0000936936-18-000002.txt : 20180517 0000936936-18-000002.hdr.sgml : 20180517 20180516174419 ACCESSION NUMBER: 0000936936-18-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180331 FILED AS OF DATE: 20180517 DATE AS OF CHANGE: 20180516 EFFECTIVENESS DATE: 20180517 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DOHENY ASSET MANAGEMENT /CA CENTRAL INDEX KEY: 0000936936 IRS NUMBER: 954420207 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04640 FILM NUMBER: 18841114 BUSINESS ADDRESS: STREET 1: 10877 WILSHIRE BLVD STE 1406 CITY: LOS ANGELES STATE: CA ZIP: 90024 MAIL ADDRESS: STREET 1: 10877 WILSHIRE BLVD SUITE 1406 CITY: LOS ANGELES STATE: CA ZIP: 90024 FORMER COMPANY: FORMER CONFORMED NAME: ANGELO GORDON & DOHENY ASSET MANAGEMENT DATE OF NAME CHANGE: 19950808 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000936936 XXXXXXXX 03-31-2018 03-31-2018 DOHENY ASSET MANAGEMENT /CA

10877 WILSHIRE BLVD SUITE 1406 LOS ANGELES CA 90024

13F HOLDINGS REPORT 028-04640 N William Doheny 3102095500 Willam Doheny Los Angeles CA 05-16-2018 0 103 190492 false INFORMATION TABLE 2 inftable.xml 3M COMPANY COM 88579y101 475 2165 SH SOLE 0 0 2165 A T & T INC COM 00206r102 1163 32636 SH SOLE 0 0 32636 ACHILLION PHARMA INC COM 00448q201 145 39000 SH SOLE 0 0 39000 AIMMUNE THERAPEUTICS INC COM COM 00900T107 2636 82800 SH SOLE 0 0 82800 AIR PROD & CHEMICALS COM 009158106 392 2467 SH SOLE 0 0 2467 AIR TRANS SVCS GROUP COM 00922r105 661 28350 SH SOLE 0 0 28350 ALPHABET INC. CLASS A COM 02079k305 3750 3616 SH SOLE 0 0 3616 ALPHABET INC. CLASS C COM 02079k107 4109 3982 SH SOLE 0 0 3982 ALTRIA GROUP INC COM 02209S103 785 12600 SH SOLE 0 0 12600 AMAZON COM INC COM 023135106 1158 800 SH SOLE 0 0 800 AMERICAN EXPRESS CO COM 025816109 432 4636 SH SOLE 0 0 4636 AMGEN INC. COM 031162100 1257 7371 SH SOLE 0 0 7371 ANALOG DEVICES INC COM 032654105 1515 16626 SH SOLE 0 0 16626 ANWORTH MTG AST CORP COM COM 037347101 1605 334300 SH SOLE 0 0 334300 APPLE INC COM 037833100 13589 80994 SH SOLE 0 0 80994 B G C PARTNERS CLASS A COM 05541t101 9456 703050 SH SOLE 0 0 703050 BANK OF AMERICA CORP COM 060505104 5547 184965 SH SOLE 0 0 184965 BERKSHIRE HATHAWAY CLASS B COM 084670702 945 4735 SH SOLE 0 0 4735 BOEING COMPANY COM COM 097023105 247 752 SH SOLE 0 0 752 BP PLC F SPONSORED ADR 1 ADR R COM 055622104 4204 103700 SH SOLE 0 0 103700 BRISTOL-MYERS SQUIBB COM 110122108 1608 25428 SH SOLE 0 0 25428 CALLIDUS SOFTWARE MANDATORY ME COM 13123e500 270 7500 SH SOLE 0 0 7500 CANADIAN NATL RAILWY F COM 136375102 424 5800 SH SOLE 0 0 5800 CATERPILLAR INC DEL COM 149123101 309 2100 SH SOLE 0 0 2100 CELGENE CORP COM 151020104 2162 24230 SH SOLE 0 0 24230 CHARLES SCHWAB CORP COM 808513105 2501 47900 SH SOLE 0 0 47900 CHECK PT SOFTWARE F COM m22465104 3347 33696 SH SOLE 0 0 33696 CHEVRON CORPORATION COM 166764100 2357 20668 SH SOLE 0 0 20668 CITIGROUP INC COM 172967424 1716 25425 SH SOLE 0 0 25425 COCA COLA COMPANY COM 191216100 345 7955 SH SOLE 0 0 7955 CONOCOPHILLIPS COM 20825c104 1851 31215 SH SOLE 0 0 31215 CONSTELLATION BRAND CLASS A COM 21036p108 901 3955 SH SOLE 0 0 3955 DB GOLD DOUBLE LONG ETN DUE FE COM 25154H749 485 18900 SH SOLE 0 0 18900 DUKE ENERGY CORP COM 26441c204 844 10899 SH SOLE 0 0 10899 EAST WEST BANK SAN M COM 27579r104 1205 19275 SH SOLE 0 0 19275 EDWARDS LIFESCIENCES COM 28176e108 349 2505 SH SOLE 0 0 2505 ELI LILLY & CO. COM 532457108 221 2850 SH SOLE 0 0 2850 ENBRIDGE INC COM 29250N105 266 8462 SH SOLE 0 0 8462 ENERGOUS CORP COM 29272c103 8572 534725 SH SOLE 0 0 534725 EQUIFAX INC COM 294429105 295 2500 SH SOLE 0 0 2500 EURONAV NV F COM b38564108 3217 392300 SH SOLE 0 0 392300 EXXON MOBIL CORP COM 30231g102 1051 14093 SH SOLE 0 0 14093 FATE THERAPEUTICS COM 31189p102 288 29490 SH SOLE 0 0 29490 FIBROGEN INC COM 31572q808 3858 83510 SH SOLE 0 0 83510 GENERAL DYNAMICS CO COM 369550108 442 2000 SH SOLE 0 0 2000 GENERAL ELECTRIC CO COM 369604103 611 45325 SH SOLE 0 0 45325 GILEAD SCIENCES INC COM 375558103 2639 35006 SH SOLE 0 0 35006 GOLDMAN SACHS GROUP INC COM 38141G104 369 1466 SH SOLE 0 0 1466 HALLIBURTON CO HLDG COM 406216101 1792 38176 SH SOLE 0 0 38176 HALOZYME THERAPEUTIC COM 40637h109 3196 163150 SH SOLE 0 0 163150 HONEYWELL INTL INC COM 438516106 578 4000 SH SOLE 0 0 4000 INTEL CORPORATION COM 458140100 2150 41282 SH SOLE 0 0 41282 INTERNATIONAL BUSINESS MACHS C COM 459200101 1128 7351 SH SOLE 0 0 7351 JOHNSON & JOHNSON COM 478160104 5073 39583 SH SOLE 0 0 39583 JPMORGAN CHASE & CO COM 46625H100 674 6133 SH SOLE 0 0 6133 KARYOPHARM THERAPTIC COM 48576u106 3073 228990 SH SOLE 0 0 228990 KIMBERLY-CLARK CORP COM 494368103 619 5620 SH SOLE 0 0 5620 KRAFT HEINZ COMPANY COM 500754106 1046 16799 SH SOLE 0 0 16799 LEXINGTON REALTY TR REIT COM 529043101 4895 621950 SH SOLE 0 0 621950 LOCKHEED MARTIN CORP COM 539830109 1923 5690 SH SOLE 0 0 5690 LOWES COS INC COM COM 548661107 424 4836 SH SOLE 0 0 4836 MARATHON PETE CORP COM 56585a102 4354 59550 SH SOLE 0 0 59550 MERCK & CO INC COM 58933y105 2876 52795 SH SOLE 0 0 52795 MICROCHIP TECHNOLOGY COM 595017104 7138 78135 SH SOLE 0 0 78135 MICRON TECHNOLOGY COM 595112103 1933 37075 SH SOLE 0 0 37075 MICROSOFT CORP COM 594918104 710 7781 SH SOLE 0 0 7781 MIDDLEBY CORP THE COM 596278101 248 2000 SH SOLE 0 0 2000 MONDELEZ INTL CLASS A COM 609207105 1517 36346 SH SOLE 0 0 36346 MORGAN STANLEY COM 617446448 210 3894 SH SOLE 0 0 3894 NETFLIX INC COM 64110l106 2147 7270 SH SOLE 0 0 7270 NEW RESIDENTIAL INVE REIT COM 64828t201 9445 574150 SH SOLE 0 0 574150 NEWMARK GROUP INC CL A COM 65158N102 2301 151500 SH SOLE 0 0 151500 NIKE INC CLASS B COM 654106103 311 4675 SH SOLE 0 0 4675 NORTHROP GRUMMAN CORP COM 666807102 323 925 SH SOLE 0 0 925 NVIDIA CORP COM 67066g104 1580 6822 SH SOLE 0 0 6822 New Sr Invt Group Inc COM 648691103 2008 245500 SH SOLE 0 0 245500 PEPSICO INCORPORATED COM 713448108 1165 10670 SH SOLE 0 0 10670 PFIZER INCORPORATED COM 717081103 1888 53204 SH SOLE 0 0 53204 PHILIP MORRIS INTL INC COM 718172109 843 8476 SH SOLE 0 0 8476 PHILLIPS 66 COM 718546104 3559 37102 SH SOLE 0 0 37102 PROCTER & GAMBLE COM 742718109 801 10106 SH SOLE 0 0 10106 PROTEOSTASIS THERAPE COM 74373b109 331 69625 SH SOLE 0 0 69625 PUBLIC STORAGE REIT COM 74460d109 222 1110 SH SOLE 0 0 1110 QUALCOMM INC COM 747525103 432 7800 SH SOLE 0 0 7800 RAYTHEON CO COM 755111507 474 2198 SH SOLE 0 0 2198 REDWOOD TRUST INC. REIT COM 758075402 2044 132117 SH SOLE 0 0 132117 RESONANT INC COM 76118l102 334 104660 SH SOLE 0 0 104660 SCHLUMBERGER LTD COM COM 806857108 231 3570 SH SOLE 0 0 3570 SHIP FINANCE INTL F COM g81075106 5026 351484 SH SOLE 0 0 351484 SPRAGUE RESOURCES LP LP COM 849343108 2548 106850 SH SOLE 0 0 106850 SRC ENERGY INC COM 78470v108 103 10900 SH SOLE 0 0 10900 STANLEY BLACK & DECKER INC COM 854502101 316 2064 SH SOLE 0 0 2064 STARBUCKS CORP COM 855244109 4251 73440 SH SOLE 0 0 73440 TEXAS INSTRUMENTS COM COM 882508104 1149 11056 SH SOLE 0 0 11056 TOCAGEN INC COM 888846102 177 14949 SH SOLE 0 0 14949 U S BANCORP COM 902973304 673 13332 SH SOLE 0 0 13332 UNITED TECHNOLOGIES CORP COM COM 913017109 438 3482 SH SOLE 0 0 3482 UNIVERSAL DISPLAY CO COM 91347p105 422 4175 SH SOLE 0 0 4175 VERIZON COMMUNICATN COM 92343v104 630 13184 SH SOLE 0 0 13184 WABTEC COM 929740108 326 4000 SH SOLE 0 0 4000 WALT DISNEY CO COM 254687106 995 9903 SH SOLE 0 0 9903 WELLS FARGO BK N A COM 949746101 627 11960 SH SOLE 0 0 11960 XILINX INC COM COM 983919101 238 3300 SH SOLE 0 0 3300