FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 08/05/2004 |
3. Issuer Name and Ticker or Trading Symbol
Commercial Vehicle Group, Inc. [ CVGI ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 4,838,547(1) | D | |
Common Stock | 2,261,105(2) | D | |
Common Stock | 606,436(3)(6) | I | FN(3) |
Common Stock | 7,805,132(4)(7) | I | FN(4) |
Common Stock | 8,382,311(5)(7)(8) | I | FN(5) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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Explanation of Responses: |
1. Represents shares of common stock directly held by Onex American Holdings II LLC ("OAH") |
2. Represents shares of common stock directly held by Onex DHC LLC ("DHC") |
3. Represents shares of common stock indirectly held by OAH. Includes (collectively, the "MIP Shares") 211,532 shares held of record by Bostrom Executive Investco LLC ("Bostrom EI"), 148,352 shares held of record by CVS Executive Investco LLC ("CVS EI"), 87,836 shares held of record by Trim Systems Executive Investco ("Trim EI"), 74,901 shares held of record by Trim Systems Executive Investco II LLC ("Trim EI II"), 49,265 shares held of record by Bostrom Partners LP ("Bostrom LP") and 34,550 shares held of record by CVS Partners LP ("CVS LP"). OAH is (i) the direct owner of all of equity percentage interests of each of Bostrom EI, CVS EI, Trim EI, Trim EI II and (ii) the direct owner of Onex American Holdings GP LLC, the general partner of Bostrom LP and CVS LP. |
4. Represents the shares of common stock held indirectly by Onex Corporation ("Onex") and includes the MIP Shares and the shares of common stock directly held by OAH, DHC and Hidden Creek Industries ("HCI"). Onex is (i) the owner of all of the issued and outstanding shares of OAH, (ii) the direct and indirect owner of approximately 99% of the equity of DHC, (iii) the indirect owner of 100% of the equity percentage interests of each of Bostrom EI, CVS EI, Trim EI, Trim EI II, (iv) the indirect owner of Onex American Holdings GP LLC, the general partner of Bostrom LP and CVS LP and (v) the owner of all of the issued and outstanding shares of OMI Partnership Holdings Ltd., the direct owner of 99.8% of the economics and 100% of the voting interests of HCI. |
5. Represents the shares of common stock held indirectly by Gerald Schwartz and includes the MIP shares, the shares of common stock held directly by OAH, DHC and HCI. and the shares held by Onex Advisors III LLC ("OAIII LLC"). Gerald W. Schwartz is the indirect holder of all the issued and outstanding Multiple Voting shares of Onex, which are entitled to elect sixty percent (60%) of the members of Onex's Board of Directors and carry such number of votes in the aggregate as represents 60% of the aggregate votes attached to all voting shares of Onex. The direct and indirect interests of Onex are described in footnote 4. Mr. Schwartz is the indirect owner of all of the issued and outstanding shares of OAIII LLC. Mr. Schwartz disclaims beneficial ownership of the shares reported hereunder. |
6. Pursuant to Item 5(b)(iv) of the Instructions to Form 3, all of the MIP Shares are reported as beneficially owned by OAH notwithstanding the fact that it has a pecuniary interest in less than 100% of such shares; by doing so, OAH does not concede that it has a pecuniary interest in 100% of such shares. |
7. Pursuant to Item 5(b)(iv) of the Instructions to Form 3, all of the MIP Shares and the shares directly held by DHC and OAH are reported as beneficially owned by Onex and Gerald W. Schwartz notwithstanding the fact that they have a pecuniary interest in less than 100% of the shares beneficially owned by each of; by doing so, neither of them concedes that they have a pecuniary interest in 100% of such shares. |
8. Pursuant to Item 5(b)(iv) of the Instructions to Form 3, all of the shares beneficially owned by OA III LLC are reported as beneficially owned by Mr. Schwartz, notwithstanding the fact that Mr. Schwartz has a pecuniary interest in less than 100% of such shares; by doing so, Mr. Schwartz does not concede that he has a pecuniary interest in 100% of such shares. |
/s/ Donald F. West, Director of Onex American Holdings II LLC | 08/05/2004 | |
/s/ Donlad F. West, Representative of Onex DHC LLC | 08/05/2004 | |
/s/ Donald Lewtas, Authorized Signatory for Onex Corporation | 08/05/2004 | |
/s/ Donald Lewtas, attorney-in-fact for Gerald W. Schwartz | 08/05/2004 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |