The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M COMPANY | COM | 88579y101 | 475 | 2,165 | SH | SOLE | 0 | 0 | 2,165 | ||
A T & T INC | COM | 00206r102 | 1,163 | 32,636 | SH | SOLE | 0 | 0 | 32,636 | ||
ACHILLION PHARMA INC | COM | 00448q201 | 145 | 39,000 | SH | SOLE | 0 | 0 | 39,000 | ||
AIMMUNE THERAPEUTICS INC COM | COM | 00900T107 | 2,636 | 82,800 | SH | SOLE | 0 | 0 | 82,800 | ||
AIR PROD & CHEMICALS | COM | 009158106 | 392 | 2,467 | SH | SOLE | 0 | 0 | 2,467 | ||
AIR TRANS SVCS GROUP | COM | 00922r105 | 661 | 28,350 | SH | SOLE | 0 | 0 | 28,350 | ||
ALPHABET INC. CLASS A | COM | 02079k305 | 3,750 | 3,616 | SH | SOLE | 0 | 0 | 3,616 | ||
ALPHABET INC. CLASS C | COM | 02079k107 | 4,109 | 3,982 | SH | SOLE | 0 | 0 | 3,982 | ||
ALTRIA GROUP INC | COM | 02209S103 | 785 | 12,600 | SH | SOLE | 0 | 0 | 12,600 | ||
AMAZON COM INC | COM | 023135106 | 1,158 | 800 | SH | SOLE | 0 | 0 | 800 | ||
AMERICAN EXPRESS CO | COM | 025816109 | 432 | 4,636 | SH | SOLE | 0 | 0 | 4,636 | ||
AMGEN INC. | COM | 031162100 | 1,257 | 7,371 | SH | SOLE | 0 | 0 | 7,371 | ||
ANALOG DEVICES INC | COM | 032654105 | 1,515 | 16,626 | SH | SOLE | 0 | 0 | 16,626 | ||
ANWORTH MTG AST CORP COM | COM | 037347101 | 1,605 | 334,300 | SH | SOLE | 0 | 0 | 334,300 | ||
APPLE INC | COM | 037833100 | 13,589 | 80,994 | SH | SOLE | 0 | 0 | 80,994 | ||
B G C PARTNERS CLASS A | COM | 05541t101 | 9,456 | 703,050 | SH | SOLE | 0 | 0 | 703,050 | ||
BANK OF AMERICA CORP | COM | 060505104 | 5,547 | 184,965 | SH | SOLE | 0 | 0 | 184,965 | ||
BERKSHIRE HATHAWAY CLASS B | COM | 084670702 | 945 | 4,735 | SH | SOLE | 0 | 0 | 4,735 | ||
BOEING COMPANY COM | COM | 097023105 | 247 | 752 | SH | SOLE | 0 | 0 | 752 | ||
BP PLC F SPONSORED ADR 1 ADR R | COM | 055622104 | 4,204 | 103,700 | SH | SOLE | 0 | 0 | 103,700 | ||
BRISTOL-MYERS SQUIBB | COM | 110122108 | 1,608 | 25,428 | SH | SOLE | 0 | 0 | 25,428 | ||
CALLIDUS SOFTWARE MANDATORY ME | COM | 13123e500 | 270 | 7,500 | SH | SOLE | 0 | 0 | 7,500 | ||
CANADIAN NATL RAILWY F | COM | 136375102 | 424 | 5,800 | SH | SOLE | 0 | 0 | 5,800 | ||
CATERPILLAR INC DEL | COM | 149123101 | 309 | 2,100 | SH | SOLE | 0 | 0 | 2,100 | ||
CELGENE CORP | COM | 151020104 | 2,162 | 24,230 | SH | SOLE | 0 | 0 | 24,230 | ||
CHARLES SCHWAB CORP | COM | 808513105 | 2,501 | 47,900 | SH | SOLE | 0 | 0 | 47,900 | ||
CHECK PT SOFTWARE F | COM | m22465104 | 3,347 | 33,696 | SH | SOLE | 0 | 0 | 33,696 | ||
CHEVRON CORPORATION | COM | 166764100 | 2,357 | 20,668 | SH | SOLE | 0 | 0 | 20,668 | ||
CITIGROUP INC | COM | 172967424 | 1,716 | 25,425 | SH | SOLE | 0 | 0 | 25,425 | ||
COCA COLA COMPANY | COM | 191216100 | 345 | 7,955 | SH | SOLE | 0 | 0 | 7,955 | ||
CONOCOPHILLIPS | COM | 20825c104 | 1,851 | 31,215 | SH | SOLE | 0 | 0 | 31,215 | ||
CONSTELLATION BRAND CLASS A | COM | 21036p108 | 901 | 3,955 | SH | SOLE | 0 | 0 | 3,955 | ||
DB GOLD DOUBLE LONG ETN DUE FE | COM | 25154H749 | 485 | 18,900 | SH | SOLE | 0 | 0 | 18,900 | ||
DUKE ENERGY CORP | COM | 26441c204 | 844 | 10,899 | SH | SOLE | 0 | 0 | 10,899 | ||
EAST WEST BANK SAN M | COM | 27579r104 | 1,205 | 19,275 | SH | SOLE | 0 | 0 | 19,275 | ||
EDWARDS LIFESCIENCES | COM | 28176e108 | 349 | 2,505 | SH | SOLE | 0 | 0 | 2,505 | ||
ELI LILLY & CO. | COM | 532457108 | 221 | 2,850 | SH | SOLE | 0 | 0 | 2,850 | ||
ENBRIDGE INC | COM | 29250N105 | 266 | 8,462 | SH | SOLE | 0 | 0 | 8,462 | ||
ENERGOUS CORP | COM | 29272c103 | 8,572 | 534,725 | SH | SOLE | 0 | 0 | 534,725 | ||
EQUIFAX INC | COM | 294429105 | 295 | 2,500 | SH | SOLE | 0 | 0 | 2,500 | ||
EURONAV NV F | COM | b38564108 | 3,217 | 392,300 | SH | SOLE | 0 | 0 | 392,300 | ||
EXXON MOBIL CORP | COM | 30231g102 | 1,051 | 14,093 | SH | SOLE | 0 | 0 | 14,093 | ||
FATE THERAPEUTICS | COM | 31189p102 | 288 | 29,490 | SH | SOLE | 0 | 0 | 29,490 | ||
FIBROGEN INC | COM | 31572q808 | 3,858 | 83,510 | SH | SOLE | 0 | 0 | 83,510 | ||
GENERAL DYNAMICS CO | COM | 369550108 | 442 | 2,000 | SH | SOLE | 0 | 0 | 2,000 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 611 | 45,325 | SH | SOLE | 0 | 0 | 45,325 | ||
GILEAD SCIENCES INC | COM | 375558103 | 2,639 | 35,006 | SH | SOLE | 0 | 0 | 35,006 | ||
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 369 | 1,466 | SH | SOLE | 0 | 0 | 1,466 | ||
HALLIBURTON CO HLDG | COM | 406216101 | 1,792 | 38,176 | SH | SOLE | 0 | 0 | 38,176 | ||
HALOZYME THERAPEUTIC | COM | 40637h109 | 3,196 | 163,150 | SH | SOLE | 0 | 0 | 163,150 | ||
HONEYWELL INTL INC | COM | 438516106 | 578 | 4,000 | SH | SOLE | 0 | 0 | 4,000 | ||
INTEL CORPORATION | COM | 458140100 | 2,150 | 41,282 | SH | SOLE | 0 | 0 | 41,282 | ||
INTERNATIONAL BUSINESS MACHS C | COM | 459200101 | 1,128 | 7,351 | SH | SOLE | 0 | 0 | 7,351 | ||
JOHNSON & JOHNSON | COM | 478160104 | 5,073 | 39,583 | SH | SOLE | 0 | 0 | 39,583 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 674 | 6,133 | SH | SOLE | 0 | 0 | 6,133 | ||
KARYOPHARM THERAPTIC | COM | 48576u106 | 3,073 | 228,990 | SH | SOLE | 0 | 0 | 228,990 | ||
KIMBERLY-CLARK CORP | COM | 494368103 | 619 | 5,620 | SH | SOLE | 0 | 0 | 5,620 | ||
KRAFT HEINZ COMPANY | COM | 500754106 | 1,046 | 16,799 | SH | SOLE | 0 | 0 | 16,799 | ||
LEXINGTON REALTY TR REIT | COM | 529043101 | 4,895 | 621,950 | SH | SOLE | 0 | 0 | 621,950 | ||
LOCKHEED MARTIN CORP | COM | 539830109 | 1,923 | 5,690 | SH | SOLE | 0 | 0 | 5,690 | ||
LOWES COS INC COM | COM | 548661107 | 424 | 4,836 | SH | SOLE | 0 | 0 | 4,836 | ||
MARATHON PETE CORP | COM | 56585a102 | 4,354 | 59,550 | SH | SOLE | 0 | 0 | 59,550 | ||
MERCK & CO INC | COM | 58933y105 | 2,876 | 52,795 | SH | SOLE | 0 | 0 | 52,795 | ||
MICROCHIP TECHNOLOGY | COM | 595017104 | 7,138 | 78,135 | SH | SOLE | 0 | 0 | 78,135 | ||
MICRON TECHNOLOGY | COM | 595112103 | 1,933 | 37,075 | SH | SOLE | 0 | 0 | 37,075 | ||
MICROSOFT CORP | COM | 594918104 | 710 | 7,781 | SH | SOLE | 0 | 0 | 7,781 | ||
MIDDLEBY CORP THE | COM | 596278101 | 248 | 2,000 | SH | SOLE | 0 | 0 | 2,000 | ||
MONDELEZ INTL CLASS A | COM | 609207105 | 1,517 | 36,346 | SH | SOLE | 0 | 0 | 36,346 | ||
MORGAN STANLEY | COM | 617446448 | 210 | 3,894 | SH | SOLE | 0 | 0 | 3,894 | ||
NETFLIX INC | COM | 64110l106 | 2,147 | 7,270 | SH | SOLE | 0 | 0 | 7,270 | ||
NEW RESIDENTIAL INVE REIT | COM | 64828t201 | 9,445 | 574,150 | SH | SOLE | 0 | 0 | 574,150 | ||
NEWMARK GROUP INC CL A | COM | 65158N102 | 2,301 | 151,500 | SH | SOLE | 0 | 0 | 151,500 | ||
NIKE INC CLASS B | COM | 654106103 | 311 | 4,675 | SH | SOLE | 0 | 0 | 4,675 | ||
NORTHROP GRUMMAN CORP | COM | 666807102 | 323 | 925 | SH | SOLE | 0 | 0 | 925 | ||
NVIDIA CORP | COM | 67066g104 | 1,580 | 6,822 | SH | SOLE | 0 | 0 | 6,822 | ||
New Sr Invt Group Inc | COM | 648691103 | 2,008 | 245,500 | SH | SOLE | 0 | 0 | 245,500 | ||
PEPSICO INCORPORATED | COM | 713448108 | 1,165 | 10,670 | SH | SOLE | 0 | 0 | 10,670 | ||
PFIZER INCORPORATED | COM | 717081103 | 1,888 | 53,204 | SH | SOLE | 0 | 0 | 53,204 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 843 | 8,476 | SH | SOLE | 0 | 0 | 8,476 | ||
PHILLIPS 66 | COM | 718546104 | 3,559 | 37,102 | SH | SOLE | 0 | 0 | 37,102 | ||
PROCTER & GAMBLE | COM | 742718109 | 801 | 10,106 | SH | SOLE | 0 | 0 | 10,106 | ||
PROTEOSTASIS THERAPE | COM | 74373b109 | 331 | 69,625 | SH | SOLE | 0 | 0 | 69,625 | ||
PUBLIC STORAGE REIT | COM | 74460d109 | 222 | 1,110 | SH | SOLE | 0 | 0 | 1,110 | ||
QUALCOMM INC | COM | 747525103 | 432 | 7,800 | SH | SOLE | 0 | 0 | 7,800 | ||
RAYTHEON CO | COM | 755111507 | 474 | 2,198 | SH | SOLE | 0 | 0 | 2,198 | ||
REDWOOD TRUST INC. REIT | COM | 758075402 | 2,044 | 132,117 | SH | SOLE | 0 | 0 | 132,117 | ||
RESONANT INC | COM | 76118l102 | 334 | 104,660 | SH | SOLE | 0 | 0 | 104,660 | ||
SCHLUMBERGER LTD COM | COM | 806857108 | 231 | 3,570 | SH | SOLE | 0 | 0 | 3,570 | ||
SHIP FINANCE INTL F | COM | g81075106 | 5,026 | 351,484 | SH | SOLE | 0 | 0 | 351,484 | ||
SPRAGUE RESOURCES LP LP | COM | 849343108 | 2,548 | 106,850 | SH | SOLE | 0 | 0 | 106,850 | ||
SRC ENERGY INC | COM | 78470v108 | 103 | 10,900 | SH | SOLE | 0 | 0 | 10,900 | ||
STANLEY BLACK & DECKER INC | COM | 854502101 | 316 | 2,064 | SH | SOLE | 0 | 0 | 2,064 | ||
STARBUCKS CORP | COM | 855244109 | 4,251 | 73,440 | SH | SOLE | 0 | 0 | 73,440 | ||
TEXAS INSTRUMENTS COM | COM | 882508104 | 1,149 | 11,056 | SH | SOLE | 0 | 0 | 11,056 | ||
TOCAGEN INC | COM | 888846102 | 177 | 14,949 | SH | SOLE | 0 | 0 | 14,949 | ||
U S BANCORP | COM | 902973304 | 673 | 13,332 | SH | SOLE | 0 | 0 | 13,332 | ||
UNITED TECHNOLOGIES CORP COM | COM | 913017109 | 438 | 3,482 | SH | SOLE | 0 | 0 | 3,482 | ||
UNIVERSAL DISPLAY CO | COM | 91347p105 | 422 | 4,175 | SH | SOLE | 0 | 0 | 4,175 | ||
VERIZON COMMUNICATN | COM | 92343v104 | 630 | 13,184 | SH | SOLE | 0 | 0 | 13,184 | ||
WABTEC | COM | 929740108 | 326 | 4,000 | SH | SOLE | 0 | 0 | 4,000 | ||
WALT DISNEY CO | COM | 254687106 | 995 | 9,903 | SH | SOLE | 0 | 0 | 9,903 | ||
WELLS FARGO BK N A | COM | 949746101 | 627 | 11,960 | SH | SOLE | 0 | 0 | 11,960 | ||
XILINX INC COM | COM | 983919101 | 238 | 3,300 | SH | SOLE | 0 | 0 | 3,300 |