Delaware | 95-3359658 | |
(State or other jurisdiction of Incorporation or organization) | (I.R.S. Employer Identification No.) |
Sarah K. Solum Davis Polk & Wardwell LLP 1600 El Camino Real Menlo Park, CA 94025 (650) 752-2000 | Brady Mickelsen Chief Legal Officer TriNet Group, Inc. 1100 San Leandro Blvd., Suite 400 San Leandro, CA 94577 (510) 352-5000 |
Large accelerated filer ý | Accelerated filer ¨ |
Non-accelerated filer ¨ (Do not check if a smaller reporting company) | Smaller reporting company ¨ |
Title of Securities to be Registered | Amount to be Registered(1) | Proposed Maximum Offering Price per Share(4) | Proposed Maximum Aggregate Offering Price | Amount of Registration Fee | |
Common Stock, par value $0.000025 per share | |||||
– 2009 Equity Incentive Plan | 3,141,828 | (2) | $41.55 | $130,542,954 | $16,253 |
– 2014 Employee Stock Purchase Plan | 698,184 | (3) | $41.55 | $29,009,546 | $3,612 |
Total | 3,840,012 | $159,552,500 | $19,865 |
(1) | Pursuant to Rule 416(a) promulgated under the Securities Act of 1933, as amended (the “Securities Act”), this Registration Statement shall also cover any additional shares of Registrant’s common stock that become issuable under the plans set forth herein by reason of any stock dividend, stock split, recapitalization, or other similar transaction effected that results in an increase to the number of outstanding shares of Registrant’s common stock, as applicable. |
(2) | Represents shares of common stock that were automatically added to the shares reserved for issuance under the Registrant’s 2009 Equity Incentive Plan (the “2009 Plan”) on January 1, 2018 pursuant to an “evergreen” provision contained in the 2009 Plan. Pursuant to such provision, the number of shares reserved for issuance under the 2009 Plan automatically increases on January 1st each year, starting on January 1, 2015 and continuing through January 1, 2019, by the lesser of 4.5% of the total number of shares of the Registrant’s capital stock outstanding on December 31st of the immediately preceding calendar year, or a number of shares determined by the Registrant’s board of directors. |
(3) | Represents shares of common stock that were automatically added to the shares reserved for issuance under the Registrant’s 2014 Employee Stock Purchase Plan (the “2014 ESPP”) on January 1, 2018 pursuant to an “evergreen” provision contained in the 2014 ESPP. Pursuant to such provision, the number of shares reserved for issuance under the 2014 ESPP automatically increases on January 1st each year, starting on January 1, 2015 and continuing through January 1, 2024, by the lesser of (a) 1% of the total number of shares of the Registrant’s common stock outstanding on December 31st of the preceding calendar year, (b) 1,800,000 shares of common stock or (c) a number determined by the Registrant’s board of directors |
(4) | Estimated in accordance with Rules 457(c) and (h) solely for the purpose of calculating the registration fee on the basis of $41.55 per share, the average of the high and low prices of the Registrant’s common stock as reported on the New York Stock Exchange on February 23, 2018. |
Exhibit Number | Description | |
4.1(1) | ||
4.2(2) | ||
4.3(3) | ||
5.1 | ||
23.1 | ||
23.2 | ||
23.3 | ||
24.1 | ||
99.1 (4) | ||
99.2 (5) | ||
99.3 (6) | ||
99.4 (7) |
(1) | Filed as Exhibit 3.1 to Registrant’s Current Report on Form 8-K (File No. 001-36373), filed with the Securities and Exchange Commission on April 1, 2014, and incorporated herein by reference. | |
(2) | Filed as Exhibit 3.1 to Registrant’s Form 10-Q (File No. 001-36373), filed with the Securities and Exchange Commission on November 2, 2017, and incorporated herein by reference. | |
(3) | Filed as Exhibit 3.4 to Registrant’s Registration Statement on Form S-1 (File No. 333-192465), filed with the Securities and Exchange Commission on March 4, 2014, and incorporated herein by reference. | |
(4) | Filed as Exhibit 10.3 to Registrant’s Registration Statement on Form S-1 (File No. 333-192465), filed with the Securities and Exchange Commission on March 14, 2014, and incorporated herein by reference. | |
(5) | Filed as Exhibit 10.4 to Registrant’s Registration Statement on Form S-1 (File No. 333-192465), filed with the Securities and Exchange Commission on March 4, 2014, and incorporated herein by reference. | |
(6) | Filed as Exhibit 10.6 to Registrant’s Registration Statement on Form S-1 (File No. 333-192465), filed with the Securities and Exchange Commission on March 4, 2014, and incorporated herein by reference. | |
(7) | Filed as Exhibit 10.7 to Registrant’s Registration Statement on Form S-1 (File No. 333-192465), filed with the Securities and Exchange Commission on March 14, 2014, and incorporated herein by reference. |
TRINET GROUP, INC. | |
By: | /s/ Burton M. Goldfield |
Burton M. Goldfield | |
Chief Executive Officer |
Signature | Title | Date | ||||
/s/ Burton M. Goldfield | Chief Executive Officer (Principal Executive Officer) | February 28, 2018 | ||||
Burton M. Goldfield | ||||||
/s/ Richard Beckert | Chief Financial Officer (Principal Financial Officer) | February 28, 2018 | ||||
Richard Beckert | ||||||
/s/ Michael Murphy | Chief Accounting Officer (Principal Accounting Officer) | February 28, 2018 | ||||
Michael Murphy | ||||||
/s/ Michael J. Angelakis | Director | February 28, 2018 | ||||
Michael J. Angelakis | ||||||
/s/ Katherine August-deWilde | Director | February 28, 2018 | ||||
Katherine August-deWilde | ||||||
/s/ Martin Babinec | Director | February 28, 2018 | ||||
Martin Babinec | ||||||
/s/ H. Raymond Bingham | Director | February 28, 2018 | ||||
H. Raymond Bingham | ||||||
Director | February 28, 2018 | |||||
/s/ Paul Chamberlain | ||||||
Paul Chamberlain | ||||||
/s/ Kenneth Goldman | Director | February 28, 2018 | ||||
Kenneth Goldman | ||||||
/s/ David C. Hodgson | Director | February 28, 2018 | ||||
David C. Hodgson | ||||||
/s/ Wayne B. Lowell | Director | February 28, 2018 | ||||
Wayne B. Lowell |
New York Menlo Park Washington DC São Paulo London | Paris Madrid Tokyo Beijing Hong Kong | ||
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Davis Polk & Wardwell LLP 1600 El Camino Real Menlo Park, CA 94025 | 650 752 2000 tel 650 752 2111 fax | ||
February 28, 2018 |
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