0000093751-17-000277.txt : 20170217 0000093751-17-000277.hdr.sgml : 20170217 20170217162036 ACCESSION NUMBER: 0000093751-17-000277 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170215 FILED AS OF DATE: 20170217 DATE AS OF CHANGE: 20170217 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STATE STREET CORP CENTRAL INDEX KEY: 0000093751 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 042456637 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE LINCOLN STREET CITY: BOSTON STATE: MA ZIP: 02111 BUSINESS PHONE: 617 786-3000 MAIL ADDRESS: STREET 1: ONE LINCOLN STREET CITY: BOSTON STATE: MA ZIP: 02111 FORMER COMPANY: FORMER CONFORMED NAME: STATE STREET Corp DATE OF NAME CHANGE: 20090218 FORMER COMPANY: FORMER CONFORMED NAME: STATE STREET CORP DATE OF NAME CHANGE: 19970424 FORMER COMPANY: FORMER CONFORMED NAME: STATE STREET BOSTON FINANCIAL CORP DATE OF NAME CHANGE: 19780525 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROGERS MICHAEL F CENTRAL INDEX KEY: 0001180345 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07511 FILM NUMBER: 17621644 MAIL ADDRESS: STREET 1: C/O STATE STREET CORPORATION STREET 2: ONE LINCOLN STREET CITY: BOSTON STATE: MA ZIP: 02111 4 1 wf-form4_148736642233151.xml FORM 4 X0306 4 2017-02-15 0 0000093751 STATE STREET CORP STT 0001180345 ROGERS MICHAEL F STATE STREET CORPORATION ONE LINCOLN STREET BOSTON MA 02111 0 1 0 0 President and COO Common Stock 2017-02-15 4 F 0 27707 81.91 D 713439 D Common Stock 170140 I By a Trust 1 Common Stock 174568 I By a Trust 2 These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock. The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report. By a trust. The reporting person continues to report beneficial ownership of STT common stock held by the trust but disclaims beneficial ownership except to the extent of his pecuniary interest therein. /s/ Shannon C. Stanley, Attorney-in-fact 2017-02-17