-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, W00Tub8xyyDJLmpYRgOuhxPrSZT81vL8l2RYDlP5b2bm5dUvJNJSIFsGvCMcGyDS 9NrZqvgjydfAu+VCyOxY9Q== 0000950123-98-004232.txt : 19980430 0000950123-98-004232.hdr.sgml : 19980430 ACCESSION NUMBER: 0000950123-98-004232 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980428 SROS: NYSE GROUP MEMBERS: GERALD W. SCHWARTZ GROUP MEMBERS: ONEX CORP GROUP MEMBERS: VENCAP, INC. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: APPLIED MICROSYSTEMS CORP /WA/ CENTRAL INDEX KEY: 0001000787 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 911074996 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-46903 FILM NUMBER: 98602827 BUSINESS ADDRESS: STREET 1: 5020 148TH AVE NE STREET 2: P O BOX 97002 CITY: REDMOND STATE: WA ZIP: 98073-9702 BUSINESS PHONE: 2068822000 MAIL ADDRESS: STREET 1: 5020 148TH AVE NE CITY: REDMOND STATE: WA ZIP: 98073-9702 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ONEX CORP CENTRAL INDEX KEY: 0000937226 STANDARD INDUSTRIAL CLASSIFICATION: [] FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 161 BAY STREET STREET 2: P O BOX 700 CITY: TORONTO ONTARIO CANA STATE: A6 MAIL ADDRESS: STREET 1: 161 BAY STREET STREET 2: P O BOX 700 CITY: TORONTO ONTARIO CANA STATE: A6 FORMER COMPANY: FORMER CONFORMED NAME: ONEX CORP ET AL DATE OF NAME CHANGE: 19950209 SC 13D/A 1 AMENDMENT NO. 5 TO SCHEDULE 13D 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 5) APPLIED MICROSYSTEMS CORPORATION (Name of Issuer) COMMON STOCK (Title of Class of Securities) 037935103 (CUSIP Number) ONEX CORPORATION CANADA TRUST TOWER 161 BAY STREET - 49TH FLOOR TORONTO, ONTARIO M5J 2S1 CANADA ATTENTION: EWOUT HEERSINK (416) 362-7711 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) COPIES TO: JOEL I. GREENBERG, ESQ. KAYE, SCHOLER, FIERMAN, HAYS & HANDLER, LLP 425 PARK AVENUE NEW YORK, NEW YORK 10022 (212) 836-8000 MARCH 17, 1998 - MARCH 27, 1998 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ]. Check the following box if a fee is being paid with this statement [ ]. (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of less than five percent of such class. See Rule 13d-7.) Page 1 of 7 pages. 2 13D - -------------------------------------------------------------------------------- CUSIP No. 037935103 Page 2 of 7 Pages ----------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Onex Corporation - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) / / - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) / / - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Ontario, Canada - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF - 0 - SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH --------------------------------------------------------------- 8 SHARED VOTING POWER 399,460 shares of Common Stock --------------------------------------------------------------- 9 SOLE DISPOSITIVE POWER - 0 - --------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 399,460 shares of Common Stock - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 399,460 shares of Common Stock - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* / / - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 5.8% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* C0 - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! 3 13D - -------------------------------------------------------------------------------- CUSIP No. 037935103 Page 3 of 7 Pages ----------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Vencap, Inc. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) / / - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) / / - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Alberta, Canada - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF - 0 - SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH --------------------------------------------------------------- 8 SHARED VOTING POWER 399,460 shares of Common Stock --------------------------------------------------------------- 9 SOLE DISPOSITIVE POWER - 0 - --------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 399,460 shares of Common Stock - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 399,460 shares of Common Stock - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* / / - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 5.8% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* C0 - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! 4 13D - -------------------------------------------------------------------------------- CUSIP No. 037935103 Page 4 of 7 Pages ----------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Gerald W. Schwartz - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) / / - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) / / - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Ontario, Canada - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF - 0 - SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH --------------------------------------------------------------- 8 SHARED VOTING POWER 399,460 shares of Common Stock --------------------------------------------------------------- 9 SOLE DISPOSITIVE POWER - 0 - --------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 399,460 shares of Common Stock - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 399,460 shares of Common Stock - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* / / - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 5.8% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! 5 Amendment to Statement on Schedule 13D (the "Statement") relating to the shares of common stock, par value $.01 per share (the "Common Stock"), of Applied Microsystems Corporation, a Washington corporation (the "Issuer"), filed by Vencap, Inc., Onex Corporation and Gerald W. Schwartz. Capitalized terms, used but not defined herein, shall have the meaning set forth in the Statement. The Statement is hereby amended as set forth below: Item 5. Interest in Securities of the Issuer. (a) and (b). As of the date hereof, Vencap owns 399,460 shares of Common Stock. Vencap beneficially owns 399,460 shares of Common Stock, representing approximately 5.8% of the outstanding shares of Common Stock (based on the number of shares of Common Stock outstanding as of March 20, 1998). On January 30, 1998, Vencap transfered 521,360 shares of Common Stock, all of the shares of Common Stock owned by it, to 1279436 Ontario Inc. ("Ontario Inc."), a wholly-owned subsidiary. From March 17, 1998 to March 27, 1998, Ontario Inc. sold 121,900 shares of Common Stock as reported herein. On April 1, 1998, Ontario Inc. transferred 399,460 shares of Common Stock, all of the shares of Common Stock then owned by it, to Vencap. Onex, as the indirect beneficial owner of approximately 90% of the shares of Vencap, may be deemed to own beneficially 399,460 shares of common stock, representing approximately 5.8% of the outstanding shares of Common Stock (based on the number of shares of Common Stock outstanding as of March 20, 1998). Mr. Schwartz is the Chairman of the Board, President and Chief Executive Officer of Onex and the indirect holder of all the issued and outstanding shares of Multiple Voting Shares of Onex, ownership which entitles Mr. Schwartz to elect sixty percent (60%) of the members of Onex's Board of Directors, and therefore may also be deemed to own beneficially such shares of Common Stock. Page 5 of 7 pages. 6 (c) During the past sixty (60) days, Ontario Inc. has disposed of certain of the shares of Common Stock as follows:
Date of Amount of Transaction Securities Involved Price Per Share How Effected - ----------- ------------------- --------------- ------------ 3/17/98 47,000 $6.8497 Open Market Sale 3/18/98 6,900 6.75 Open Market Sale 3/25/98 8,000 6.75 Open Market Sale 3/26/98 35,000 6.9821 Open Market Sale 3/27/98 25,000 7.1625 Open Market Sale
Except as set forth above, no Reporting Person nor, to the best knowledge of each Reporting Person, any person identified in Item 2, beneficially owns any shares of Common Stock or has effected any transaction in shares of Common Stock during the preceding 60 days. Item 7. Material to Be Filed as Exhibits. 1. Joint Filing Agreement, dated April 24, 1996, among Vencap, Vencap Holdings, Onex and Mr. Schwartz, incorporated by reference to the Schedule 13D relating to the Issuer filed by Vencap, Vencap Holdings, Onex and Mr. Schwartz, on May 2, 1996. 2. Power of Attorney, incorporated by reference to the Schedule 13D Amendment relating to the Issuer filed by Vencap, Onex and Mr. Schwartz on September 13, 1996. Page 6 of 7 pages. 7 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I hereby certify that the information set forth in this statement is true, complete and correct. Dated: April __, 1998 VENCAP, INC. By: /s/ Mark Hilson ----------------------------- Name: Mark Hilson Title: Authorized Signatory ONEX CORPORATION By: /s/ Donald W. Lewtas ----------------------------- Name: Donald W. Lewtas Title: Authorized Signatory /s/ Donald W. Lewtas ----------------------------- Authorized Signatory for GERALD W. SCHWARTZ Page 7 of 7 pages. -----END PRIVACY-ENHANCED MESSAGE-----