The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M Co (fmly Minnesota Mining & | COM | 88579Y101 | 744 | 4,465 | SH | SOLE | 0 | 0 | 4,465 | ||
ACHILLION PHARMACEUTICALS | COM | 00448Q201 | 862 | 111,650 | SH | SOLE | 0 | 0 | 111,650 | ||
AIR PRODUCTS & CHEMICALS INC | COM | 009158106 | 370 | 2,567 | SH | SOLE | 0 | 0 | 2,567 | ||
ALPHABET INC - CL A | COM | 02079k305 | 3,938 | 5,162 | SH | SOLE | 0 | 0 | 5,162 | ||
ALPHABET INC - CL C | COM | 02079K107 | 4,088 | 5,488 | SH | SOLE | 0 | 0 | 5,488 | ||
ALTRIA GROUP (fka Philip Morri | COM | 02209S103 | 1,005 | 16,040 | SH | SOLE | 0 | 0 | 16,040 | ||
AMERICAN EXPRESS CO. | COM | 025816109 | 218 | 3,547 | SH | SOLE | 0 | 0 | 3,547 | ||
AMGEN INC. | COM | 031162100 | 1,487 | 9,918 | SH | SOLE | 0 | 0 | 9,918 | ||
ANALOG DEVICES INC | COM | 032654105 | 1,022 | 17,267 | SH | SOLE | 0 | 0 | 17,267 | ||
ANNALY CAPITAL MANAGEMENT INC | COM | 035710409 | 308 | 30,000 | SH | SOLE | 0 | 0 | 30,000 | ||
ANWORTH MORTGAGE ASSET CORP | COM | 037347101 | 1,816 | 389,600 | SH | SOLE | 0 | 0 | 389,600 | ||
APPLE INC. | COM | 037833100 | 10,607 | 97,318 | SH | SOLE | 0 | 0 | 97,318 | ||
AT&T INC | COM | 00206R102 | 1,802 | 46,007 | SH | SOLE | 0 | 0 | 46,007 | ||
BERKSHIRE HATHAWAY INC - CLASS | COM | 084670702 | 741 | 5,225 | SH | SOLE | 0 | 0 | 5,225 | ||
BGC PARTNERS INC-CL A | COM | 05541T101 | 6,765 | 747,483 | SH | SOLE | 0 | 0 | 747,483 | ||
BJ'S RESTAURANTS INC | COM | 09180C106 | 305 | 7,333 | SH | SOLE | 0 | 0 | 7,333 | ||
BP P.L.C. ADR (fmly BP Amoco P | COM | 055622104 | 1,479 | 49,009 | SH | SOLE | 0 | 0 | 49,009 | ||
BRISTOL MYERS SQUIBB COM | COM | 110122108 | 3,283 | 51,395 | SH | SOLE | 0 | 0 | 51,395 | ||
CALLIDUS SOFTWARE INC | COM | 13123E500 | 4,196 | 251,575 | SH | SOLE | 0 | 0 | 251,575 | ||
CALLON PETROLEUM CO | COM | 13123X102 | 184 | 20,775 | SH | SOLE | 0 | 0 | 20,775 | ||
CANADIAN NATL RAILWAY CO | COM | 136375102 | 2,358 | 37,750 | SH | SOLE | 0 | 0 | 37,750 | ||
CELGENE CORP | COM | 151020104 | 5,642 | 56,369 | SH | SOLE | 0 | 0 | 56,369 | ||
CHECK POINT SOFTWARE TECH | COM | M22465104 | 7,279 | 83,219 | SH | SOLE | 0 | 0 | 83,219 | ||
CHEVRON CORP (fmly ChevronTexa | COM | 166764100 | 2,186 | 22,918 | SH | SOLE | 0 | 0 | 22,918 | ||
COCA COLA COMPANY | COM | 191216100 | 785 | 16,925 | SH | SOLE | 0 | 0 | 16,925 | ||
COMCAST CORP NEW CLASS A SPECI | COM | 20030N200 | 290 | 5,000 | SH | SOLE | 0 | 0 | 5,000 | ||
CONOCOPHILLIPS | COM | 20825C104 | 321 | 7,960 | SH | SOLE | 0 | 0 | 7,960 | ||
CVS HEALTH CORP | COM | 126650100 | 279 | 2,692 | SH | SOLE | 0 | 0 | 2,692 | ||
DUKE ENERGY CORP-NEW | COM | 26441C204 | 1,192 | 14,775 | SH | SOLE | 0 | 0 | 14,775 | ||
EAST WEST BANCORP INC | COM | 27579R104 | 1,081 | 33,275 | SH | SOLE | 0 | 0 | 33,275 | ||
ENERGOUS CORP | COM | 29272C103 | 7,449 | 737,500 | SH | SOLE | 0 | 0 | 737,500 | ||
EQUIFAX INC. | COM | 294429105 | 286 | 2,500 | SH | SOLE | 0 | 0 | 2,500 | ||
EQUITY RESIDENTIAL- fka Equity | COM | 29476L107 | 225 | 3,000 | SH | SOLE | 0 | 0 | 3,000 | ||
EURONAV NV | COM | B38564108 | 7,397 | 722,400 | SH | SOLE | 0 | 0 | 722,400 | ||
EXXON MOBIL CORPORATION | COM | 30231G102 | 1,505 | 17,999 | SH | SOLE | 0 | 0 | 17,999 | ||
FIRST NIAGARA FINANCIAL GROUP, | COM | 33582V108 | 113 | 11,652 | SH | SOLE | 0 | 0 | 11,652 | ||
FIRST POTOMAC REALTY TRUST | COM | 33610f109 | 229 | 25,300 | SH | SOLE | 0 | 0 | 25,300 | ||
FIVE PRIME THERAPEUTICS INC | COM | 33830X104 | 250 | 6,150 | SH | SOLE | 0 | 0 | 6,150 | ||
FRONTIER COMMUNICATIONS CORP | COM | 35906A108 | 5,097 | 911,860 | SH | SOLE | 0 | 0 | 911,860 | ||
GENERAL DYNAMICS CORP | COM | 369550108 | 263 | 2,000 | SH | SOLE | 0 | 0 | 2,000 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 2,625 | 82,560 | SH | SOLE | 0 | 0 | 82,560 | ||
GILEAD SCIENCES INC. | COM | 375558103 | 6,386 | 69,521 | SH | SOLE | 0 | 0 | 69,521 | ||
HALLIBURTON CO. | COM | 406216101 | 2,099 | 58,762 | SH | SOLE | 0 | 0 | 58,762 | ||
HALOZYME THERAPEAUTICS INC | COM | 40637h109 | 1,027 | 108,400 | SH | SOLE | 0 | 0 | 108,400 | ||
HONEYWELL INTERNATIONAL INC | COM | 438516106 | 457 | 4,075 | SH | SOLE | 0 | 0 | 4,075 | ||
INTEL CORP COM | COM | 458140100 | 1,677 | 51,828 | SH | SOLE | 0 | 0 | 51,828 | ||
INTERNATIONAL BUSINESS MACHINE | COM | 459200101 | 976 | 6,444 | SH | SOLE | 0 | 0 | 6,444 | ||
J.P. MORGAN CHASE & CO | COM | 46625H100 | 234 | 3,952 | SH | SOLE | 0 | 0 | 3,952 | ||
JOHNSON & JOHNSON | COM | 478160104 | 4,965 | 45,889 | SH | SOLE | 0 | 0 | 45,889 | ||
KIMBERLY CLARK | COM | 494368103 | 810 | 6,020 | SH | SOLE | 0 | 0 | 6,020 | ||
LEXINGTON REALTY TRUST | COM | 529043101 | 6,115 | 711,034 | SH | SOLE | 0 | 0 | 711,034 | ||
LILLY ELI & CO COM | COM | 532457108 | 205 | 2,850 | SH | SOLE | 0 | 0 | 2,850 | ||
LOCKHEED MARTIN CORPORATION | COM | 539830109 | 1,384 | 6,250 | SH | SOLE | 0 | 0 | 6,250 | ||
LOWES COMPANIES INC. | COM | 548661107 | 398 | 5,254 | SH | SOLE | 0 | 0 | 5,254 | ||
MACROGENICS INC | COM | 556099109 | 435 | 23,200 | SH | SOLE | 0 | 0 | 23,200 | ||
MARATHON PETROLEUM CORP | COM | 56585A102 | 1,422 | 38,240 | SH | SOLE | 0 | 0 | 38,240 | ||
MERCK and CO INC | COM | 58933Y105 | 3,188 | 60,255 | SH | SOLE | 0 | 0 | 60,255 | ||
MICROCHIP TECHNOLOGY INC | COM | 595017104 | 5,626 | 116,720 | SH | SOLE | 0 | 0 | 116,720 | ||
MICROSOFT | COM | 594918104 | 388 | 7,021 | SH | SOLE | 0 | 0 | 7,021 | ||
MIDDLEBY CORP | COM | 596278101 | 384 | 3,600 | SH | SOLE | 0 | 0 | 3,600 | ||
MONDELEZ INTERNATIONAL -W/I | COM | 609207105 | 1,848 | 46,067 | SH | SOLE | 0 | 0 | 46,067 | ||
NESTLE SA - SPONS ADR FOR REG | COM | 641069406 | 300 | 4,000 | SH | SOLE | 0 | 0 | 4,000 | ||
NETFLIX INC | COM | 64110L106 | 286 | 2,800 | SH | SOLE | 0 | 0 | 2,800 | ||
NEW RESIDENTIAL | COM | 64828T201 | 5,000 | 429,896 | SH | SOLE | 0 | 0 | 429,896 | ||
NEW SENIOR INVESTMENT GROUP | COM | 648691103 | 5,808 | 563,900 | SH | SOLE | 0 | 0 | 563,900 | ||
NIKE INC CL B | COM | 654106103 | 1,045 | 16,996 | SH | SOLE | 0 | 0 | 16,996 | ||
NORDIC AMERICAN TANKERS LTD | COM | g65773106 | 3,168 | 224,850 | SH | SOLE | 0 | 0 | 224,850 | ||
NORTHROP GRUMMAN CORP | COM | 666807102 | 490 | 2,475 | SH | SOLE | 0 | 0 | 2,475 | ||
PARSLEY ENERGY INC-CLASS A | COM | 701877102 | 270 | 11,950 | SH | SOLE | 0 | 0 | 11,950 | ||
PEPSICO INC COM | COM | 713448108 | 1,303 | 12,716 | SH | SOLE | 0 | 0 | 12,716 | ||
PFIZER INC. | COM | 717081103 | 1,756 | 59,258 | SH | SOLE | 0 | 0 | 59,258 | ||
PHILLIP MORRIS INTERNATIONAL | COM | 718172109 | 752 | 7,664 | SH | SOLE | 0 | 0 | 7,664 | ||
PHILLIPS 66 | COM | 718546104 | 3,291 | 38,005 | SH | SOLE | 0 | 0 | 38,005 | ||
PROCTER & GAMBLE CO. | COM | 742718109 | 1,038 | 12,610 | SH | SOLE | 0 | 0 | 12,610 | ||
PUBLIC STORAGE | COM | 74460D109 | 560 | 2,030 | SH | SOLE | 0 | 0 | 2,030 | ||
QUALCOMM INC | COM | 747525103 | 635 | 12,425 | SH | SOLE | 0 | 0 | 12,425 | ||
RAYTHEON COMPANY | COM | 755111507 | 270 | 2,198 | SH | SOLE | 0 | 0 | 2,198 | ||
REDWOOD TRUST INC | COM | 758075402 | 1,793 | 137,117 | SH | SOLE | 0 | 0 | 137,117 | ||
ROCHE HOLDINGS-SPONS ADR | COM | 771195104 | 216 | 7,000 | SH | SOLE | 0 | 0 | 7,000 | ||
SCHLUMBERGER LTD COM | COM | 806857108 | 493 | 6,689 | SH | SOLE | 0 | 0 | 6,689 | ||
SCHWAB (CHARLES) CORP | COM | 808513105 | 384 | 13,700 | SH | SOLE | 0 | 0 | 13,700 | ||
SHIP FINANCE INTL LTD | COM | G81075106 | 8,007 | 576,484 | SH | SOLE | 0 | 0 | 576,484 | ||
SPECTRA ENERGY CORP | COM | 847560109 | 981 | 32,067 | SH | SOLE | 0 | 0 | 32,067 | ||
SPRAGUE RESOURCES LP | COM | 849343108 | 2,641 | 129,150 | SH | SOLE | 0 | 0 | 129,150 | ||
STANLEY BLACK & DECKER INC | COM | 854502101 | 228 | 2,164 | SH | SOLE | 0 | 0 | 2,164 | ||
STARBUCKS CORP | COM | 855244109 | 5,058 | 84,728 | SH | SOLE | 0 | 0 | 84,728 | ||
STARWOOD PROPERTY TRUST INC | COM | 85571B105 | 189 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
T-MOBILE US INC | COM | 872590104 | 309 | 8,070 | SH | SOLE | 0 | 0 | 8,070 | ||
TEVA PHARMACEUTICAL-SP ADR | COM | 881624209 | 688 | 12,850 | SH | SOLE | 0 | 0 | 12,850 | ||
TEXAS INSTRUMENTS INC. | COM | 882508104 | 737 | 12,840 | SH | SOLE | 0 | 0 | 12,840 | ||
THE KRAFT HEINZ CO | COM | 500754106 | 1,811 | 23,048 | SH | SOLE | 0 | 0 | 23,048 | ||
TRANSTEXAS GAS CORP - CLASS A | COM | 893895201 | 0 | 15,041 | SH | SOLE | 0 | 0 | 15,041 | ||
TVI CORP | COM | 872916101 | 0 | 17,500 | SH | SOLE | 0 | 0 | 17,500 | ||
US BANCORP - NEW | COM | 902973304 | 740 | 18,225 | SH | SOLE | 0 | 0 | 18,225 | ||
VERIZON COMMUNICATIONS-fmly Be | COM | 92343V104 | 1,432 | 26,477 | SH | SOLE | 0 | 0 | 26,477 | ||
VERTEX PHARMACEUTICALS INC | COM | 92532F100 | 747 | 9,400 | SH | SOLE | 0 | 0 | 9,400 | ||
VF CORP | COM | 918204108 | 259 | 4,000 | SH | SOLE | 0 | 0 | 4,000 | ||
WABTEC CORP | COM | 929740108 | 317 | 4,000 | SH | SOLE | 0 | 0 | 4,000 | ||
WALT DISNEY COMPANY, THE | COM | 254687106 | 1,324 | 13,330 | SH | SOLE | 0 | 0 | 13,330 | ||
WELLS FARGO COMPANY | COM | 949746101 | 906 | 18,732 | SH | SOLE | 0 | 0 | 18,732 | ||
WYNN RESORTS LTD | COM | 983134107 | 441 | 4,725 | SH | SOLE | 0 | 0 | 4,725 | ||
XILINX INC | COM | 983919101 | 204 | 4,300 | SH | SOLE | 0 | 0 | 4,300 | ||
COUNTRYWIDE CAPITAL V | PFD | 222388209 | 2,510 | 97,476 | SH | SOLE | 0 | 0 | 97,476 | ||
MORGAN STANLEY CAP TR III 6.25 | PFD | 617460209 | 3,444 | 134,175 | SH | SOLE | 0 | 0 | 134,175 | ||
TRANSTEXAS GAS CORP SR PFD SER | PFD | 893895607 | 0 | 41,140 | SH | SOLE | 0 | 0 | 41,140 |