0001072613-11-000501.txt : 20110523
0001072613-11-000501.hdr.sgml : 20110523
20110523143604
ACCESSION NUMBER: 0001072613-11-000501
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110520
FILED AS OF DATE: 20110523
DATE AS OF CHANGE: 20110523
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TRUSTEES OF GENERAL ELECTRIC PENSION TRUST
CENTRAL INDEX KEY: 0000902967
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34728
FILM NUMBER: 11864636
BUSINESS ADDRESS:
STREET 1: 3003 SUMMER STREET
STREET 2: P O BOX 7900
CITY: STAMFORD
STATE: CT
ZIP: 06904-7900
BUSINESS PHONE: 2033262300
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: G E ASSET MANAGEMENT INC
CENTRAL INDEX KEY: 0000936839
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34728
FILM NUMBER: 11864635
BUSINESS ADDRESS:
STREET 1: 3003 SUMMER STREET
STREET 2: P O BOX 7900
CITY: STAMFORD
STATE: CT
ZIP: 06904-7900
BUSINESS PHONE: 2033262300
FORMER NAME:
FORMER CONFORMED NAME: G E INVESTMENT MANAGEMENT INC
DATE OF NAME CHANGE: 19950203
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DOUGLAS DYNAMICS, INC
CENTRAL INDEX KEY: 0001287213
STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531]
IRS NUMBER: 134275891
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 7777 NORTH 73RD ST
CITY: MILWAUKEE
STATE: WI
ZIP: 53233
BUSINESS PHONE: 414-362-3940
MAIL ADDRESS:
STREET 1: 7777 NORTH 73RD ST
CITY: MILWAUKEE
STATE: WI
ZIP: 53233
FORMER COMPANY:
FORMER CONFORMED NAME: DOUGLAS DYNAMICS HOLDINGS INC
DATE OF NAME CHANGE: 20040415
4
1
gepensiontrust4-052011_17124.xml
X0303
4
2011-05-20
0
0001287213
DOUGLAS DYNAMICS, INC
PLOW
0000902967
TRUSTEES OF GENERAL ELECTRIC PENSION TRUST
3001 SUMMER STREET
STAMFORD
CT
06905
0
0
1
0
0000936839
G E ASSET MANAGEMENT INC
3001 SUMMER STREET
STAMFORD
CT
06905
0
0
1
0
COMMON STOCK
2011-05-20
4
S
0
916851
14.20
D
466188
D
Consists of shares held directly by General Electric Pension Trust ("GEPT") as to which it has 100% pecuniary interest. GE Asset Management Incorporated ("GEAM") is the investment manager of GEPT. GEAM shares voting and dispositive power over the shares herein reported and may be deemed to be the beneficial owner of such shares for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. GEAM has no pecuniary interest in such shares and reports no shares owned.
GEPT and GEAM may be deemed to beneficially own more than the number of the issuer's outstanding common stock disclosed above based upon GEPT being part of a "group" as described in Rule 13d-5(b) of the Securities Exchange Act of 1934, as amended, by virtue of being a party to that certain Second Amended and Restated Securityholders Agreement, as amended, filed as Exhibit 10.38 to the issuer's Registration Statement on Form S-1 (File No. 333-164590). GEPT and GEAM each disclaim beneficial ownership of all securities other than those reported above, and this report shall not be deemed an admission that such a group exists or that any reporting person is the beneficial owner of the securities of such group for purposes of Section 16 or for any other purpose.
By: /s/ Michael M. Pastore, Senior Vice President and Deputy General Counsel
2011-05-20