-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TFmOvEJ6/k18u46On/t+NtvaAciiYEcnd8apWGsZupusn6slJoSJNf0gO2CQSzfF h+A+rkEI3VVNMAMNt9u7iA== 0001181431-03-021090.txt : 20030829 0001181431-03-021090.hdr.sgml : 20030829 20030829153224 ACCESSION NUMBER: 0001181431-03-021090 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030827 FILED AS OF DATE: 20030829 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NAUTICA ENTERPRISES INC CENTRAL INDEX KEY: 0000093736 STANDARD INDUSTRIAL CLASSIFICATION: MEN'S & BOYS' FURNISHINGS, WORK CLOTHING, AND ALLIED GARMENTS [2320] IRS NUMBER: 952431048 STATE OF INCORPORATION: DE FISCAL YEAR END: 0228 BUSINESS ADDRESS: STREET 1: 40 WEST 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2125415990 MAIL ADDRESS: STREET 1: 40 W 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: STATE O MAINE INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: PACIFIC COAST KNITTING MILLS INC DATE OF NAME CHANGE: 19751124 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SANDERS HARVEY CENTRAL INDEX KEY: 0001005334 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-06708 FILM NUMBER: 03874196 BUSINESS ADDRESS: STREET 1: 40 W 57TH ST STREET 2: 7TH FL CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2125415757 MAIL ADDRESS: STREET 1: 40 W 57TH ST STREET 2: 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 4 1 rrd16911.xml X0201 42003-08-271 0000093736 NAUTICA ENTERPRISES INC NAUT 0001005334 SANDERS HARVEY C/C NAUTICA ENTERPRISES, INC. 40 WEST 57TH STREET NEW YORK 10019 1100Chairman, President & CEOCommon Stock2003-08-274D0230644017.00D0DCommon Stock2003-08-274D0120000017.00D0IBy trust.Employee Stock Option (Right to buy)7.462003-08-274D0177000D1999-05-122004-05-12Common Stock1770000DEmployee Stock Option (Right to buy)10.382003-08-274D0180000D2000-03-012005-03-01< underlyingSecurityTitle>Common Stock1800000DEmployee Stock Option (Right to buy)11.282003-08-274D0200000< value>D2003-08-272009-04-09Common Stock2000000DDisposed of pursuant to merger agreement between the issuer and V.F. Corporation in exchange for $39,209,480.Mr. Sanders indirectly beneficially owned the 1,200,000 shares through the Harvey Sanders Grantor Retained Income Trust, which were disposed of by the Trust pursuant to the merger between the issuer and V.F. Corporation in exchange for $20,400,000.This option was canceled in the merger between the issuer and V.F. Corporation in exchange for a cash payment of $127,874.16, representing the difference between the exercise price of the option and the merger consideration of $17 per share.This option was canceled in the merger between the issuer and V.F. Corporation in exchange for a cash payment of $1,191,600, representing the difference between the exercise price of the option and the merger consideration of $17 per share.This option, which provided for vesting in five equal installments beginning 4/9/99, was canceled in the merger between the issuer and V.F. Corporation in exchange for a cash payment of $1,144,000, representing the difference between the exercise price of the option and the merger consideration of $17 per share./s/ Harvey Sander s2003-08-28 -----END PRIVACY-ENHANCED MESSAGE-----