-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Lqt2X6p7LAePXDIpeV9F6WHYlsmwopKJ8yfEiJurQqxqcBA81w9cMeyeRTJfymFX zhEOlRCkiZpEIgKLqq42Og== 0000892303-04-000096.txt : 20040709 0000892303-04-000096.hdr.sgml : 20040709 20040709154733 ACCESSION NUMBER: 0000892303-04-000096 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040623 FILED AS OF DATE: 20040709 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ONEX PARTNERS LP CENTRAL INDEX KEY: 0001274486 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-20372 FILM NUMBER: 04908127 MAIL ADDRESS: STREET 1: 712 FIFTH AVENUE STREET 2: 40TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ONEX CORP CENTRAL INDEX KEY: 0000937226 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-20372 FILM NUMBER: 04908126 BUSINESS ADDRESS: STREET 1: 161 BAY STREET STREET 2: P O BOX 700 CITY: TORONTO ONTARIO CANA STATE: A6 MAIL ADDRESS: STREET 1: 161 BAY STREET STREET 2: P O BOX 700 CITY: TORONTO ONTARIO CANA STATE: A6 FORMER NAME: FORMER CONFORMED NAME: ONEX CORP ET AL DATE OF NAME CHANGE: 19950209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHWARTZ GERALD W CENTRAL INDEX KEY: 0001275599 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-20372 FILM NUMBER: 04908125 BUSINESS ADDRESS: STREET 1: C/O ONEX CORP STREET 2: 181 BAY ST 49TH FLOOR P O BOX 700 CITY: TORONTO ONTARIO STATE: A6 ZIP: M5J281 BUSINESS PHONE: 4163627711 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RES CARE INC /KY/ CENTRAL INDEX KEY: 0000776325 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-NURSING & PERSONAL CARE FACILITIES [8050] IRS NUMBER: 610875371 STATE OF INCORPORATION: KY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10140 LINN STATION RD CITY: LOUISVILLE STATE: KY ZIP: 40223 BUSINESS PHONE: 5023942100 MAIL ADDRESS: STREET 1: 10140 LINN STATION RD CITY: LOUISVILLE STATE: KY ZIP: 40223 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Onex Capital CORP CENTRAL INDEX KEY: 0001296632 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-20372 FILM NUMBER: 04908124 BUSINESS ADDRESS: STREET 1: 161 BAY STREET STREET 2: P.O. BOX 700 CITY: TORONTO STATE: A6 ZIP: M5J 2S1 BUSINESS PHONE: 416-362-7711 MAIL ADDRESS: STREET 1: 161 BAY STREET STREET 2: P.O. BOX 700 CITY: TORONTO STATE: A6 ZIP: M5J 2S1 3/A 1 primary_doc.xml PRIMARY DOCUMENT X0202 3/A 2004-06-23 2004-07-01 0 0000776325 RES CARE INC /KY/ RSCR 0001274486 ONEX PARTNERS LP 712 FIFTH AVENUE 40TH FLOOR NEW YORK NY 10019 0 0 1 0 0000937226 ONEX CORP 161 BAY STREET P O BOX 700 TORONTO A6 ONTARIO, CANADA 0 0 1 0 0001275599 SCHWARTZ GERALD W 0 0 1 0 0001296632 Onex Capital CORP 161 BAY STREET P.O. BOX 700 TORONTO A6 M5J 2S1 ONTARIO, CANADA 0 0 1 0 Common Stock, no par value 3700000 D Common Stock, no par value 3700000 I By Onex Partners LP Common Stock, no par value 3700000 I By Onex Partners LP Series A Convertible Preferred Stock 10.5 2004-06-23 Common Stock, no par value 4809500 D Series A Convertible Preferred Stock 10.5 2004-06-23 Common Stock, no par value 4809500 I By Onex Partners LP Series A Convertible Preferred Stock 10.5 2004-06-23 Common Stock, no par value 4809500 I By Onex Partners LP Pursuant to Instruction 5(b)(v) of Form 3 and the Joint Filing Agreement dated June 29, 2004, among the beneficial owners named therein, this Statement is filed jointly by Onex Partners LP and the other reporting persons identified herein. An aggregate of 8,509,500 shares of common stock, including 4,809,500 shares issuable upon conversion of the Series A Convertible Preferred Stock, are owned directly by Onex Partners LP and three affiliated investment entities, Onex American Holdings II LLC, Onex US Principals LP and ResCare Executive Investco LLC. Onex Corporation indirectly controls Onex Partners LP, Onex American Holdings II LLC and Onex US Principals LP. Onex Capital Corporation controls ResCare Executive Investco LLC. Gerald W. Schwartz is the indirect holder of all of the issued and outstanding shares of Multiple Voting Shares and Subordinate Voting Shares of Onex Corporation, ownership of which entitles Mr. Schwartz to elect 67.9% of the members of Onex's Board of Directors. Mr. Schwartz indirectly controls Onex Capital Corporation and ResCare Executive Investco LLC. Mr. Schwartz disclaims beneficial ownership of the shares reported on this Statement. No expiration date. Amended to add Onex Capital Corporation as an additional Reporting Person. Exhibits: 24.1 - Power of Attorney for Robert M. LeBlanc (previously filed); 24.2 - Power of Attorney for Eric J. Rosen (previously filed); 99 - Joint Filing Agreement dated June 29, 2004 (incorporated herein by reference to Exhibit 1 to Amendment No. 1 to Schedule 13D filed on June 29, 2004 by Onex Partners LP and the other reporting persons named therein). Donald W. Lewtas, Attorney-in-Fact for Robert M. Le Blanc, as Managing Director of Onex Partners Manager GP Inc., General Partner of Onex Partners Manager LP, Agent for Onex Partners GP LP, General Partner of Onex Partners LP 2004-07-09 Donald W. Lewtas, Attorney-in-Fact for Eric J. Rosen, as Managing Director of Onex Partners Manager GP Inc., General Partner of Onex Partners Manager LP, Agent for Onex Partners GP LP, General Partner of Onex Partners LP 2004-07-09 -----END PRIVACY-ENHANCED MESSAGE-----