0000937556-17-000075.txt : 20170421 0000937556-17-000075.hdr.sgml : 20170421 20170421163013 ACCESSION NUMBER: 0000937556-17-000075 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170419 FILED AS OF DATE: 20170421 DATE AS OF CHANGE: 20170421 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MASIMO CORP CENTRAL INDEX KEY: 0000937556 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 330368882 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 52 DISCOVERY CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: 949-297-7000 MAIL ADDRESS: STREET 1: 52 DISCOVERY CITY: IRVINE STATE: CA ZIP: 92618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Barker Steven CENTRAL INDEX KEY: 0001403429 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33642 FILM NUMBER: 17776255 MAIL ADDRESS: STREET 1: C/O MASIMO CORPORATION STREET 2: 40 PARKER CITY: IRVINE STATE: CA ZIP: 92618 4 1 wf-form4_149280659709773.xml FORM 4 X0306 4 2017-04-19 0 0000937556 MASIMO CORP MASI 0001403429 Barker Steven C/O MASIMO CORPORATION 52 DISCOVERY IRVINE CA 92618 1 0 0 0 Common Stock 2017-04-19 4 M 0 10000 23.98 A 70000 D Common Stock 2017-04-19 4 S 0 10000 95 D 60000 D Common Stock 2017-04-20 4 M 0 3249 97.39 A 63249 D Non-Qualified Stock Option (Right to Buy) 23.98 2017-04-19 4 M 0 10000 95 D 2010-01-01 2019-01-01 Common Stock 10000.0 10000 D Restricted Stock Units 0.0 2017-04-20 4 M 0 3249 97.39 D 2017-04-20 2026-04-20 Common Stock 3249.0 0 D The shares covered by this Form 4 were exercised and sold pursuant to a Rule 10b5-1 Sales Plan dated as of March 10, 2017, which is intended to comply with Rule 10b5-1 promulgated under the Securities Exchange Act of 1934, as amended. This option was granted on January 11, 2009 and is exercisable as the option vests. This option vests over a five year period, with 20% of the shares subject to the option vesting on each anniversary of the grant date. Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of the Issuer upon vesting of the RSU. These RSUs were granted on April 20, 2016 and are exercisable as they vest. These RSUs vest on the earlier of the one-year anniversary of the date of grant or the date of the next annual meeting of stockholders. /s/ David J. Van Ramshorst, Attorney-In-Fact 2017-04-21