0001209191-15-055397.txt : 20150622
0001209191-15-055397.hdr.sgml : 20150622
20150622164206
ACCESSION NUMBER: 0001209191-15-055397
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150618
FILED AS OF DATE: 20150622
DATE AS OF CHANGE: 20150622
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAVIUM, INC.
CENTRAL INDEX KEY: 0001175609
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 770558625
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2315 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95131
BUSINESS PHONE: 650-623-7000
MAIL ADDRESS:
STREET 1: 2315 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95131
FORMER COMPANY:
FORMER CONFORMED NAME: CAVIUM NETWORKS, INC.
DATE OF NAME CHANGE: 20070309
FORMER COMPANY:
FORMER CONFORMED NAME: CAVIUM NETWORKS
DATE OF NAME CHANGE: 20020614
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: REDDY C N
CENTRAL INDEX KEY: 0000937378
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33435
FILM NUMBER: 15945166
MAIL ADDRESS:
STREET 1: 1930 ZANKER ROAD
CITY: SAN JOSE
STATE: CA
ZIP: 95112
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-06-18
0
0001175609
CAVIUM, INC.
CAVM
0000937378
REDDY C N
C/O ALLIANCE SEMICONDUCTOR CORP.
2900 LAKESIDE DRIVE, SUITE 229
SANTA CLARA
CA
95054
1
0
0
0
Common stock
2015-06-18
4
A
0
5500
A
34406
I
See footnote
Stock option right to buy
76.38
2015-06-18
4
A
0
3000
0.00
A
2015-07-18
2022-06-18
Common stock
3000
3000
D
This annual Restricted Stock Unit (RSU) grant will vest on April 30, 2016. On the vesting date, for each RSU vesting on such date, the reporting person will receive one share of Cavium's common stock at no cost.
Both direct and indirect. See footnote 3.
Of the total beneficial ownership following the transaction, 19,199 shares are held through a family trust and 1,207 shares are owned indirectly by the reporting person through multiple partnerships.
This annual stock option grant will vest monthly over one year from the grant date.
/s/ Vincent P. Pangrazio with Power of Attorney
2015-06-22