0000093751-17-000460.txt : 20170817 0000093751-17-000460.hdr.sgml : 20170817 20170817160736 ACCESSION NUMBER: 0000093751-17-000460 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170815 FILED AS OF DATE: 20170817 DATE AS OF CHANGE: 20170817 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sullivan George E CENTRAL INDEX KEY: 0001676782 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07511 FILM NUMBER: 171038744 MAIL ADDRESS: STREET 1: STATE STREET CORPORATION STREET 2: ONE LINCOLN STREET CITY: BOSTON STATE: MA ZIP: 02111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STATE STREET CORP CENTRAL INDEX KEY: 0000093751 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 042456637 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE LINCOLN STREET CITY: BOSTON STATE: MA ZIP: 02111 BUSINESS PHONE: 617 786-3000 MAIL ADDRESS: STREET 1: ONE LINCOLN STREET CITY: BOSTON STATE: MA ZIP: 02111 FORMER COMPANY: FORMER CONFORMED NAME: STATE STREET Corp DATE OF NAME CHANGE: 20090218 FORMER COMPANY: FORMER CONFORMED NAME: STATE STREET CORP DATE OF NAME CHANGE: 19970424 FORMER COMPANY: FORMER CONFORMED NAME: STATE STREET BOSTON FINANCIAL CORP DATE OF NAME CHANGE: 19780525 4 1 wf-form4_150300044293025.xml FORM 4 X0306 4 2017-08-15 0 0000093751 STATE STREET CORP STT 0001676782 Sullivan George E STATE STREET CORPORATION ONE LINCOLN STREET BOSTON MA 02111 0 1 0 0 Executive Vice President Common Stock 2017-08-15 4 F 0 2155 93.82 D 68217 D Common Stock 2017-08-16 4 S 0 2664 93.01 D 65553 D These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 21, 2017. /s/ Shannon C. Stanley, Attorney-in-fact 2017-08-17