0000093751-17-000508.txt : 20171117 0000093751-17-000508.hdr.sgml : 20171117 20171117161238 ACCESSION NUMBER: 0000093751-17-000508 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171115 FILED AS OF DATE: 20171117 DATE AS OF CHANGE: 20171117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sullivan George E CENTRAL INDEX KEY: 0001676782 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07511 FILM NUMBER: 171211079 MAIL ADDRESS: STREET 1: STATE STREET CORPORATION STREET 2: ONE LINCOLN STREET CITY: BOSTON STATE: MA ZIP: 02111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STATE STREET CORP CENTRAL INDEX KEY: 0000093751 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 042456637 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE LINCOLN STREET CITY: BOSTON STATE: MA ZIP: 02111 BUSINESS PHONE: 617 786-3000 MAIL ADDRESS: STREET 1: ONE LINCOLN STREET CITY: BOSTON STATE: MA ZIP: 02111 FORMER COMPANY: FORMER CONFORMED NAME: STATE STREET Corp DATE OF NAME CHANGE: 20090218 FORMER COMPANY: FORMER CONFORMED NAME: STATE STREET CORP DATE OF NAME CHANGE: 19970424 FORMER COMPANY: FORMER CONFORMED NAME: STATE STREET BOSTON FINANCIAL CORP DATE OF NAME CHANGE: 19780525 4 1 wf-form4_151095314483536.xml FORM 4 X0306 4 2017-11-15 0 0000093751 STATE STREET CORP STT 0001676782 Sullivan George E STATE STREET CORPORATION ONE LINCOLN STREET BOSTON MA 02111 0 1 0 0 Executive Vice President Common Stock 2017-11-15 4 F 0 2155 91.86 D 63398 D Common Stock 2017-11-16 4 S 0 2663 92.24 D 60735 D These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 21, 2017. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from 92.00 through 92.59, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. /s/ Shannon C. Stanley, Attorney-in-fact 2017-11-17