0000936936-16-000006.txt : 20160513
0000936936-16-000006.hdr.sgml : 20160513
20160512191216
ACCESSION NUMBER: 0000936936-16-000006
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160331
FILED AS OF DATE: 20160513
DATE AS OF CHANGE: 20160512
EFFECTIVENESS DATE: 20160513
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: DOHENY ASSET MANAGEMENT /CA
CENTRAL INDEX KEY: 0000936936
IRS NUMBER: 954420207
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-04640
FILM NUMBER: 161645436
BUSINESS ADDRESS:
STREET 1: 10877 WILSHIRE BLVD STE 1406
CITY: LOS ANGELES
STATE: CA
ZIP: 90024
MAIL ADDRESS:
STREET 1: 10877 WILSHIRE BLVD SUITE 1406
CITY: LOS ANGELES
STATE: CA
ZIP: 90024
FORMER COMPANY:
FORMER CONFORMED NAME: ANGELO GORDON & DOHENY ASSET MANAGEMENT
DATE OF NAME CHANGE: 19950808
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0000936936
XXXXXXXX
03-31-2016
03-31-2016
DOHENY ASSET MANAGEMENT /CA
10877 WILSHIRE BLVD SUITE 1406
LOS ANGELES
CA
90024
13F HOLDINGS REPORT
028-04640
N
Sean O'Neill
Director of Research
310-209-5500
Sean O'neill
Los Angeles
CA
05-11-2016
0
105
193927
false
INFORMATION TABLE
2
inftable.xml
3M Co (fmly Minnesota Mining &
COM
88579Y101
744
4465
SH
SOLE
0
0
4465
ACHILLION PHARMACEUTICALS
COM
00448Q201
862
111650
SH
SOLE
0
0
111650
AIR PRODUCTS & CHEMICALS INC
COM
009158106
370
2567
SH
SOLE
0
0
2567
ALPHABET INC - CL A
COM
02079k305
3938
5162
SH
SOLE
0
0
5162
ALPHABET INC - CL C
COM
02079K107
4088
5488
SH
SOLE
0
0
5488
ALTRIA GROUP (fka Philip Morri
COM
02209S103
1005
16040
SH
SOLE
0
0
16040
AMERICAN EXPRESS CO.
COM
025816109
218
3547
SH
SOLE
0
0
3547
AMGEN INC.
COM
031162100
1487
9918
SH
SOLE
0
0
9918
ANALOG DEVICES INC
COM
032654105
1022
17267
SH
SOLE
0
0
17267
ANNALY CAPITAL MANAGEMENT INC
COM
035710409
308
30000
SH
SOLE
0
0
30000
ANWORTH MORTGAGE ASSET CORP
COM
037347101
1816
389600
SH
SOLE
0
0
389600
APPLE INC.
COM
037833100
10607
97318
SH
SOLE
0
0
97318
AT&T INC
COM
00206R102
1802
46007
SH
SOLE
0
0
46007
BERKSHIRE HATHAWAY INC - CLASS
COM
084670702
741
5225
SH
SOLE
0
0
5225
BGC PARTNERS INC-CL A
COM
05541T101
6765
747483
SH
SOLE
0
0
747483
BJ'S RESTAURANTS INC
COM
09180C106
305
7333
SH
SOLE
0
0
7333
BP P.L.C. ADR (fmly BP Amoco P
COM
055622104
1479
49009
SH
SOLE
0
0
49009
BRISTOL MYERS SQUIBB COM
COM
110122108
3283
51395
SH
SOLE
0
0
51395
CALLIDUS SOFTWARE INC
COM
13123E500
4196
251575
SH
SOLE
0
0
251575
CALLON PETROLEUM CO
COM
13123X102
184
20775
SH
SOLE
0
0
20775
CANADIAN NATL RAILWAY CO
COM
136375102
2358
37750
SH
SOLE
0
0
37750
CELGENE CORP
COM
151020104
5642
56369
SH
SOLE
0
0
56369
CHECK POINT SOFTWARE TECH
COM
M22465104
7279
83219
SH
SOLE
0
0
83219
CHEVRON CORP (fmly ChevronTexa
COM
166764100
2186
22918
SH
SOLE
0
0
22918
COCA COLA COMPANY
COM
191216100
785
16925
SH
SOLE
0
0
16925
COMCAST CORP NEW CLASS A SPECI
COM
20030N200
290
5000
SH
SOLE
0
0
5000
CONOCOPHILLIPS
COM
20825C104
321
7960
SH
SOLE
0
0
7960
CVS HEALTH CORP
COM
126650100
279
2692
SH
SOLE
0
0
2692
DUKE ENERGY CORP-NEW
COM
26441C204
1192
14775
SH
SOLE
0
0
14775
EAST WEST BANCORP INC
COM
27579R104
1081
33275
SH
SOLE
0
0
33275
ENERGOUS CORP
COM
29272C103
7449
737500
SH
SOLE
0
0
737500
EQUIFAX INC.
COM
294429105
286
2500
SH
SOLE
0
0
2500
EQUITY RESIDENTIAL- fka Equity
COM
29476L107
225
3000
SH
SOLE
0
0
3000
EURONAV NV
COM
B38564108
7397
722400
SH
SOLE
0
0
722400
EXXON MOBIL CORPORATION
COM
30231G102
1505
17999
SH
SOLE
0
0
17999
FIRST NIAGARA FINANCIAL GROUP,
COM
33582V108
113
11652
SH
SOLE
0
0
11652
FIRST POTOMAC REALTY TRUST
COM
33610f109
229
25300
SH
SOLE
0
0
25300
FIVE PRIME THERAPEUTICS INC
COM
33830X104
250
6150
SH
SOLE
0
0
6150
FRONTIER COMMUNICATIONS CORP
COM
35906A108
5097
911860
SH
SOLE
0
0
911860
GENERAL DYNAMICS CORP
COM
369550108
263
2000
SH
SOLE
0
0
2000
GENERAL ELECTRIC CO
COM
369604103
2625
82560
SH
SOLE
0
0
82560
GILEAD SCIENCES INC.
COM
375558103
6386
69521
SH
SOLE
0
0
69521
HALLIBURTON CO.
COM
406216101
2099
58762
SH
SOLE
0
0
58762
HALOZYME THERAPEAUTICS INC
COM
40637h109
1027
108400
SH
SOLE
0
0
108400
HONEYWELL INTERNATIONAL INC
COM
438516106
457
4075
SH
SOLE
0
0
4075
INTEL CORP COM
COM
458140100
1677
51828
SH
SOLE
0
0
51828
INTERNATIONAL BUSINESS MACHINE
COM
459200101
976
6444
SH
SOLE
0
0
6444
J.P. MORGAN CHASE & CO
COM
46625H100
234
3952
SH
SOLE
0
0
3952
JOHNSON & JOHNSON
COM
478160104
4965
45889
SH
SOLE
0
0
45889
KIMBERLY CLARK
COM
494368103
810
6020
SH
SOLE
0
0
6020
LEXINGTON REALTY TRUST
COM
529043101
6115
711034
SH
SOLE
0
0
711034
LILLY ELI & CO COM
COM
532457108
205
2850
SH
SOLE
0
0
2850
LOCKHEED MARTIN CORPORATION
COM
539830109
1384
6250
SH
SOLE
0
0
6250
LOWES COMPANIES INC.
COM
548661107
398
5254
SH
SOLE
0
0
5254
MACROGENICS INC
COM
556099109
435
23200
SH
SOLE
0
0
23200
MARATHON PETROLEUM CORP
COM
56585A102
1422
38240
SH
SOLE
0
0
38240
MERCK and CO INC
COM
58933Y105
3188
60255
SH
SOLE
0
0
60255
MICROCHIP TECHNOLOGY INC
COM
595017104
5626
116720
SH
SOLE
0
0
116720
MICROSOFT
COM
594918104
388
7021
SH
SOLE
0
0
7021
MIDDLEBY CORP
COM
596278101
384
3600
SH
SOLE
0
0
3600
MONDELEZ INTERNATIONAL -W/I
COM
609207105
1848
46067
SH
SOLE
0
0
46067
NESTLE SA - SPONS ADR FOR REG
COM
641069406
300
4000
SH
SOLE
0
0
4000
NETFLIX INC
COM
64110L106
286
2800
SH
SOLE
0
0
2800
NEW RESIDENTIAL
COM
64828T201
5000
429896
SH
SOLE
0
0
429896
NEW SENIOR INVESTMENT GROUP
COM
648691103
5808
563900
SH
SOLE
0
0
563900
NIKE INC CL B
COM
654106103
1045
16996
SH
SOLE
0
0
16996
NORDIC AMERICAN TANKERS LTD
COM
g65773106
3168
224850
SH
SOLE
0
0
224850
NORTHROP GRUMMAN CORP
COM
666807102
490
2475
SH
SOLE
0
0
2475
PARSLEY ENERGY INC-CLASS A
COM
701877102
270
11950
SH
SOLE
0
0
11950
PEPSICO INC COM
COM
713448108
1303
12716
SH
SOLE
0
0
12716
PFIZER INC.
COM
717081103
1756
59258
SH
SOLE
0
0
59258
PHILLIP MORRIS INTERNATIONAL
COM
718172109
752
7664
SH
SOLE
0
0
7664
PHILLIPS 66
COM
718546104
3291
38005
SH
SOLE
0
0
38005
PROCTER & GAMBLE CO.
COM
742718109
1038
12610
SH
SOLE
0
0
12610
PUBLIC STORAGE
COM
74460D109
560
2030
SH
SOLE
0
0
2030
QUALCOMM INC
COM
747525103
635
12425
SH
SOLE
0
0
12425
RAYTHEON COMPANY
COM
755111507
270
2198
SH
SOLE
0
0
2198
REDWOOD TRUST INC
COM
758075402
1793
137117
SH
SOLE
0
0
137117
ROCHE HOLDINGS-SPONS ADR
COM
771195104
216
7000
SH
SOLE
0
0
7000
SCHLUMBERGER LTD COM
COM
806857108
493
6689
SH
SOLE
0
0
6689
SCHWAB (CHARLES) CORP
COM
808513105
384
13700
SH
SOLE
0
0
13700
SHIP FINANCE INTL LTD
COM
G81075106
8007
576484
SH
SOLE
0
0
576484
SPECTRA ENERGY CORP
COM
847560109
981
32067
SH
SOLE
0
0
32067
SPRAGUE RESOURCES LP
COM
849343108
2641
129150
SH
SOLE
0
0
129150
STANLEY BLACK & DECKER INC
COM
854502101
228
2164
SH
SOLE
0
0
2164
STARBUCKS CORP
COM
855244109
5058
84728
SH
SOLE
0
0
84728
STARWOOD PROPERTY TRUST INC
COM
85571B105
189
10000
SH
SOLE
0
0
10000
T-MOBILE US INC
COM
872590104
309
8070
SH
SOLE
0
0
8070
TEVA PHARMACEUTICAL-SP ADR
COM
881624209
688
12850
SH
SOLE
0
0
12850
TEXAS INSTRUMENTS INC.
COM
882508104
737
12840
SH
SOLE
0
0
12840
THE KRAFT HEINZ CO
COM
500754106
1811
23048
SH
SOLE
0
0
23048
TRANSTEXAS GAS CORP - CLASS A
COM
893895201
0
15041
SH
SOLE
0
0
15041
TVI CORP
COM
872916101
0
17500
SH
SOLE
0
0
17500
US BANCORP - NEW
COM
902973304
740
18225
SH
SOLE
0
0
18225
VERIZON COMMUNICATIONS-fmly Be
COM
92343V104
1432
26477
SH
SOLE
0
0
26477
VERTEX PHARMACEUTICALS INC
COM
92532F100
747
9400
SH
SOLE
0
0
9400
VF CORP
COM
918204108
259
4000
SH
SOLE
0
0
4000
WABTEC CORP
COM
929740108
317
4000
SH
SOLE
0
0
4000
WALT DISNEY COMPANY, THE
COM
254687106
1324
13330
SH
SOLE
0
0
13330
WELLS FARGO COMPANY
COM
949746101
906
18732
SH
SOLE
0
0
18732
WYNN RESORTS LTD
COM
983134107
441
4725
SH
SOLE
0
0
4725
XILINX INC
COM
983919101
204
4300
SH
SOLE
0
0
4300
COUNTRYWIDE CAPITAL V
PFD
222388209
2510
97476
SH
SOLE
0
0
97476
MORGAN STANLEY CAP TR III 6.25
PFD
617460209
3444
134175
SH
SOLE
0
0
134175
TRANSTEXAS GAS CORP SR PFD SER
PFD
893895607
0
41140
SH
SOLE
0
0
41140