0000950123-13-007937.txt : 20131017 0000950123-13-007937.hdr.sgml : 20131017 20131017091340 ACCESSION NUMBER: 0000950123-13-007937 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130930 FILED AS OF DATE: 20131017 DATE AS OF CHANGE: 20131017 EFFECTIVENESS DATE: 20131017 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAPE ANN SAVINGS BANK CENTRAL INDEX KEY: 0000936938 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06579 FILM NUMBER: 131155520 BUSINESS ADDRESS: STREET 1: 109 MAIN STREET CITY: GLOCUSTER STATE: MA ZIP: 01930 BUSINESS PHONE: 9782837079 MAIL ADDRESS: STREET 1: 109 MAIN STREET CITY: GLOUCESTER STATE: MA ZIP: 01930 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000936938 XXXXXXXX 09-30-2013 09-30-2013 CAPE ANN SAVINGS BANK

109 MAIN STREET GLOUCESTER MA 01930

13F HOLDINGS REPORT 028-06579 N E. GAIL RAMOS 978-283-7079 /s/ E. Gail Ramos Gloucester MA 10-16-2013 0 115 58397 false INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F AT&T INC. Common Stock 00206R102 216 6394 SH OTR 5288 1106 0 AT&T INC. Common Stock 00206R102 1167 34515 SH SOLE 34315 0 200 ABBOTT LABS Common Stock 002824100 78 2348 SH OTR 2348 0 0 ABBOTT LABS Common Stock 002824100 629 18952 SH SOLE 18852 100 0 ABBVIE INC. Common Stock 00287Y109 52 1160 SH OTR 1160 0 0 ABBVIE INC. Common Stock 00287Y109 277 6190 SH SOLE 6190 0 0 AIR PRODS & CHEMS INC Common Stock 009158106 261 2450 SH SOLE 2450 0 0 APPLE COMPUTER INC Common Stock 037833100 162 340 SH OTR 340 0 0 APPLE COMPUTER INC Common Stock 037833100 959 2012 SH SOLE 1992 20 0 AUTOMATIC DATA PROCESSING INC Common Stock 053015103 363 5020 SH OTR 5020 0 0 AUTOMATIC DATA PROCESSING INC Common Stock 053015103 1983 27400 SH SOLE 27065 35 300 AUTOZONE, INC. Common Stock 053332102 95 225 SH OTR 225 0 0 AUTOZONE, INC. Common Stock 053332102 322 761 SH SOLE 696 0 65 BERKSHIRE HATHAWAY INC DEL B NEW Common Stock 084670702 179 1575 SH OTR 1575 0 0 BERKSHIRE HATHAWAY INC DEL B NEW Common Stock 084670702 971 8550 SH SOLE 7975 150 425 CHEVRON CORPORATION Common Stock 166764100 209 1717 SH OTR 1717 0 0 CHEVRON CORPORATION Common Stock 166764100 1565 12879 SH SOLE 12469 60 350 CHUBB CORP Common Stock 171232101 59 660 SH OTR 660 0 0 CHUBB CORP Common Stock 171232101 1191 13347 SH SOLE 12932 0 415 COMPASS MINERALS INTERNATIONAL INC Common Stock 20451N101 81 1057 SH OTR 1057 0 0 COMPASS MINERALS INTERNATIONAL INC Common Stock 20451N101 382 5008 SH SOLE 4768 0 240 DNP SELECT INCOME FUND Common Stock 23325P104 106 11000 SH SOLE 11000 0 0 DANAHER CORP Common Stock 235851102 59 850 SH OTR 850 0 0 DANAHER CORP Common Stock 235851102 164 2363 SH SOLE 2363 0 0 EMERSON ELEC CO Common Stock 291011104 117 1806 SH OTR 1806 0 0 EMERSON ELEC CO Common Stock 291011104 475 7337 SH SOLE 7337 0 0 EXPEDITORS INTL WASH INC Common Stock 302130109 27 615 SH OTR 615 0 0 EXPEDITORS INTL WASH INC Common Stock 302130109 588 13345 SH SOLE 12680 175 490 EXXON MOBIL CORP Common Stock 30231G102 763 8869 SH OTR 6213 2656 0 EXXON MOBIL CORP Common Stock 30231G102 2085 24235 SH SOLE 23571 0 664 GENERAL DYNAMICS CORP Common Stock 369550108 102 1160 SH OTR 1160 0 0 GENERAL DYNAMICS CORP Common Stock 369550108 610 6970 SH SOLE 6775 0 195 GENERAL ELEC CO Common Stock 369604103 309 12952 SH OTR 12152 800 0 GENERAL ELEC CO Common Stock 369604103 528 22095 SH SOLE 21475 220 400 GENERAL MILLS INC Common Stock 370334104 53 1110 SH OTR 710 400 0 GENERAL MILLS INC Common Stock 370334104 1048 21877 SH SOLE 21627 0 250 GOOGLE INC CL A Common Stock 38259P508 128 146 SH OTR 146 0 0 GOOGLE INC CL A Common Stock 38259P508 548 626 SH SOLE 566 0 60 INTEL CORP Common Stock 458140100 99 4300 SH OTR 4300 0 0 INTEL CORP Common Stock 458140100 351 15325 SH SOLE 14175 400 750 ISHARE S & P 500 INDX ETF-DOMESTIC LA 464287200 210 1246 SH SOLE 1215 0 31 ISHARES MSCI EMERGING MKTS INDEX FD ETF-INTERNATION 464287234 88 2165 SH OTR 2165 0 0 ISHARES MSCI EMERGING MKTS INDEX FD ETF-INTERNATION 464287234 295 7238 SH SOLE 7238 0 0 I SHARES M S C I E A F E INDEX FUN ETF-INTERNATION 464287465 32 500 SH OTR 500 0 0 I SHARES M S C I E A F E INDEX FUN ETF-INTERNATION 464287465 1473 23094 SH SOLE 23094 0 0 iSHARES S&P MID CAP 400 INDEX ETF-DOMESTIC MI 464287507 347 2792 SH OTR 2792 0 0 iSHARES S&P MID CAP 400 INDEX ETF-DOMESTIC MI 464287507 1697 13673 SH SOLE 13673 0 0 iSHARES RUSSELL 2000 INDEX ETF-DOMESTIC SM 464287655 146 1370 SH OTR 1370 0 0 iSHARES RUSSELL 2000 INDEX ETF-DOMESTIC SM 464287655 1264 11857 SH SOLE 11677 0 180 ISHARES S&P SH TR NATL AMT FREE MUN ETF-FIXED INCOM 464288158 562 5297 SH SOLE 5297 0 0 ISHARES IBOXX HY BD ETF-FIXED INCOM 464288513 43 470 SH OTR 470 0 0 ISHARES IBOXX HY BD ETF-FIXED INCOM 464288513 747 8161 SH SOLE 8161 0 0 J P MORGAN CHASE & CO Common Stock 46625H100 86 1670 SH OTR 1670 0 0 J P MORGAN CHASE & CO Common Stock 46625H100 691 13364 SH SOLE 13024 90 250 JOHNSON & JOHNSON Common Stock 478160104 225 2600 SH OTR 1900 700 0 JOHNSON & JOHNSON Common Stock 478160104 1281 14773 SH SOLE 14513 100 160 KINDER MORGAN MANAGEMENT, LLC Common Stock 49455U100 27 358 SH OTR 358 0 0 KINDER MORGAN MANAGEMENT, LLC Common Stock 49455U100 202 2693 SH SOLE 2602 91 0 LOWES COS INC Common Stock 548661107 37 775 SH OTR 775 0 0 LOWES COS INC Common Stock 548661107 513 10780 SH SOLE 9960 300 520 MASTERCARD INC. Common Stock 57636Q104 394 585 SH SOLE 510 15 60 MC DONALDS CORP Common Stock 580135101 225 2336 SH OTR 2336 0 0 MC DONALDS CORP Common Stock 580135101 1533 15939 SH SOLE 15644 125 170 MICROSOFT CORP Common Stock 594918104 65 1961 SH OTR 1961 0 0 MICROSOFT CORP Common Stock 594918104 413 12405 SH SOLE 12405 0 0 NEXTERA ENERGY INC COM Common Stock 65339F101 217 2710 SH SOLE 2506 0 204 NIKE INC Common Stock 654106103 264 3632 SH OTR 3432 200 0 NIKE INC Common Stock 654106103 830 11433 SH SOLE 11433 0 0 NOVARTIS A G A D R American Deposi 66987V109 115 1504 SH OTR 1504 0 0 NOVARTIS A G A D R American Deposi 66987V109 841 10960 SH SOLE 10530 150 280 PAYCHEX INC COM Common Stock 704326107 59 1460 SH OTR 1460 0 0 PAYCHEX INC COM Common Stock 704326107 150 3685 SH SOLE 3685 0 0 PEPSICO INC Common Stock 713448108 218 2745 SH OTR 2745 0 0 PEPSICO INC Common Stock 713448108 1352 17008 SH SOLE 16558 150 300 PFIZER INC Common Stock 717081103 116 4030 SH OTR 4030 0 0 PFIZER INC Common Stock 717081103 727 25303 SH SOLE 24788 0 515 PIMCO 0-5 YR HIGH YIELD CORP BD IND ETF-FIXED INCOM 72201R783 642 6123 SH OTR 6123 0 0 PIMCO 0-5 YR HIGH YIELD CORP BD IND ETF-FIXED INCOM 72201R783 6064 57804 SH SOLE 56518 500 786 POWERSHARES SENIOR LOAN PORTFOLIO ETF-FIXED INCOM 73936Q769 452 18316 SH SOLE 18316 0 0 PROCTER & GAMBLE CO Common Stock 742718109 213 2820 SH OTR 2750 70 0 PROCTER & GAMBLE CO Common Stock 742718109 849 11232 SH SOLE 10932 200 100 ROCKPORT NATL BANCORP INC Common Stock 773871108 657 10120 SH SOLE 10120 0 0 SPDR TR ETF-DOMESTIC LA 78462F103 8 45 SH OTR 45 0 0 SPDR TR ETF-DOMESTIC LA 78462F103 263 1566 SH SOLE 1566 0 0 SELECT SECTOR SPDR-MATERIALS Common Stock 81369Y100 139 3315 SH OTR 3315 0 0 SELECT SECTOR SPDR-MATERIALS Common Stock 81369Y100 591 14071 SH SOLE 13806 125 140 ENERGY SELECT SECTOR SPDR Common Stock 81369Y506 29 345 SH OTR 345 0 0 ENERGY SELECT SECTOR SPDR Common Stock 81369Y506 389 4695 SH SOLE 4455 0 240 SELECT SECTOR SPDR-FINANCIAL Common Stock 81369Y605 269 13500 SH OTR 13500 0 0 SELECT SECTOR SPDR-FINANCIAL Common Stock 81369Y605 980 49223 SH SOLE 49023 200 0 INDUSTRIAL SELECT SECTOR SPDR Common Stock 81369Y704 16 350 SH OTR 350 0 0 INDUSTRIAL SELECT SECTOR SPDR Common Stock 81369Y704 441 9506 SH SOLE 9506 0 0 SELECT SECTOR SPDR-TECHNOLOGY Common Stock 81369Y803 118 3670 SH OTR 3670 0 0 SELECT SECTOR SPDR-TECHNOLOGY Common Stock 81369Y803 1098 34271 SH SOLE 33496 0 775 UTILITIES SELECT SECTOR SPDR FUND Common Stock 81369Y886 146 3915 SH OTR 3915 0 0 UTILITIES SELECT SECTOR SPDR FUND Common Stock 81369Y886 636 17013 SH SOLE 16558 205 250 SYSCO CORP Common Stock 871829107 88 2750 SH OTR 2750 0 0 SYSCO CORP Common Stock 871829107 272 8545 SH SOLE 8285 0 260 AXIAM, INC. Common Stock 87508Y992 0 10000 SH SOLE 10000 0 0 TEVA PHARMACEUTICAL INDS LTD ADR American Deposi 881624209 117 3088 SH OTR 3088 0 0 TEVA PHARMACEUTICAL INDS LTD ADR American Deposi 881624209 188 4971 SH SOLE 4716 75 180 3M CO Common Stock 88579Y101 269 2255 SH OTR 2155 100 0 3M CO Common Stock 88579Y101 1297 10862 SH SOLE 10412 100 350 UNITED TECHNOLOGIES CORP Common Stock 913017109 217 2012 SH SOLE 2012 0 0 VANGUARD EMERGING MKT ETF ETF-INTERNATION 922042858 1175 29265 SH SOLE 28615 650 0 VANGUARD REIT VIPER ETF ETF REIT 922908553 135 2034 SH OTR 2034 0 0 VANGUARD REIT VIPER ETF ETF REIT 922908553 1687 25500 SH SOLE 25155 75 270 VERIZON COMMUNICATIONS INC Common Stock 92343V104 239 5119 SH OTR 4813 306 0 VERIZON COMMUNICATIONS INC Common Stock 92343V104 436 9333 SH SOLE 8364 500 469 WESTERN UNION COMPANY Common Stock 959802109 28 1500 SH OTR 1500 0 0 WESTERN UNION COMPANY Common Stock 959802109 362 19410 SH SOLE 18410 0 1000 WISDOMTREE EMERGING MKTS EQ INC FD ETF-INTERNATION 97717W315 44 843 SH OTR 843 0 0 WISDOMTREE EMERGING MKTS EQ INC FD ETF-INTERNATION 97717W315 303 5864 SH SOLE 5864 0 0 ACCENTURE LTD Common Stock G1151C101 162 2200 SH OTR 2200 0 0 ACCENTURE LTD Common Stock G1151C101 532 7227 SH SOLE 7002 100 125