-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Nty9DhtOIL3cV63L1oKlbwGw8eA+S/rWiuXKvReftaRraClcRHHDC84Gjy9cLd8m /9W4OP4US2CKM/WP1aC8ow== 0001181431-03-021088.txt : 20030829 0001181431-03-021088.hdr.sgml : 20030829 20030829153132 ACCESSION NUMBER: 0001181431-03-021088 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030827 FILED AS OF DATE: 20030829 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NAUTICA ENTERPRISES INC CENTRAL INDEX KEY: 0000093736 STANDARD INDUSTRIAL CLASSIFICATION: MEN'S & BOYS' FURNISHINGS, WORK CLOTHING, AND ALLIED GARMENTS [2320] IRS NUMBER: 952431048 STATE OF INCORPORATION: DE FISCAL YEAR END: 0228 BUSINESS ADDRESS: STREET 1: 40 WEST 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2125415990 MAIL ADDRESS: STREET 1: 40 W 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: STATE O MAINE INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: PACIFIC COAST KNITTING MILLS INC DATE OF NAME CHANGE: 19751124 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHU DAVID CENTRAL INDEX KEY: 0001199554 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-06708 FILM NUMBER: 03874193 BUSINESS ADDRESS: STREET 1: C/O NAUTICA ENTERPRISES INC STREET 2: 40 WEST 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2125415757 4 1 rrd16918.xml X0201 42003-08-271 0000093736 NAUTICA ENTERPRISES INC NAUT 0001199554 CHU DAVID C/O NAUTICA ENTERPRISES, INC. 40 WEST 57TH STREET NEW YORK NY 10019 1100Executive Vice PresidentCommon Stock2003-08-274D045720817.00D0DEmployee Stock Option (right to buy)0.872003-08-274D0281940D1987-07-012007-07-01Common Stock2819400DEmployee Stock Option (right to buy)7.462003-08-274D0135000D1999-05-122004-05-12Common Stock1350000DEmployee Stock Option (right to buy)10.382003-08-274D0180000D2000-03-012005-03-01Common Stock1800000DEmployee Stock Option (right to buy)11.282003-08-274D0200000D2003-08-272009-04-09Common Stock2000000DThis option was canceled in the merger between the issuer and V.F. Corporation in exchange for a cash payment of $4,547,692.20, representing the difference between the exercise price of the option and the merger consideration of $17 per share.This option was canceled in the merger between the issuer and V.F. Corporation in exchange for a cash payment of $1,287,900, representing the difference between the exercise price of the option and the merger consideration of $17 per share.This option was canceled in the merger between the issuer and V.F. Corporation in exchange for a cash payment of $1,191,600, representing the difference between the exercise price of the option and the merger consideration of $17 per share.This option, which provided for vesting in five equal installments beginning 4/09/1999, was canceled in the merger between the issuer and V.F. Corporation in exchange for a cash payment of $1,144,000 , representing the difference between the exercise price of the option and the merger consideration of $17 per share.Disposed of pursuant to the merger agreement between the issuer and V.F. Corporation in exchange for $7,772,536./s/ David Chu2003-08-28 -----END PRIVACY-ENHANCED MESSAGE-----