0000093751-23-000668.txt : 20230817 0000093751-23-000668.hdr.sgml : 20230817 20230817180841 ACCESSION NUMBER: 0000093751-23-000668 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230815 FILED AS OF DATE: 20230817 DATE AS OF CHANGE: 20230817 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: O HANLEY RONALD P CENTRAL INDEX KEY: 0001180495 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07511 FILM NUMBER: 231183221 MAIL ADDRESS: STREET 1: C/O UNUM GROUP, 1 FOUNTAIN SQUARE STREET 2: LAW DEPT. 7S730 CITY: CHATTANOOGA STATE: TN ZIP: 37402 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STATE STREET CORP CENTRAL INDEX KEY: 0000093751 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 042456637 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 CONGRESS STREET STREET 2: SUITE 1 CITY: BOSTON STATE: MA ZIP: 02114 BUSINESS PHONE: 617 786-3000 MAIL ADDRESS: STREET 1: 1 CONGRESS STREET STREET 2: SUITE 1 CITY: BOSTON STATE: MA ZIP: 02114 FORMER COMPANY: FORMER CONFORMED NAME: STATE STREET Corp DATE OF NAME CHANGE: 20090218 FORMER COMPANY: FORMER CONFORMED NAME: STATE STREET CORP DATE OF NAME CHANGE: 19970424 FORMER COMPANY: FORMER CONFORMED NAME: STATE STREET BOSTON FINANCIAL CORP DATE OF NAME CHANGE: 19780525 4 1 wk-form4_1692310112.xml FORM 4 X0508 4 2023-08-15 0 0000093751 STATE STREET CORP STT 0001180495 O HANLEY RONALD P STATE STREET CORPORATION ONE CONGRESS STREET BOSTON MA 02114 1 1 0 0 Chairman and CEO 0 Common Stock 2023-08-15 4 M 0 2581 0 A 250452 D Common Stock 2023-08-15 4 D 0 2581 69.56 D 247871 D Common Stock 2023-08-15 4 M 0 2516 0 A 250387 D Common Stock 2023-08-15 4 D 0 2516 69.56 D 247871 D Common Stock 2023-08-15 4 M 0 4027 0 A 251898 D Common Stock 2023-08-15 4 D 0 4027 72.06 D 247871 D Common Stock 83681 I By a Trust 2021 Cash Settled Restricted Stock Units 2023-08-15 4 M 0 2581 D 2024-02-15 Common Stock 2581 5163 D 2022 Cash Settled Restricted Stock Units 2023-08-15 4 M 0 2516 D 2025-02-15 Common Stock 2516 15096 D 2023 Cash Settled Restricted Stock Units 2023-08-15 4 M 0 4027 D 2026-02-15 Common Stock 4027 16110 D Each Unit is the equivalent of one share of State Street Corporation common stock. Pursuant to award granted on February 26, 2021 under the State Street Corporation 2017 Stock Incentive Plan, the price reflected is the closing price of Common Stock on the New York Stock Exchange occurring on the applicable vesting date. Pursuant to award granted on February 25, 2022 under the State Street Corporation 2017 Stock Incentive Plan, the price reflected is the closing price of Common Stock on the New York Stock Exchange occurring on the applicable vesting date. Pursuant to award granted on February 24, 2023 under the State Street Corporation 2017 Stock Incentive Plan, price is determined by multiplying the number of Restricted Stock Units by the average closing price of Common Stock on the New York Stock Exchange during the 30 trading days occurring on or immediately prior to the applicable vesting date. By a trust. The reporting person continues to report beneficial ownership of STT common stock held by the trust but disclaims beneficial ownership except to the extent of his pecuniary interest therein. Quarterly installment of award granted on February 26, 2021 with one-half of the units vesting in three equal quarterly installments commencing May 15, 2021 and remaining units vesting in nine equal quarterly installments commencing February 15, 2022. Quarterly installment of award granted on February 25, 2022 with one-half of the units vesting in three equal quarterly installments commencing May 15, 2022 and remaining units vesting in nine equal quarterly installments commencing February 15, 2023. Quarterly installment of award granted on February 24, 2023 with one-half of the units vesting in three equal quarterly installments commencing May 15, 2023 and remaining units vesting in nine equal quarterly installments commencing February 15, 2024. /s/ Shannon C. Stanley, Attorney-in-fact 2023-08-17