0000093751-19-000328.txt : 20190220 0000093751-19-000328.hdr.sgml : 20190220 20190220162509 ACCESSION NUMBER: 0000093751-19-000328 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190215 FILED AS OF DATE: 20190220 DATE AS OF CHANGE: 20190220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kuritzkes Andrew P CENTRAL INDEX KEY: 0001497324 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07511 FILM NUMBER: 19618592 MAIL ADDRESS: STREET 1: STATE STREET CORPORATION STREET 2: ONE LINCOLN STREET CITY: BOSTON STATE: MA ZIP: 02111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STATE STREET CORP CENTRAL INDEX KEY: 0000093751 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 042456637 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE LINCOLN STREET CITY: BOSTON STATE: MA ZIP: 02111 BUSINESS PHONE: 617 786-3000 MAIL ADDRESS: STREET 1: ONE LINCOLN STREET CITY: BOSTON STATE: MA ZIP: 02111 FORMER COMPANY: FORMER CONFORMED NAME: STATE STREET Corp DATE OF NAME CHANGE: 20090218 FORMER COMPANY: FORMER CONFORMED NAME: STATE STREET CORP DATE OF NAME CHANGE: 19970424 FORMER COMPANY: FORMER CONFORMED NAME: STATE STREET BOSTON FINANCIAL CORP DATE OF NAME CHANGE: 19780525 4 1 wf-form4_155069789433880.xml FORM 4 X0306 4 2019-02-15 0 0000093751 STATE STREET CORP STT 0001497324 Kuritzkes Andrew P STATE STREET CORPORATION ONE LINCOLN STREET BOSTON MA 02111 0 1 0 0 EVP and Chief Risk Officer Common Stock 2019-02-15 4 F 0 4858 70.66 D 80716 D Common Stock 2019-02-19 4 S 0 7689 69.97 D 73027 D These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock. The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report. The sale reported in this Form 4 was effected pursuant to Rule 10b5-1 trading plans adopted by the reporting person on February 27, 2017 and February 28, 2018. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.45 through $70.37, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. /s/ Shannon C. Stanley, Attorney-in-fact 2019-02-20