0000093751-17-000016.txt : 20170123 0000093751-17-000016.hdr.sgml : 20170123 20170123161005 ACCESSION NUMBER: 0000093751-17-000016 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170123 DATE AS OF CHANGE: 20170123 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STATE STREET CORP CENTRAL INDEX KEY: 0000093751 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 042456637 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE LINCOLN STREET CITY: BOSTON STATE: MA ZIP: 02111 BUSINESS PHONE: 617 786-3000 MAIL ADDRESS: STREET 1: ONE LINCOLN STREET CITY: BOSTON STATE: MA ZIP: 02111 FORMER COMPANY: FORMER CONFORMED NAME: STATE STREET Corp DATE OF NAME CHANGE: 20090218 FORMER COMPANY: FORMER CONFORMED NAME: STATE STREET CORP DATE OF NAME CHANGE: 19970424 FORMER COMPANY: FORMER CONFORMED NAME: STATE STREET BOSTON FINANCIAL CORP DATE OF NAME CHANGE: 19780525 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROGERS MICHAEL F CENTRAL INDEX KEY: 0001180345 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07511 FILM NUMBER: 17541152 MAIL ADDRESS: STREET 1: C/O STATE STREET CORPORATION STREET 2: ONE LINCOLN STREET CITY: BOSTON STATE: MA ZIP: 02111 5 1 wf-form5_148520579175549.xml FORM 5 X0306 5 2016-12-31 0 0 0 0000093751 STATE STREET CORP STT 0001180345 ROGERS MICHAEL F STATE STREET CORPORATION ONE LINCOLN STREET BOSTON MA 02111 0 1 0 0 President and COO Common Stock 2016-12-07 5 G 0 25000 0 D 741055 D Common Stock 170140 I By a Trust 1 Common Stock 174568 I By a Trust 2 The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report. By a trust. The reporting person continues to report beneficial ownership of STT common stock held by the trust but disclaims beneficial ownership except to the extent of his pecuniary interest therein. /s/ Shannon C. Stanley, Attorney-in-fact 2017-01-23