0001104659-17-040643.txt : 20170621
0001104659-17-040643.hdr.sgml : 20170621
20170621155809
ACCESSION NUMBER: 0001104659-17-040643
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170317
FILED AS OF DATE: 20170621
DATE AS OF CHANGE: 20170621
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HYPERDYNAMICS CORP
CENTRAL INDEX KEY: 0000937136
STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311]
IRS NUMBER: 870400335
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 12012 WICKCHESTER LANE,
STREET 2: SUITE 475
CITY: HOUSTON,
STATE: TX
ZIP: 77079
BUSINESS PHONE: 7133539400
MAIL ADDRESS:
STREET 1: 12012 WICKCHESTER LANE,
STREET 2: SUITE 475
CITY: HOUSTON,
STATE: TX
ZIP: 77079
FORMER COMPANY:
FORMER CONFORMED NAME: RAM-Z ENTERPRISES INC
DATE OF NAME CHANGE: 19950208
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Leonard Ray
CENTRAL INDEX KEY: 0001469268
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32490
FILM NUMBER: 17922913
MAIL ADDRESS:
STREET 1: 12012 WICKCHESTER LANE
STREET 2: SUITE 475
CITY: HOUSTON
STATE: TX
ZIP: 77079
4
1
a4.xml
4
X0306
4
2017-03-17
0
0000937136
HYPERDYNAMICS CORP
HDYN
0001469268
Leonard Ray
C/O HYPERDYNAMICS CORPORATION
12012 WICKCHESTER LANE, SUITE 475
HOUSTON
TX
77079
1
1
0
0
CEO and President
1% Series A Convertible Preferred Stock
2.75
2017-03-17
4
P
0
50
2.75
A
2017-12-17
Common Stock
18909
50
D
Common Stock Warrant (Right to Buy)
3.50
2017-03-17
4
P
0
11150
3.50
A
2017-03-17
2019-03-16
Common Stock
11150
11150
D
The stated value of the Series A Convertible Preferred Stock ($1,040 per share) plus any accrued but unpaid dividends is convertible into issuer's common stock at a price per share equal to the lower of (i) $2.75 (subject to adjustment in certain circumstances), or (ii) 80% of the lowest closing price during 21 consecutive trading days ending on the trading day immediately prior to the conversion date, subject to a floor of $0.25 per share (which floor is subject to adjustment in certain circumstances). This number assumes conversion in full on the date of acquisition (See Note 2 below) at a conversion price of $2.75 per share of common stock.
The Series A Convertible preferred stock is convertible at the option of the reporting person, in whole or in part, into shares of common stock at any time after the earlier (i) the date a registration statement under the Securities Act of 1933, as amended, registering for resale shares of common stock issuable upon conversion of the Series A Convertible preferred stock is declared effective by the Securities and Exchange Commission or (ii) September 17, 2017. If no conversion has taken place by December 17, 2017, shares of the Series A Convertible preferred stock will automatically convert into shares of common stock of the issuer.
/s/ Paolo Amoruso, Attorney-in-fact
2017-06-21