0000937556-19-000152.txt : 20190802 0000937556-19-000152.hdr.sgml : 20190802 20190802161536 ACCESSION NUMBER: 0000937556-19-000152 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190731 FILED AS OF DATE: 20190802 DATE AS OF CHANGE: 20190802 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KIANI JOE E CENTRAL INDEX KEY: 0001228621 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33642 FILM NUMBER: 19996173 MAIL ADDRESS: STREET 1: 4320 FOREST PARK AVENUE STREET 2: SUITE 100 CITY: ST. LOUIS STATE: MO ZIP: 63108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MASIMO CORP CENTRAL INDEX KEY: 0000937556 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 330368882 STATE OF INCORPORATION: DE FISCAL YEAR END: 1228 BUSINESS ADDRESS: STREET 1: 52 DISCOVERY CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: 949-297-7000 MAIL ADDRESS: STREET 1: 52 DISCOVERY CITY: IRVINE STATE: CA ZIP: 92618 4 1 wf-form4_156477692049296.xml FORM 4 X0306 4 2019-07-31 0 0000937556 MASIMO CORP MASI 0001228621 KIANI JOE E C/O MASIMO CORPORATION 52 DISCOVERY IRVINE CA 92618 1 1 0 0 CEO and Chairman of the Board Common Stock 2019-07-31 4 M 0 20597 30.06 A 159838 D Common Stock 2019-07-31 4 S 0 20597 160.0109 D 139241 D Common Stock 2019-08-01 4 M 0 1310 30.06 A 140551 D Common Stock 2019-08-01 4 S 0 1310 160 D 139241 D Common Stock 229290 I By Trust Common Stock 550000 I By Trust Common Stock 352919 I By Trust Common Stock 359000 I By Trust Common Stock 2250291 I By Trust Common Stock 10368 I See Footnote Common Stock 9000 I See Footnote Non-Qualified Stock Option (Right to Buy) 30.06 2019-07-31 4 M 0 20597 30.06 D 2012-02-22 2021-02-22 Common Stock 20597.0 160966 D Non-Qualified Stock Option (Right to Buy) 30.06 2019-08-01 4 M 0 1310 30.06 D 2012-02-22 2021-02-22 Common Stock 1310.0 159656 D The shares covered by this Form 4 were exercised and sold pursuant to a Rule 10b5-1 Sales Plan dated as of May 20, 2019, which is intended to comply with Rule 10b5-1 promulgated under the Securities Exchange Act of 1934, as amended. The price reported in Column 4 represents the weighted average sales price per share. The actual sales prices ranged from a low of $160.00 per share to a high of $160.21 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Shares held in four trusts for which Mr. Kiani is not the Trustee. Shares held in one trust for which Mr. Kiani is the sole trustee. Shares held in Masimo Retirement Savings Plan. Shares held by an immediate family member for which Mr. Kiani exercises voting and investment control. This option was granted on February 22, 2011 and was exercisable as the option vested. The option vested over a five year period, with 20% of the shares subject to the option vesting on each anniversary of the grant date. /s/ David J. Van Ramshorst, Attorney-In-Fact 2019-08-02