0000937556-19-000071.txt : 20190402 0000937556-19-000071.hdr.sgml : 20190402 20190402163641 ACCESSION NUMBER: 0000937556-19-000071 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190401 FILED AS OF DATE: 20190402 DATE AS OF CHANGE: 20190402 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Barker Steven CENTRAL INDEX KEY: 0001403429 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33642 FILM NUMBER: 19725486 MAIL ADDRESS: STREET 1: C/O MASIMO CORPORATION STREET 2: 40 PARKER CITY: IRVINE STATE: CA ZIP: 92618 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MASIMO CORP CENTRAL INDEX KEY: 0000937556 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 330368882 STATE OF INCORPORATION: DE FISCAL YEAR END: 1229 BUSINESS ADDRESS: STREET 1: 52 DISCOVERY CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: 949-297-7000 MAIL ADDRESS: STREET 1: 52 DISCOVERY CITY: IRVINE STATE: CA ZIP: 92618 4 1 wf-form4_155423738622368.xml FORM 4 X0306 4 2019-04-01 0 0000937556 MASIMO CORP MASI 0001403429 Barker Steven C/O MASIMO CORPORATION 52 DISCOVERY IRVINE CA 92618 1 0 0 0 Common Stock 2019-04-01 4 M 0 10000 20.19 A 74832 D Common Stock 2019-04-01 4 S 0 10000 140 D 64832 D Non-Qualified Stock Option (Right to Buy) 20.19 2019-04-01 4 M 0 10000 20.19 D 2012-10-27 2021-10-27 Common Stock 10000.0 10000 D The shares covered by this Form 4 were exercised and sold pursuant to a Rule 10b5-1 Sales Plan dated as of March 1, 2019, and amended on March 13, 2019, which is intended to comply with Rule 10b5-1 promulgated under the Securities Exchange Act of 1934, as amended. This option was granted on October 27, 2011 and is exercisable as it vests. This option vested over a five year period, with 20% of the shares subject to the option vesting on each anniversary of the grant date. /s/ David J. Van Ramshorst, Attorney-In-Fact 2019-04-02