0001140361-18-017427.txt : 20180405 0001140361-18-017427.hdr.sgml : 20180405 20180405160951 ACCESSION NUMBER: 0001140361-18-017427 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180403 FILED AS OF DATE: 20180405 DATE AS OF CHANGE: 20180405 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHWARTZ GERALD W CENTRAL INDEX KEY: 0001275599 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38076 FILM NUMBER: 18740695 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Onex Expo SARL CENTRAL INDEX KEY: 0001704326 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38076 FILM NUMBER: 18740690 BUSINESS ADDRESS: STREET 1: C/O ONEX CORPORATION STREET 2: 712 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: (212) 582-2211 MAIL ADDRESS: STREET 1: C/O ONEX CORPORATION STREET 2: 712 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Onex Partners Manager GP ULC CENTRAL INDEX KEY: 0001704278 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38076 FILM NUMBER: 18740687 BUSINESS ADDRESS: STREET 1: C/O ONEX CORPORATION STREET 2: 712 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: (212) 582-2211 MAIL ADDRESS: STREET 1: C/O ONEX CORPORATION STREET 2: 712 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ONEX PARTNERS III LP CENTRAL INDEX KEY: 0001435855 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38076 FILM NUMBER: 18740694 BUSINESS ADDRESS: STREET 1: C/O ONEX PARTNERS MANAGER LP STREET 2: 712 FIFTH AVENUE, 40TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-582-2211 MAIL ADDRESS: STREET 1: C/O ONEX PARTNERS MANAGER LP STREET 2: 712 FIFTH AVENUE, 40TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ONEX PARTNERS III PV LP CENTRAL INDEX KEY: 0001446974 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38076 FILM NUMBER: 18740691 BUSINESS ADDRESS: STREET 1: C/O ONEX PARTNERS MANAGER LP STREET 2: 712 FIFTH AVENUE, 40TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-582-2211 MAIL ADDRESS: STREET 1: C/O ONEX PARTNERS MANAGER LP STREET 2: 712 FIFTH AVENUE, 40TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Onex Partners III Select LP CENTRAL INDEX KEY: 0001470880 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38076 FILM NUMBER: 18740689 BUSINESS ADDRESS: STREET 1: 712 FIFTH AVENUE STREET 2: 40TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-582-2211 MAIL ADDRESS: STREET 1: 712 FIFTH AVENUE STREET 2: 40TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ONEX CORP CENTRAL INDEX KEY: 0000937226 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38076 FILM NUMBER: 18740696 BUSINESS ADDRESS: STREET 1: 161 BAY STREET STREET 2: P O BOX 700 CITY: TORONTO ONTARIO CANA STATE: A6 MAIL ADDRESS: STREET 1: 161 BAY STREET STREET 2: P O BOX 700 CITY: TORONTO ONTARIO CANA STATE: A6 FORMER NAME: FORMER CONFORMED NAME: ONEX CORP ET AL DATE OF NAME CHANGE: 19950209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Onex US Principals LP CENTRAL INDEX KEY: 0001297369 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38076 FILM NUMBER: 18740692 BUSINESS ADDRESS: STREET 1: 421 LEADER STREET CITY: MARION STATE: OH ZIP: 43302 BUSINESS PHONE: (416) 362-7711 MAIL ADDRESS: STREET 1: 421 LEADER STREET CITY: MARION STATE: OH ZIP: 43302 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Onex Partners III GP LP CENTRAL INDEX KEY: 0001506665 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38076 FILM NUMBER: 18740693 BUSINESS ADDRESS: STREET 1: C/O ONEX INVESTMENT CORP. STREET 2: 712 FIFTH AVENUE, 40TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-582-2211 MAIL ADDRESS: STREET 1: C/O ONEX INVESTMENT CORP. STREET 2: 712 FIFTH AVENUE, 40TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Onex Advisor Subco III LLC CENTRAL INDEX KEY: 0001695911 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38076 FILM NUMBER: 18740688 BUSINESS ADDRESS: STREET 1: ONEX CORPORATION 712 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2125822211 MAIL ADDRESS: STREET 1: ONEX CORPORATION 712 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Emerald Expositions Events, Inc. CENTRAL INDEX KEY: 0001579214 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 421775077 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 31910 DEL OBISPO STREET STREET 2: SUITE 200 CITY: SAN JUAN CAPISTRANO STATE: CA ZIP: 92675 BUSINESS PHONE: 949-226-5789 MAIL ADDRESS: STREET 1: 31910 DEL OBISPO STREET STREET 2: SUITE 200 CITY: SAN JUAN CAPISTRANO STATE: CA ZIP: 92675 FORMER COMPANY: FORMER CONFORMED NAME: Expo Event Holdco, Inc. DATE OF NAME CHANGE: 20130613 4 1 doc1.xml FORM 4 X0306 4 2018-04-03 0 0001579214 Emerald Expositions Events, Inc. EEX 0000937226 ONEX CORP 161 BAY STREET, SUITE 4900 TORONTO A6 M5J 2S1 ONTARIO, CANADA 0 0 1 0 0001275599 SCHWARTZ GERALD W C/O ONEX CORPORATION 161 BAY STREEET, SUITE 4900 TORONTO A6 A6 M5J 2S1 ONTARIO, CANADA 0 0 1 0 0001435855 ONEX PARTNERS III LP C/O ONEX CORPORATION 161 BAY STREET, SUITE 4900 TORONTO A6 M5J 2S1 ONTARIO, CANADA 0 0 1 0 0001506665 Onex Partners III GP LP C/O ONEX CORPORATION 161 BAY STREET, SUITE 4900 TORONTO A6 M5J 2S1 ONTARIO, CANADA 0 0 1 0 0001297369 Onex US Principals LP C/O ONEX CORPORATION 161 BAY STREET, SUITE 4900 TORONTO A6 M5J 2S1 ONTARIO, CANADA 0 0 1 0 0001446974 ONEX PARTNERS III PV LP C/O ONEX CORPORATION 161 BAY STREET, SUITE 4900 TORONTO A6 M5J 2S1 ONTARIO, CANADA 0 0 1 0 0001704326 Onex Expo SARL C/O ONEX CORPORATION 161 BAY STREET, SUITE 4900 TORONTO A6 M5J 2S1 ONTARIO, CANADA 0 0 1 0 0001470880 Onex Partners III Select LP C/O ONEX CORPORATION 161 BAY STREET, SUITE 4900 TORONTO A6 M5J 2S1 ONTARIO, CANADA 0 0 1 0 0001695911 Onex Advisor Subco III LLC C/O ONEX CORPORATION 161 BAY STREET, SUITE 4900 TORONTO A6 M5J 2S1 ONTARIO, CANADA 0 0 1 0 0001704278 Onex Partners Manager GP ULC C/O ONEX CORPORATION 161 BAY STREET, SUITE 4900 TORONTO A6 M5J 2S1 ONTARIO, CANADA 0 0 1 0 Common Stock 2018-04-03 4 S 0 750000 17.76 D 47058332 I See footnotes Includes 528,099, 21,953, 6,744, 6,696, 177,310, 1,698 and 7,500 shares of common stock sold by Onex Partners III LP, Onex Partners III GP LP, Onex US Principals LP, Onex Partners III PV LP, Onex Expo SARL, Onex Partners III Select LP and Onex Advisor Subco III LLC, respectively. The shares of common stock were sold pursuant to the exercise of the option to purchase additional shares pursuant to the Underwriting Agreement dated March 8, 2018. This amount represents the $18.50 public offering price per share of the issuer's common stock less the underwriting discount of $0.74 per share. Onex Corporation, a corporation whose subordinated voting shares are traded on the Toronto Stock Exchange, and/or Mr. Gerald W. Schwartz, may be deemed to beneficially own the common stock held by (a) Onex Partners III LP, through Onex Corporation's indirect ownership or control of Onex Partners Manager GP ULC, the general partner of Onex Partners Manager LP, the agent of Onex Partners III GP LP, the general partner of Onex Partners III LP, (b) Onex Partners III GP LP, through Onex Corporation's ownership of all of the equity of Onex Partners GP Inc., the general partner of Onex Partners III GP LP, (c) Onex US Principals LP, through Onex Corporation's ownership of all of the equity of Onex American Holdings II LLC, which owns all of the equity of Onex American Holdings GP LLC, the general partner of Onex US Principals LP, (d) Onex Partners III PV LP, through Onex Corporation's indirect ownership or control of Onex Partners Manager GP ULC, (continued from footnote 3) the general partner of Onex Partners Manager LP, the agent of Onex Partners III GP LP, the general partner of Onex Partners III PV LP, (e) Onex Expo SARL, through Onex Corporation's ownership of all of the equity of Onex American Holdings II LLC, which owns all of the equity of (i) Onex American Holdings Subco LLC, which in turn holds all of the equity of OAH Wind LLC, which owns approximately 95% of the outstanding equity of Onex Expo SARL, and (ii) all of the outstanding equity of each of Expo EI LLC and Expo EI II LLC which, through their collective ownership of Expo EI III LLC, own the remaining outstanding equity of Onex Expo SARL, (f) Onex Partners III Select LP, through Onex Corporation's indirect ownership or control of Onex Partners Manager GP ULC, the general partner of Onex Partners Manager LP, the agent of Onex Partners III GP LP, the general partner of Onex Partners III Select LP, and (continued from footnote 4) (g) Onex Advisor Subco III LLC, through Gerald W. Schwartz's indirect control of 1597257 Ontario Inc., which owns all of the voting equity of New PCo II Investments Ltd., which owns all of the equity interest of Onex Advisor Subco LLC which in turn owns all of the equity of Onex Advisor Subco III LLC. Mr. Gerald W. Schwartz, the Chairman, President and Chief Executive Officer of Onex Corporation, indirectly owns shares representing a majority of the voting rights of the shares of Onex Corporation and as such may be deemed to beneficially own all of the common stock beneficially owned by Onex Corporation. Mr. Schwartz disclaims such beneficial ownership, except to the extent of his pecuniary interest therein. Due to the limitations of the Securities and Exchange Commission's EDGAR system, Onex Partners Manager LP, Onex Partners GP Inc., Onex American Holdings II LLC, Onex American Holdings GP LLC, Onex American Holdings Subco LLC, OAH Wind LLC, Expo EI LLC, Expo EI II LLC, Expo EI III LLC, 1597257 Ontario Inc., New PCo II Investments Ltd. and Onex Advisor Subco LLC filed a separate Form 4. Power of Attorney incorporated by reference to Exhibit 99.3 to Amendment No. 1 to Schedule 13G filed with the Securities and Exchange Commission by Fly Leasing Limited on April 3, 2017. Onex Corporation, By: /s/ Andrea E. Daly, Managing Director, General Counsel and Secretary 2018-04-05 Gerald W. Schwartz, By: /s/ Andrea E. Daly, attorney-in-fact for Gerald W. Schwartz 2018-04-05 Onex Partners III LP, By: Onex Partners III GP LP, its General Partner, By: Onex Partners Manager LP, its Agent, By: Onex Partners Manager GP ULC, its General Partner, By: /s/ Matthew Ross, Managing Director 2018-04-05 Onex Partners III GP LP, By: Onex Partners GP Inc., its General Partner, By: /s/ Matthew Ross, Vice President 2018-04-05 Onex US Principals LP, By: Onex American Holdings GP LLC, its General Partner, By: /s/ Matthew Ross, Director 2018-04-05 Onex Partners III PV LP, By: Onex Partners III GP LP, its General Partner, By: Onex Partners Manager LP, its Agent, By: Onex Partners Manager GP ULC, its General Partner, By: /s/ Matthew Ross, Managing Director 2018-04-05 Onex Expo SARL, By: /s/ Joshua Hausman, Type A Manager 2018-04-05 Onex Partners III Select LP, By: Onex Partners III GP LP, its General Partner, By: Onex Partners Manager LP, its Agent, By: Onex Partners Manager GP ULC, its General Partner, By: /s/ Matthew Ross, Managing Director 2018-04-05 Onex Advisor Subco III LLC, By: /s/ Joel I. Greenberg, Director 2018-04-05 Onex Partners Manager GP ULC, By: /s/ Matthew Ross, Managing Director 2018-04-05