0001140361-18-017427.txt : 20180405
0001140361-18-017427.hdr.sgml : 20180405
20180405160951
ACCESSION NUMBER: 0001140361-18-017427
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180403
FILED AS OF DATE: 20180405
DATE AS OF CHANGE: 20180405
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SCHWARTZ GERALD W
CENTRAL INDEX KEY: 0001275599
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38076
FILM NUMBER: 18740695
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Onex Expo SARL
CENTRAL INDEX KEY: 0001704326
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38076
FILM NUMBER: 18740690
BUSINESS ADDRESS:
STREET 1: C/O ONEX CORPORATION
STREET 2: 712 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: (212) 582-2211
MAIL ADDRESS:
STREET 1: C/O ONEX CORPORATION
STREET 2: 712 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Onex Partners Manager GP ULC
CENTRAL INDEX KEY: 0001704278
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38076
FILM NUMBER: 18740687
BUSINESS ADDRESS:
STREET 1: C/O ONEX CORPORATION
STREET 2: 712 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: (212) 582-2211
MAIL ADDRESS:
STREET 1: C/O ONEX CORPORATION
STREET 2: 712 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ONEX PARTNERS III LP
CENTRAL INDEX KEY: 0001435855
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38076
FILM NUMBER: 18740694
BUSINESS ADDRESS:
STREET 1: C/O ONEX PARTNERS MANAGER LP
STREET 2: 712 FIFTH AVENUE, 40TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-582-2211
MAIL ADDRESS:
STREET 1: C/O ONEX PARTNERS MANAGER LP
STREET 2: 712 FIFTH AVENUE, 40TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ONEX PARTNERS III PV LP
CENTRAL INDEX KEY: 0001446974
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38076
FILM NUMBER: 18740691
BUSINESS ADDRESS:
STREET 1: C/O ONEX PARTNERS MANAGER LP
STREET 2: 712 FIFTH AVENUE, 40TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-582-2211
MAIL ADDRESS:
STREET 1: C/O ONEX PARTNERS MANAGER LP
STREET 2: 712 FIFTH AVENUE, 40TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Onex Partners III Select LP
CENTRAL INDEX KEY: 0001470880
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38076
FILM NUMBER: 18740689
BUSINESS ADDRESS:
STREET 1: 712 FIFTH AVENUE
STREET 2: 40TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-582-2211
MAIL ADDRESS:
STREET 1: 712 FIFTH AVENUE
STREET 2: 40TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ONEX CORP
CENTRAL INDEX KEY: 0000937226
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38076
FILM NUMBER: 18740696
BUSINESS ADDRESS:
STREET 1: 161 BAY STREET
STREET 2: P O BOX 700
CITY: TORONTO ONTARIO CANA
STATE: A6
MAIL ADDRESS:
STREET 1: 161 BAY STREET
STREET 2: P O BOX 700
CITY: TORONTO ONTARIO CANA
STATE: A6
FORMER NAME:
FORMER CONFORMED NAME: ONEX CORP ET AL
DATE OF NAME CHANGE: 19950209
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Onex US Principals LP
CENTRAL INDEX KEY: 0001297369
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38076
FILM NUMBER: 18740692
BUSINESS ADDRESS:
STREET 1: 421 LEADER STREET
CITY: MARION
STATE: OH
ZIP: 43302
BUSINESS PHONE: (416) 362-7711
MAIL ADDRESS:
STREET 1: 421 LEADER STREET
CITY: MARION
STATE: OH
ZIP: 43302
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Onex Partners III GP LP
CENTRAL INDEX KEY: 0001506665
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38076
FILM NUMBER: 18740693
BUSINESS ADDRESS:
STREET 1: C/O ONEX INVESTMENT CORP.
STREET 2: 712 FIFTH AVENUE, 40TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-582-2211
MAIL ADDRESS:
STREET 1: C/O ONEX INVESTMENT CORP.
STREET 2: 712 FIFTH AVENUE, 40TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Onex Advisor Subco III LLC
CENTRAL INDEX KEY: 0001695911
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38076
FILM NUMBER: 18740688
BUSINESS ADDRESS:
STREET 1: ONEX CORPORATION 712 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 2125822211
MAIL ADDRESS:
STREET 1: ONEX CORPORATION 712 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10019
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Emerald Expositions Events, Inc.
CENTRAL INDEX KEY: 0001579214
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 421775077
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 31910 DEL OBISPO STREET
STREET 2: SUITE 200
CITY: SAN JUAN CAPISTRANO
STATE: CA
ZIP: 92675
BUSINESS PHONE: 949-226-5789
MAIL ADDRESS:
STREET 1: 31910 DEL OBISPO STREET
STREET 2: SUITE 200
CITY: SAN JUAN CAPISTRANO
STATE: CA
ZIP: 92675
FORMER COMPANY:
FORMER CONFORMED NAME: Expo Event Holdco, Inc.
DATE OF NAME CHANGE: 20130613
4
1
doc1.xml
FORM 4
X0306
4
2018-04-03
0
0001579214
Emerald Expositions Events, Inc.
EEX
0000937226
ONEX CORP
161 BAY STREET, SUITE 4900
TORONTO
A6
M5J 2S1
ONTARIO, CANADA
0
0
1
0
0001275599
SCHWARTZ GERALD W
C/O ONEX CORPORATION
161 BAY STREEET, SUITE 4900
TORONTO
A6
A6 M5J 2S1
ONTARIO, CANADA
0
0
1
0
0001435855
ONEX PARTNERS III LP
C/O ONEX CORPORATION
161 BAY STREET, SUITE 4900
TORONTO
A6
M5J 2S1
ONTARIO, CANADA
0
0
1
0
0001506665
Onex Partners III GP LP
C/O ONEX CORPORATION
161 BAY STREET, SUITE 4900
TORONTO
A6
M5J 2S1
ONTARIO, CANADA
0
0
1
0
0001297369
Onex US Principals LP
C/O ONEX CORPORATION
161 BAY STREET, SUITE 4900
TORONTO
A6
M5J 2S1
ONTARIO, CANADA
0
0
1
0
0001446974
ONEX PARTNERS III PV LP
C/O ONEX CORPORATION
161 BAY STREET, SUITE 4900
TORONTO
A6
M5J 2S1
ONTARIO, CANADA
0
0
1
0
0001704326
Onex Expo SARL
C/O ONEX CORPORATION
161 BAY STREET, SUITE 4900
TORONTO
A6
M5J 2S1
ONTARIO, CANADA
0
0
1
0
0001470880
Onex Partners III Select LP
C/O ONEX CORPORATION
161 BAY STREET, SUITE 4900
TORONTO
A6
M5J 2S1
ONTARIO, CANADA
0
0
1
0
0001695911
Onex Advisor Subco III LLC
C/O ONEX CORPORATION
161 BAY STREET, SUITE 4900
TORONTO
A6
M5J 2S1
ONTARIO, CANADA
0
0
1
0
0001704278
Onex Partners Manager GP ULC
C/O ONEX CORPORATION
161 BAY STREET, SUITE 4900
TORONTO
A6
M5J 2S1
ONTARIO, CANADA
0
0
1
0
Common Stock
2018-04-03
4
S
0
750000
17.76
D
47058332
I
See footnotes
Includes 528,099, 21,953, 6,744, 6,696, 177,310, 1,698 and 7,500 shares of common stock sold by Onex Partners III LP, Onex Partners III GP LP, Onex US Principals LP, Onex Partners III PV LP, Onex Expo SARL, Onex Partners III Select LP and Onex Advisor Subco III LLC, respectively. The shares of common stock were sold pursuant to the exercise of the option to purchase additional shares pursuant to the Underwriting Agreement dated March 8, 2018.
This amount represents the $18.50 public offering price per share of the issuer's common stock less the underwriting discount of $0.74 per share.
Onex Corporation, a corporation whose subordinated voting shares are traded on the Toronto Stock Exchange, and/or Mr. Gerald W. Schwartz, may be deemed to beneficially own the common stock held by (a) Onex Partners III LP, through Onex Corporation's indirect ownership or control of Onex Partners Manager GP ULC, the general partner of Onex Partners Manager LP, the agent of Onex Partners III GP LP, the general partner of Onex Partners III LP, (b) Onex Partners III GP LP, through Onex Corporation's ownership of all of the equity of Onex Partners GP Inc., the general partner of Onex Partners III GP LP, (c) Onex US Principals LP, through Onex Corporation's ownership of all of the equity of Onex American Holdings II LLC, which owns all of the equity of Onex American Holdings GP LLC, the general partner of Onex US Principals LP, (d) Onex Partners III PV LP, through Onex Corporation's indirect ownership or control of Onex Partners Manager GP ULC,
(continued from footnote 3) the general partner of Onex Partners Manager LP, the agent of Onex Partners III GP LP, the general partner of Onex Partners III PV LP, (e) Onex Expo SARL, through Onex Corporation's ownership of all of the equity of Onex American Holdings II LLC, which owns all of the equity of (i) Onex American Holdings Subco LLC, which in turn holds all of the equity of OAH Wind LLC, which owns approximately 95% of the outstanding equity of Onex Expo SARL, and (ii) all of the outstanding equity of each of Expo EI LLC and Expo EI II LLC which, through their collective ownership of Expo EI III LLC, own the remaining outstanding equity of Onex Expo SARL, (f) Onex Partners III Select LP, through Onex Corporation's indirect ownership or control of Onex Partners Manager GP ULC, the general partner of Onex Partners Manager LP, the agent of Onex Partners III GP LP, the general partner of Onex Partners III Select LP, and
(continued from footnote 4) (g) Onex Advisor Subco III LLC, through Gerald W. Schwartz's indirect control of 1597257 Ontario Inc., which owns all of the voting equity of New PCo II Investments Ltd., which owns all of the equity interest of Onex Advisor Subco LLC which in turn owns all of the equity of Onex Advisor Subco III LLC. Mr. Gerald W. Schwartz, the Chairman, President and Chief Executive Officer of Onex Corporation, indirectly owns shares representing a majority of the voting rights of the shares of Onex Corporation and as such may be deemed to beneficially own all of the common stock beneficially owned by Onex Corporation. Mr. Schwartz disclaims such beneficial ownership, except to the extent of his pecuniary interest therein.
Due to the limitations of the Securities and Exchange Commission's EDGAR system, Onex Partners Manager LP, Onex Partners GP Inc., Onex American Holdings II LLC, Onex American Holdings GP LLC, Onex American Holdings Subco LLC, OAH Wind LLC, Expo EI LLC, Expo EI II LLC, Expo EI III LLC, 1597257 Ontario Inc., New PCo II Investments Ltd. and Onex Advisor Subco LLC filed a separate Form 4.
Power of Attorney incorporated by reference to Exhibit 99.3 to Amendment No. 1 to Schedule 13G filed with the Securities and Exchange Commission by Fly Leasing Limited on April 3, 2017.
Onex Corporation, By: /s/ Andrea E. Daly, Managing Director, General Counsel and Secretary
2018-04-05
Gerald W. Schwartz, By: /s/ Andrea E. Daly, attorney-in-fact for Gerald W. Schwartz
2018-04-05
Onex Partners III LP, By: Onex Partners III GP LP, its General Partner, By: Onex Partners Manager LP, its Agent, By: Onex Partners Manager GP ULC, its General Partner, By: /s/ Matthew Ross, Managing Director
2018-04-05
Onex Partners III GP LP, By: Onex Partners GP Inc., its General Partner, By: /s/ Matthew Ross, Vice President
2018-04-05
Onex US Principals LP, By: Onex American Holdings GP LLC, its General Partner, By: /s/ Matthew Ross, Director
2018-04-05
Onex Partners III PV LP, By: Onex Partners III GP LP, its General Partner, By: Onex Partners Manager LP, its Agent, By: Onex Partners Manager GP ULC, its General Partner, By: /s/ Matthew Ross, Managing Director
2018-04-05
Onex Expo SARL, By: /s/ Joshua Hausman, Type A Manager
2018-04-05
Onex Partners III Select LP, By: Onex Partners III GP LP, its General Partner, By: Onex Partners Manager LP, its Agent, By: Onex Partners Manager GP ULC, its General Partner, By: /s/ Matthew Ross, Managing Director
2018-04-05
Onex Advisor Subco III LLC, By: /s/ Joel I. Greenberg, Director
2018-04-05
Onex Partners Manager GP ULC, By: /s/ Matthew Ross, Managing Director
2018-04-05