0000093751-18-000496.txt : 20181119
0000093751-18-000496.hdr.sgml : 20181119
20181119164710
ACCESSION NUMBER: 0000093751-18-000496
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181115
FILED AS OF DATE: 20181119
DATE AS OF CHANGE: 20181119
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HOOLEY JOSEPH L
CENTRAL INDEX KEY: 0001123847
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-07511
FILM NUMBER: 181193049
MAIL ADDRESS:
STREET 1: STATE STREET CORPORATION
STREET 2: ONE LINCOLN STREET
CITY: BOSTON
STATE: MA
ZIP: 02111
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: STATE STREET CORP
CENTRAL INDEX KEY: 0000093751
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 042456637
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE LINCOLN STREET
CITY: BOSTON
STATE: MA
ZIP: 02111
BUSINESS PHONE: 617 786-3000
MAIL ADDRESS:
STREET 1: ONE LINCOLN STREET
CITY: BOSTON
STATE: MA
ZIP: 02111
FORMER COMPANY:
FORMER CONFORMED NAME: STATE STREET Corp
DATE OF NAME CHANGE: 20090218
FORMER COMPANY:
FORMER CONFORMED NAME: STATE STREET CORP
DATE OF NAME CHANGE: 19970424
FORMER COMPANY:
FORMER CONFORMED NAME: STATE STREET BOSTON FINANCIAL CORP
DATE OF NAME CHANGE: 19780525
4
1
wf-form4_154266401315605.xml
FORM 4
X0306
4
2018-11-15
0
0000093751
STATE STREET CORP
STT
0001123847
HOOLEY JOSEPH L
STATE STREET CORPORATION
ONE LINCOLN STREET
BOSTON
MA
02111
1
1
0
0
Chairman and CEO
Common Stock
2018-11-15
4
S
0
25000
69.63
D
714132
D
Common Stock
2510
I
401 (k) Plan
The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2017.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from 69.05 through 69.94, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.
The reporting person indirectly beneficially owns the indicated shares of State Street common stock under State Street's 401(k) plan, based on a plan statement dated as of October 31, 2018. The plan accounts for interest in units consisting of shares of State Street common stock and a small amount of cash. As a result, the number of underlying shares may fluctuate from time to time.
/s/ Shannon C. Stanley, Attorney-in-fact
2018-11-19