0000093751-19-000357.txt : 20190304 0000093751-19-000357.hdr.sgml : 20190304 20190304175805 ACCESSION NUMBER: 0000093751-19-000357 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190301 FILED AS OF DATE: 20190304 DATE AS OF CHANGE: 20190304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CARP JEFFREY N CENTRAL INDEX KEY: 0001287958 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07511 FILM NUMBER: 19655589 MAIL ADDRESS: STREET 1: STATE STREET CORPORATION STREET 2: ONE LINCOLN STREET CITY: BOSTON STATE: MA ZIP: 02111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STATE STREET CORP CENTRAL INDEX KEY: 0000093751 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 042456637 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE LINCOLN STREET CITY: BOSTON STATE: MA ZIP: 02111 BUSINESS PHONE: 617 786-3000 MAIL ADDRESS: STREET 1: ONE LINCOLN STREET CITY: BOSTON STATE: MA ZIP: 02111 FORMER COMPANY: FORMER CONFORMED NAME: STATE STREET Corp DATE OF NAME CHANGE: 20090218 FORMER COMPANY: FORMER CONFORMED NAME: STATE STREET CORP DATE OF NAME CHANGE: 19970424 FORMER COMPANY: FORMER CONFORMED NAME: STATE STREET BOSTON FINANCIAL CORP DATE OF NAME CHANGE: 19780525 4 1 wf-form4_155174027121884.xml FORM 4 X0306 4 2019-03-01 0 0000093751 STATE STREET CORP STT 0001287958 CARP JEFFREY N STATE STREET CORPORATION ONE LINCOLN STREET BOSTON MA 02111 0 1 0 0 EVP, CLO and Secretary Common Stock 2019-03-01 4 A 0 14091 0 A 262737 D Common Stock 2019-03-01 4 A 0 2748 0 A 265485 D Common Stock 2019-03-01 4 A 0 39923 0 A 305408 D Common Stock 2019-03-01 4 F 0 17726 72.80 D 287682 D Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan. The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report. Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan under the supplemental retirement plan. Settlement of a performance award granted on February 29, 2016 as part of 2015 compensation. These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 29, 2016 as part of 2015 compensation. /s/ Shannon C. Stanley, Attorney-in-fact 2019-03-04