 4200 EAST SKELLY DR STREET 2: STE 1000 CITY: TULSA STATE: OK ZIP: 74135 3 1 FORM 3 FOR WILLIAM J.A. KENNEDY
F O R M 3 U.S. Securities and Exchange Commission OMB Approval Washington, D.C. 20549 OMB Number 235-0204 Expires: September 30, 1998 Estimated ave.burden hours per response .............___
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 - --------------------------------------------------------------------------------------------------------
1. Name and Address of Reporting Person 2. Date of Event Requiring 3. IRS or Soc.Sec.No. Statement (Month/Day/Yr) of Reporting Person Kennedy William J.A. (Voluntary) 04/30/1997 _____________________________________ _______________________ __________________ (Last) (First) (Middle) 4200 East Skelly Drive, Suite 1000 _____________________________________ 4. Issuer Name and Ticker or Trading (Street) Symbol Alliance Resources PLC (ACREF) Tulsa OK 74135 _____________________________________ _______________________________________________ (City) (State) (ZIP) 5. Relationship of Reporting Person to Issuer 6. If Amendment, Date of Original (Check all applicable) ____X___ Director ________ 10% Owner ____________________________________ ________ Officer ________ Other (Month/Day/Year) (give title below) (specify below) 7. Individual or Joint/Group Filing (Check Applicable Line) _____________________________________ _X_ Form filed by one Reporting Person ___ Form filed by more than one Reporting Person
* If the Form is filed by more than one Reporting Person, see Instruction 5(b)(v) - ------------------------------------------------------------------------------------------------------------ Table I - Non-Derivative Securities Beneficially Owned - ------------------------------------------------------------------------------------------------------------ 1. Title of Security 2. Amount of 3. Ownership Form: 4. Nature of Indirect (Instr. 4) Securities Direct (D) or Beneficial Beneficially Indirect (I) Ownership Owned (Instr. 4) (Instr. 5) (Instr. 5) ---------------------------- ---------------- ---------------- ----------------- Ordinary Shares 4,125 D ---------------------------- ---------------- ---------------- ----------------- ---------------------------- ---------------- ---------------- ----------------- ---------------------------- ---------------- ---------------- ----------------- ---------------------------- ---------------- ---------------- ----------------- ---------------------------- ---------------- ---------------- ----------------- Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Print or Type Responses)
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- ------------------------------------------------------------------------------------------------------------ Table II - Derivative Securities Beneficially Owned (e.g. puts, calls, warrants, options, convertible securities) - ------------------------------------------------------------------------------------------------------------ 1. Title of 2. Date Exercisable and 3. Title and Amount of Securities Derivative Expiration Date Underlying Derivative Security Security (Month/Day/Year) (Instr. 4) Date Expiration Amount or Number Exercisable Date Title of Shares - -------------------------- ----------- ---------- ---------------- -------------------- - -------------------------- ----------- ---------- ---------------- -------------------- - -------------------------- ----------- ---------- ---------------- -------------------- - -------------------------- ----------- ---------- ---------------- -------------------- - -------------------------- ----------- ---------- ---------------- --------------------
4. Conversion or Exercise 5. Ownership Form of 6. Nature of Indirect Beneficial Price of Derivative Derivative Security: Ownership Security Direct (D) or Indirect (I) (Instr. 5) (Instr. 4) (Instr. 5) ---------------------------- ---------------------------------- ------------------------------ ---------------------------- ---------------------------------- ------------------------------ ---------------------------- ---------------------------------- ------------------------------ ---------------------------- ---------------------------------- ------------------------------ ---------------------------- ---------------------------------- ------------------------------ ---------------------------- ---------------------------------- ------------------------------ ---------------------------- ---------------------------------- ------------------------------
Explanation of Responses: /s/ William J.A. Kennedy 11/30/98 --------------------------------- ----------- **Signature of Reporting Person Date ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Page 2 of 2 -----END PRIVACY-ENHANCED MESSAGE-----