0001209191-15-055397.txt : 20150622 0001209191-15-055397.hdr.sgml : 20150622 20150622164206 ACCESSION NUMBER: 0001209191-15-055397 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150618 FILED AS OF DATE: 20150622 DATE AS OF CHANGE: 20150622 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAVIUM, INC. CENTRAL INDEX KEY: 0001175609 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 770558625 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2315 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95131 BUSINESS PHONE: 650-623-7000 MAIL ADDRESS: STREET 1: 2315 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95131 FORMER COMPANY: FORMER CONFORMED NAME: CAVIUM NETWORKS, INC. DATE OF NAME CHANGE: 20070309 FORMER COMPANY: FORMER CONFORMED NAME: CAVIUM NETWORKS DATE OF NAME CHANGE: 20020614 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: REDDY C N CENTRAL INDEX KEY: 0000937378 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33435 FILM NUMBER: 15945166 MAIL ADDRESS: STREET 1: 1930 ZANKER ROAD CITY: SAN JOSE STATE: CA ZIP: 95112 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-06-18 0 0001175609 CAVIUM, INC. CAVM 0000937378 REDDY C N C/O ALLIANCE SEMICONDUCTOR CORP. 2900 LAKESIDE DRIVE, SUITE 229 SANTA CLARA CA 95054 1 0 0 0 Common stock 2015-06-18 4 A 0 5500 A 34406 I See footnote Stock option right to buy 76.38 2015-06-18 4 A 0 3000 0.00 A 2015-07-18 2022-06-18 Common stock 3000 3000 D This annual Restricted Stock Unit (RSU) grant will vest on April 30, 2016. On the vesting date, for each RSU vesting on such date, the reporting person will receive one share of Cavium's common stock at no cost. Both direct and indirect. See footnote 3. Of the total beneficial ownership following the transaction, 19,199 shares are held through a family trust and 1,207 shares are owned indirectly by the reporting person through multiple partnerships. This annual stock option grant will vest monthly over one year from the grant date. /s/ Vincent P. Pangrazio with Power of Attorney 2015-06-22