0000093751-19-000367.txt : 20190304 0000093751-19-000367.hdr.sgml : 20190304 20190304180330 ACCESSION NUMBER: 0000093751-19-000367 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190228 FILED AS OF DATE: 20190304 DATE AS OF CHANGE: 20190304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: O HANLEY RONALD P CENTRAL INDEX KEY: 0001180495 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07511 FILM NUMBER: 19655618 MAIL ADDRESS: STREET 1: C/O UNUM GROUP, 1 FOUNTAIN SQUARE STREET 2: LAW DEPT. 7S730 CITY: CHATTANOOGA STATE: TN ZIP: 37402 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STATE STREET CORP CENTRAL INDEX KEY: 0000093751 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 042456637 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE LINCOLN STREET CITY: BOSTON STATE: MA ZIP: 02111 BUSINESS PHONE: 617 786-3000 MAIL ADDRESS: STREET 1: ONE LINCOLN STREET CITY: BOSTON STATE: MA ZIP: 02111 FORMER COMPANY: FORMER CONFORMED NAME: STATE STREET Corp DATE OF NAME CHANGE: 20090218 FORMER COMPANY: FORMER CONFORMED NAME: STATE STREET CORP DATE OF NAME CHANGE: 19970424 FORMER COMPANY: FORMER CONFORMED NAME: STATE STREET BOSTON FINANCIAL CORP DATE OF NAME CHANGE: 19780525 4 1 wf-form4_155174059318112.xml FORM 4 X0306 4 2019-02-28 0 0000093751 STATE STREET CORP STT 0001180495 O HANLEY RONALD P STATE STREET CORPORATION ONE LINCOLN STREET BOSTON MA 02111 1 1 0 0 President and CEO Common Stock 2019-02-28 4 S 0 27500 71.82 D 60479 D Common Stock 2019-03-01 4 A 0 29168 0 A 89647 D Common Stock 2019-03-01 4 A 0 60454 0 A 150101 D Common Stock 2019-03-01 4 F 0 26842 72.80 D 123259 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.60 through $72.44, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan. Settlement of a performance award granted on February 29, 2016 as part of 2015 compensation. These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 29, 2016 as part of 2015 compensation. /s/ Shannon C. Stanley, Attorney-in-fact 2019-03-04