-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, C996WorUm7NWcfAXreYnkX4h82G1mw6oNiRvfxwDLah+sogdZs7mbV7s+wT0BDUU ZV7VJjOm11Jkjur0yr9Row== 0000950005-99-000873.txt : 20001109 0000950005-99-000873.hdr.sgml : 20001109 ACCESSION NUMBER: 0000950005-99-000873 CONFORMED SUBMISSION TYPE: 10KSB/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990630 FILED AS OF DATE: 19991001 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RAVENSWOOD WINERY INC CENTRAL INDEX KEY: 0000937015 STANDARD INDUSTRIAL CLASSIFICATION: 2080 STATE OF INCORPORATION: CA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 10KSB/A SEC ACT: SEC FILE NUMBER: 000-30002 FILM NUMBER: 99722067 BUSINESS ADDRESS: STREET 1: 18701 GEHRICKE RD STREET 2: SUITE 308 CITY: SONOMA STATE: CA ZIP: 95476 MAIL ADDRESS: STREET 1: 18701 GEHRICKE RD CITY: SONOMA STATE: CA ZIP: 95476 10KSB/A 1 FORM 10KSB/A THIS DOCUMENT IS A COPY OF THE 10KSB FILED ON SEPTEMBER 29, 1999 PURSUANT TO A RULE 201 TEMPORARY HARDSHIP EXEMPTION UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-KSB/A (MARK ONE) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended June 30, 1999 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from ________ to _________. Commission File Number: 0-30002 RAVENSWOOD WINERY, INC. (Exact name of small business as specified in its charter) California 94-3026706 (State or other jurisdiction (I.R.S. Employer Identification No.) incorporation or organization) 18701 Gehricke Road 95476 Sonoma, California (Zip Code) (Address of principal executive offices) Registrant's telephone number, including area code: (707) 938-1960 Securities registered pursuant to Section 12(b) of the Act: Title of each class Title of each exchange on which registered - - ------------------- ------------------------------------------ None Securities registered pursuant to Section 12(g) of the Act: Common Stock, no par value Check whether the issuer (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes [X] No [ ]. Check if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K (section 229.405 of this chapter) is not contained herein, and no disclosure will be contained, to the best of registrant's knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-KSB. [X]. State issuer's revenues for its most recent fiscal year. $23,729,787. State the aggregate market value of the voting and non-voting common equity held by non-affiliates computed by reference to the price at which the common equity was sold, or the average bid and asked price of such common equity, as of a specified date within the past 60 days. For purposes of the foregoing calculation only, the issuer has included in the shares owned by affiliates the beneficial ownership of common equity of officers and directors of the registrant and members of their families, and such inclusion shall not be construed as an admission that any such person is an affiliate for any other purpose. $25,298,973. As of September 5, 1999, there were 4,568,352 outstanding shares of Common Stock. DOCUMENTS INCORPORATED BY REFERENCE Portions of the issuer's Proxy Statement related to the 1999 Annual Meeting of Shareholders, to be filed subsequent to the date hereof--Part III Transitional Small Business Disclosure Format (check one): Yes [ ] No [X] SIGNATURES Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this amendment to be signed on its behalf by the undersigned, thereunto duly authorized on October 1, 1999. RAVENSWOOD WINERY, INC. By: /s/ Callie S. Konno ----------------------------------------- Callie S. Konno, Chief Financial Officer, Treasurer and Director (Principal Financial Officer) -----END PRIVACY-ENHANCED MESSAGE-----