0001193125-12-466390.txt : 20121113 0001193125-12-466390.hdr.sgml : 20121112 20121113115010 ACCESSION NUMBER: 0001193125-12-466390 CONFORMED SUBMISSION TYPE: 13F-NT PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121113 DATE AS OF CHANGE: 20121113 EFFECTIVENESS DATE: 20121113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STATE STREET BANK & TRUST CO CENTRAL INDEX KEY: 0000093748 IRS NUMBER: 041867445 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-NT SEC ACT: 1934 Act SEC FILE NUMBER: 028-00733 FILM NUMBER: 121197107 BUSINESS ADDRESS: STREET 1: STATE STREET FINANCIAL CENTER STREET 2: ONE LINCOLN STREET CITY: BOSTON STATE: MA ZIP: 02111 BUSINESS PHONE: 617 786-3000 MAIL ADDRESS: STREET 1: STATE STREET FINANCIAL CENTER STREET 2: ONE LINCOLN STREET CITY: BOSTON STATE: MA ZIP: 02111 13F-NT 1 d431546d13fnt.txt 13F-NT ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for Calendar Year or Quarter Ended: SEPTEMBER 30, 2012 Check here if amendment [_] Amendment Number [_] This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager filing this report: Name: STATE STREET BANK AND TRUST COMPANY Address: ONE LINCOLN STREET BOSTON, MASSACHUSETTS 02111 Form 13F File Number: 28-00733 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person signing this report on behalf of the reporting manager: Name: ALYSSA A. ALBERTELLI, ESQ. Title SENIOR VICE PRESIDENT Telephone: 617-664-8747 Signature, Place, and Date of Signing: /s/ Alyssa A. Albertelli Boston, Massachusetts November 12, 2012 __________________________ ________________________ _______________________ [Signature] [City, State] [Date]
Report Type (Check only one): [_] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [X] 13F NOTICE. (Check here if no holdings reported are in this report and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: (if there are no entries in this list, omit this section.) 28-00399 State Street Corporation ================================================================================