The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M Co (fmly Minnesota Mining & | COM | 88579Y101 | 646 | 3,930 | SH | SOLE | 0 | 0 | 3,930 | ||
ABBVIE INC | COM | 00287Y109 | 353 | 5,400 | SH | SOLE | 0 | 0 | 5,400 | ||
ACHILLION PHARMACEUTICALS | COM | 00448Q201 | 6,339 | 517,450 | SH | SOLE | 0 | 0 | 517,450 | ||
AIR LEASE CORP | COM | 00912X302 | 1,388 | 40,450 | SH | SOLE | 0 | 0 | 40,450 | ||
AIR PRODUCTS & CHEMICALS INC | COM | 009158106 | 406 | 2,817 | SH | SOLE | 0 | 0 | 2,817 | ||
ALLERGAN INC | COM | 018490102 | 451 | 2,122 | SH | SOLE | 0 | 0 | 2,122 | ||
ALTRIA GROUP (fka Philip Morri | COM | 02209S103 | 790 | 16,040 | SH | SOLE | 0 | 0 | 16,040 | ||
AMERICAN EXPRESS CO. | COM | 025816109 | 233 | 2,500 | SH | SOLE | 0 | 0 | 2,500 | ||
AMGEN INC. | COM | 031162100 | 1,315 | 8,255 | SH | SOLE | 0 | 0 | 8,255 | ||
ANALOG DEVICES INC | COM | 032654105 | 1,039 | 18,717 | SH | SOLE | 0 | 0 | 18,717 | ||
ANNALY CAPITAL MANAGEMENT INC | COM | 035710409 | 217 | 20,100 | SH | SOLE | 0 | 0 | 20,100 | ||
ANWORTH MORTGAGE ASSET CORP | COM | 037347101 | 1,349 | 256,875 | SH | SOLE | 0 | 0 | 256,875 | ||
APPLE INC. | COM | 037833100 | 12,996 | 117,740 | SH | SOLE | 0 | 0 | 117,740 | ||
ASSOCIATED ESTATES REALTY CP | COM | 045604105 | 1,731 | 74,600 | SH | SOLE | 0 | 0 | 74,600 | ||
AT&T INC | COM | 00206R102 | 945 | 28,127 | SH | SOLE | 0 | 0 | 28,127 | ||
BELDEN INC. | COM | 077454106 | 258 | 3,275 | SH | SOLE | 0 | 0 | 3,275 | ||
BERKSHIRE HATHAWAY INC - CLASS | COM | 084670702 | 785 | 5,225 | SH | SOLE | 0 | 0 | 5,225 | ||
BGC PARTNERS INC-CL A | COM | 05541T101 | 6,106 | 667,313 | SH | SOLE | 0 | 0 | 667,313 | ||
BJ'S RESTAURANTS INC | COM | 09180C106 | 481 | 9,583 | SH | SOLE | 0 | 0 | 9,583 | ||
BP P.L.C. ADR (fmly BP Amoco P | COM | 055622104 | 2,156 | 56,559 | SH | SOLE | 0 | 0 | 56,559 | ||
BREITBURN ENERGY PARTNERS LP | COM | 106776107 | 191 | 27,300 | SH | SOLE | 0 | 0 | 27,300 | ||
BRISTOL MYERS SQUIBB COM | COM | 110122108 | 2,656 | 44,990 | SH | SOLE | 0 | 0 | 44,990 | ||
CALLIDUS SOFTWARE INC | COM | 13123E500 | 4,619 | 282,875 | SH | SOLE | 0 | 0 | 282,875 | ||
CANADIAN NATL RAILWAY CO | COM | 136375102 | 3,401 | 49,350 | SH | SOLE | 0 | 0 | 49,350 | ||
CATERPILLAR INC. | COM | 149123101 | 201 | 2,200 | SH | SOLE | 0 | 0 | 2,200 | ||
CELGENE CORP | COM | 151020104 | 7,188 | 64,259 | SH | SOLE | 0 | 0 | 64,259 | ||
CELLDEX THERAPEUTICS INC | COM | 15117B103 | 3,565 | 195,345 | SH | SOLE | 0 | 0 | 195,345 | ||
CHECK POINT SOFTWARE TECH | COM | M22465104 | 6,935 | 88,269 | SH | SOLE | 0 | 0 | 88,269 | ||
CHEVRON CORP (fmly ChevronTexa | COM | 166764100 | 2,709 | 24,153 | SH | SOLE | 0 | 0 | 24,153 | ||
COCA COLA COMPANY | COM | 191216100 | 744 | 17,615 | SH | SOLE | 0 | 0 | 17,615 | ||
COMCAST CORP NEW CLASS A SPECI | COM | 20030N200 | 288 | 5,000 | SH | SOLE | 0 | 0 | 5,000 | ||
CONOCOPHILLIPS | COM | 20825C104 | 3,167 | 45,859 | SH | SOLE | 0 | 0 | 45,859 | ||
DOW CHEMICAL COMPANY | COM | 260543103 | 651 | 14,265 | SH | SOLE | 0 | 0 | 14,265 | ||
DU PONT E I DE NEMOURS COM | COM | 263534109 | 447 | 6,050 | SH | SOLE | 0 | 0 | 6,050 | ||
DUKE ENERGY CORP-NEW | COM | 26441C204 | 1,387 | 16,606 | SH | SOLE | 0 | 0 | 16,606 | ||
EAST WEST BANCORP INC | COM | 27579R104 | 1,404 | 36,275 | SH | SOLE | 0 | 0 | 36,275 | ||
ENANTA PHARMACEUTICALS | COM | 29251M106 | 221 | 4,350 | SH | SOLE | 0 | 0 | 4,350 | ||
ENERGOUS CORP | COM | 29272C103 | 5,188 | 473,374 | SH | SOLE | 0 | 0 | 473,374 | ||
EQUIFAX INC. | COM | 294429105 | 202 | 2,500 | SH | SOLE | 0 | 0 | 2,500 | ||
EQUITY RESIDENTIAL- fka Equity | COM | 29476L107 | 216 | 3,000 | SH | SOLE | 0 | 0 | 3,000 | ||
EXPRESS SCRIPTS HOLDING COMPAN | COM | 30219G108 | 307 | 3,628 | SH | SOLE | 0 | 0 | 3,628 | ||
EXXON MOBIL CORPORATION | COM | 30231G102 | 1,997 | 21,600 | SH | SOLE | 0 | 0 | 21,600 | ||
FIRST NIAGARA FINANCIAL GROUP, | COM | 33582V108 | 103 | 12,220 | SH | SOLE | 0 | 0 | 12,220 | ||
FIRST POTOMAC REALTY TRUST | COM | 33610f109 | 2,054 | 166,150 | SH | SOLE | 0 | 0 | 166,150 | ||
FRONTIER COMMUNICATIONS CORP | COM | 35906A108 | 3,126 | 468,682 | SH | SOLE | 0 | 0 | 468,682 | ||
GENERAL DYNAMICS CORP | COM | 369550108 | 275 | 2,000 | SH | SOLE | 0 | 0 | 2,000 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 1,791 | 70,879 | SH | SOLE | 0 | 0 | 70,879 | ||
GFI GROUP INC. | COM | 361652209 | 3,210 | 589,000 | SH | SOLE | 0 | 0 | 589,000 | ||
GILEAD SCIENCES INC. | COM | 375558103 | 7,401 | 78,521 | SH | SOLE | 0 | 0 | 78,521 | ||
GLAXOSMITHKLINE PLC | COM | 37733W105 | 265 | 6,200 | SH | SOLE | 0 | 0 | 6,200 | ||
GOLAR LNG LTD | COM | G9456A100 | 4,045 | 110,905 | SH | SOLE | 0 | 0 | 110,905 | ||
GOOGLE INC - CL A | COM | 38259P508 | 3,170 | 5,973 | SH | SOLE | 0 | 0 | 5,973 | ||
GOOGLE INC - CL C | COM | 38259P706 | 3,494 | 6,638 | SH | SOLE | 0 | 0 | 6,638 | ||
HALLIBURTON CO. | COM | 406216101 | 3,924 | 99,762 | SH | SOLE | 0 | 0 | 99,762 | ||
HALOZYME THERAPEAUTICS INC | COM | 40637h109 | 792 | 82,055 | SH | SOLE | 0 | 0 | 82,055 | ||
HESS CORP (fmly Amerada Hess C | COM | 42809H107 | 1,604 | 21,725 | SH | SOLE | 0 | 0 | 21,725 | ||
HONEYWELL INTERNATL INC-Fmly A | COM | 438506106 | 400 | 4,000 | SH | SOLE | 0 | 0 | 4,000 | ||
INTEL CORP COM | COM | 458140100 | 1,878 | 51,744 | SH | SOLE | 0 | 0 | 51,744 | ||
INTERNATIONAL BUSINESS MACHINE | COM | 459200101 | 1,132 | 7,054 | SH | SOLE | 0 | 0 | 7,054 | ||
JOHNSON & JOHNSON | COM | 478160104 | 4,789 | 45,796 | SH | SOLE | 0 | 0 | 45,796 | ||
KIMBERLY CLARK | COM | 494368103 | 696 | 6,020 | SH | SOLE | 0 | 0 | 6,020 | ||
KRAFT FOODS GROUP INC | COM | 50076Q106 | 1,465 | 23,380 | SH | SOLE | 0 | 0 | 23,380 | ||
LEXINGTON REALTY TRUST | COM | 529043101 | 4,760 | 433,501 | SH | SOLE | 0 | 0 | 433,501 | ||
LKQ CORP | COM | 501889208 | 253 | 9,000 | SH | SOLE | 0 | 0 | 9,000 | ||
LOCKHEED MARTIN CORPORATION | COM | 539830109 | 886 | 4,600 | SH | SOLE | 0 | 0 | 4,600 | ||
LOWES COMPANIES INC. | COM | 548661107 | 289 | 4,200 | SH | SOLE | 0 | 0 | 4,200 | ||
MARATHON OIL CORP | COM | 565849106 | 2,376 | 83,978 | SH | SOLE | 0 | 0 | 83,978 | ||
MARATHON PETROLEUM CORP | COM | 56585A102 | 2,186 | 24,220 | SH | SOLE | 0 | 0 | 24,220 | ||
MEAD JOHNSON NUTRITION CO | COM | 582839106 | 201 | 2,000 | SH | SOLE | 0 | 0 | 2,000 | ||
MERCK and CO INC | COM | 58933Y105 | 3,324 | 58,530 | SH | SOLE | 0 | 0 | 58,530 | ||
MICROCHIP TECHNOLOGY INC | COM | 595017104 | 5,297 | 117,420 | SH | SOLE | 0 | 0 | 117,420 | ||
MIDDLEBY CORP | COM | 596278101 | 357 | 3,600 | SH | SOLE | 0 | 0 | 3,600 | ||
MONDELEZ INTERNATIONAL -W/I | COM | 609207105 | 1,920 | 52,867 | SH | SOLE | 0 | 0 | 52,867 | ||
NESTLE SA - SPONS ADR FOR REG | COM | 641069406 | 294 | 4,000 | SH | SOLE | 0 | 0 | 4,000 | ||
NEW RESIDENTIAL | COM | 64828T201 | 1,685 | 131,917 | SH | SOLE | 0 | 0 | 131,917 | ||
NIKE INC CL B | COM | 654106103 | 499 | 5,185 | SH | SOLE | 0 | 0 | 5,185 | ||
NORDIC AMERICAN TANKERS LTD | COM | g65773106 | 952 | 94,500 | SH | SOLE | 0 | 0 | 94,500 | ||
NORTHROP GRUMMAN CORP | COM | 666807102 | 405 | 2,750 | SH | SOLE | 0 | 0 | 2,750 | ||
NOVARTIS AG-ADR | COM | 66987V109 | 762 | 8,225 | SH | SOLE | 0 | 0 | 8,225 | ||
OCCIDENTAL PETE CP DEL COM | COM | 674599105 | 584 | 7,250 | SH | SOLE | 0 | 0 | 7,250 | ||
ORACLE CORP | COM | 68389X105 | 490 | 10,900 | SH | SOLE | 0 | 0 | 10,900 | ||
PEOPLE'S UNITED FINANCIAL INC. | COM | 712704105 | 225 | 14,833 | SH | SOLE | 0 | 0 | 14,833 | ||
PEPSICO INC COM | COM | 713448108 | 1,112 | 11,762 | SH | SOLE | 0 | 0 | 11,762 | ||
PFIZER INC. | COM | 717081103 | 1,828 | 58,686 | SH | SOLE | 0 | 0 | 58,686 | ||
PHILLIP MORRIS INTERNATIONAL | COM | 718172109 | 615 | 7,550 | SH | SOLE | 0 | 0 | 7,550 | ||
PHILLIPS 66 | COM | 718546104 | 2,630 | 36,675 | SH | SOLE | 0 | 0 | 36,675 | ||
POWER SHARES DB GOLD DOUBLE LO | COM | BBG000BB2 | 477 | 20,300 | SH | SOLE | 0 | 0 | 20,300 | ||
PROCTER & GAMBLE CO. | COM | 742718109 | 1,141 | 12,530 | SH | SOLE | 0 | 0 | 12,530 | ||
PUBLIC STORAGE | COM | 74460D109 | 397 | 2,150 | SH | SOLE | 0 | 0 | 2,150 | ||
PUMA BIOTECHNOLOGY INC | COM | 74587V107 | 582 | 3,075 | SH | SOLE | 0 | 0 | 3,075 | ||
QUALCOMM INC | COM | 747525103 | 895 | 12,038 | SH | SOLE | 0 | 0 | 12,038 | ||
RAYTHEON COMPANY | COM | 755111507 | 240 | 2,223 | SH | SOLE | 0 | 0 | 2,223 | ||
REDWOOD TRUST INC | COM | 758075402 | 2,314 | 117,467 | SH | SOLE | 0 | 0 | 117,467 | ||
ROCHE HOLDINGS-SPONS ADR | COM | 771195104 | 238 | 7,000 | SH | SOLE | 0 | 0 | 7,000 | ||
SCHLUMBERGER LTD COM | COM | 806857108 | 572 | 6,702 | SH | SOLE | 0 | 0 | 6,702 | ||
SCHWAB (CHARLES) CORP | COM | 808513105 | 353 | 11,700 | SH | SOLE | 0 | 0 | 11,700 | ||
SHIP FINANCE INTL LTD | COM | G81075106 | 8,630 | 611,164 | SH | SOLE | 0 | 0 | 611,164 | ||
SPECTRA ENERGY CORP | COM | 847560109 | 2,393 | 65,917 | SH | SOLE | 0 | 0 | 65,917 | ||
STANLEY BLACK & DECKER INC | COM | 854502101 | 245 | 2,546 | SH | SOLE | 0 | 0 | 2,546 | ||
STARBUCKS CORP | COM | 855244109 | 3,413 | 41,595 | SH | SOLE | 0 | 0 | 41,595 | ||
STARWOOD PROPERTY TRUST INC | COM | 85571B105 | 232 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
SYNTEL INC | COM | 87162H103 | 270 | 6,000 | SH | SOLE | 0 | 0 | 6,000 | ||
T-MOBILE US INC | COM | 872590104 | 208 | 7,710 | SH | SOLE | 0 | 0 | 7,710 | ||
TEVA PHARMACEUTICAL-SP ADR | COM | 881624209 | 742 | 12,900 | SH | SOLE | 0 | 0 | 12,900 | ||
TEXAS INSTRUMENTS INC. | COM | 882508104 | 725 | 13,560 | SH | SOLE | 0 | 0 | 13,560 | ||
TRANSTEXAS GAS CORP - CLASS A | COM | 893895201 | 0 | 15,041 | SH | SOLE | 0 | 0 | 15,041 | ||
TVI CORP | COM | 872916101 | 0 | 17,500 | SH | SOLE | 0 | 0 | 17,500 | ||
US BANCORP - NEW | COM | 902973304 | 202 | 4,500 | SH | SOLE | 0 | 0 | 4,500 | ||
VALEANT PHARMACEUTICALS INTE | COM | 91911K102 | 286 | 2,000 | SH | SOLE | 0 | 0 | 2,000 | ||
VERIZON COMMUNICATIONS-fmly Be | COM | 92343V104 | 911 | 19,477 | SH | SOLE | 0 | 0 | 19,477 | ||
VF CORP | COM | 918204108 | 300 | 4,000 | SH | SOLE | 0 | 0 | 4,000 | ||
VISA INC-CLASS | COM | 92826C839 | 225 | 860 | SH | SOLE | 0 | 0 | 860 | ||
WABTEC CORP | COM | 929740108 | 348 | 4,000 | SH | SOLE | 0 | 0 | 4,000 | ||
WALT DISNEY COMPANY, THE | COM | 254687106 | 593 | 6,300 | SH | SOLE | 0 | 0 | 6,300 | ||
WELLS FARGO COMPANY | COM | 949746101 | 949 | 17,305 | SH | SOLE | 0 | 0 | 17,305 | ||
WHOLE FOODS MARKET INC | COM | 966837106 | 1,762 | 34,940 | SH | SOLE | 0 | 0 | 34,940 | ||
WYNN RESORTS LTD | COM | 983134107 | 231 | 1,550 | SH | SOLE | 0 | 0 | 1,550 | ||
COUNTRYWIDE CAPITAL V | PFD | 222388209 | 2,796 | 108,576 | SH | SOLE | 0 | 0 | 108,576 | ||
GASTAR EXPLORAT 8.6250% SERIES | PFD | 36729P207 | 5,776 | 291,417 | SH | SOLE | 0 | 0 | 291,417 | ||
MORGAN STANLEY CAP TR III 6.25 | PFD | 617460209 | 3,556 | 139,525 | SH | SOLE | 0 | 0 | 139,525 | ||
TRANSTEXAS GAS CORP SR PFD SER | PFD | 893895607 | 0 | 41,140 | SH | SOLE | 0 | 0 | 41,140 |