-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VzN7uwtl2pBFdgBkxghl07IWduy1DI0+Go4O1vRfnui+kccwira4tVbfy4j79PX4 Rm4agTdXD79D/slvQnrkfw== 0001005477-97-000529.txt : 19970222 0001005477-97-000529.hdr.sgml : 19970222 ACCESSION NUMBER: 0001005477-97-000529 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970219 SROS: NYSE GROUP MEMBERS: G E INVESTMENT MANAGEMENT INC GROUP MEMBERS: GENERAL ELECTRIC COMPANY GROUP MEMBERS: GENERAL ELECTRIC INVESTMENT CORPORATION SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HUBBELL INC CENTRAL INDEX KEY: 0000048898 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 060397030 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-17439 FILM NUMBER: 97537776 BUSINESS ADDRESS: STREET 1: 584 DERBY MILFORD RD CITY: ORANGE STATE: CT ZIP: 06477-4024 BUSINESS PHONE: 2037994100 MAIL ADDRESS: STREET 2: 584 DERBY MILFORD RD CITY: ORANGE STATE: CT ZIP: 06477-4024 FORMER COMPANY: FORMER CONFORMED NAME: HUBBELL HARVEY INC DATE OF NAME CHANGE: 19860716 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: G E INVESTMENT MANAGEMENT INC CENTRAL INDEX KEY: 0000936839 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 3003 SUMMER STREET STREET 2: P O BOX 7900 CITY: STAMFORD STATE: CT ZIP: 06904-7900 BUSINESS PHONE: 2033262300 SC 13G 1 SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ----------------- SCHEDULE 13G (Rule 13d-102) UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. )* Hubbell Incorporated - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 443510201 - -------------------------------------------------------------------------------- (CUSIP Number) - ---------- * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13G CUSIP No. 443510201 - -------------------------------------------------------------------------------- 1 Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person General Electric Investment Corporation, as Investment Adviser to certain entities and accounts I.R.S. #22-2152310 - -------------------------------------------------------------------------------- 2 Check the Appropriate Box If a Member of a Group* a. |_| b. |X| - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Citizenship or Place of Organization State of Delaware - -------------------------------------------------------------------------------- 5 Sole Voting Power Number of Shares 3,113,890 Beneficially -------------------------------------------------------- Owned By 6 Shared Voting Power Each Reporting 0 Person -------------------------------------------------------- With 7 Sole Dispositive Power 3,113,890 -------------------------------------------------------- 8 Shared Dispositive Power 0 - -------------------------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person 3,113,890 - -------------------------------------------------------------------------------- 10 Check Box If the Aggregate Amount in Row (9) Excludes Certain Shares* |_| - -------------------------------------------------------------------------------- 11 Percent of Class Represented By Amount in Row (9) 5.7% (7.3% if aggregated with the shares owned by GE Investment Management Incorporated) - -------------------------------------------------------------------------------- 12 Type of Reporting Person* IA - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 2 of 12 Pages SCHEDULE 13G CUSIP No. 443510201 - -------------------------------------------------------------------------------- 1 Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person GE Investment Management Incorporated, as Investment Adviser to certain entities and accounts (I.R.S. #06-1238874) - -------------------------------------------------------------------------------- 2 Check the Appropriate Box If a Member of a Group* a. |_| b. |X| - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Citizenship or Place of Organization State of Delaware - -------------------------------------------------------------------------------- 5 Sole Voting Power Number of Shares 866,084 Beneficially -------------------------------------------------------- Owned By 6 Shared Voting Power Each Reporting 0 Person -------------------------------------------------------- With 7 Sole Dispositive Power 866,084 -------------------------------------------------------- 8 Shared Dispositive Power 0 - -------------------------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person 866,084 - -------------------------------------------------------------------------------- 10 Check Box If the Aggregate Amount in Row (9) Excludes Certain Shares* |_| - -------------------------------------------------------------------------------- 11 Percent of Class Represented By Amount in Row (9) 1.6% (7.3% if aggregated with the shares owned by General Electric Investment Corporation) - -------------------------------------------------------------------------------- 12 Type of Reporting Person* IA - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 3 of 12 Pages SCHEDULE 13G CUSIP No. 443510201 - -------------------------------------------------------------------------------- 1 Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person General Electric Company (I.R.S. #14-0689340) - -------------------------------------------------------------------------------- 2 Check the Appropriate Box If a Member of a Group* a. |_| b. |X| - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Citizenship or Place of Organization State of New York - -------------------------------------------------------------------------------- 5 Sole Voting Power Number of Shares Disclaimed (see 9 below) Beneficially -------------------------------------------------------- Owned By 6 Shared Voting Power Each Reporting 0 Person -------------------------------------------------------- With 7 Sole Dispositive Power Disclaimed (see 9 below) -------------------------------------------------------- 8 Shared Dispositive Power 0 - -------------------------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person Beneficial ownership of all shares disclaimed by General Electric Company - -------------------------------------------------------------------------------- 10 Check Box If the Aggregate Amount in Row (9) Excludes Certain Shares* |_| - -------------------------------------------------------------------------------- 11 Percent of Class Represented By Amount in Row (9) Not applicable - -------------------------------------------------------------------------------- 12 Type of Reporting Person* CO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 4 of 12 Pages INTRODUCTORY NOTE: General Electric Investment Corporation ("GEIC"), as an Investment Adviser (registered under the Investment Advisers Act of 1940) to certain entities and accounts, may be deemed to be a beneficial owner of 3,113,890 shares of Class B Common Stock of Hubbell Incorporated owned by such entities or accounts. GE Investment Management Incorporated ("GEIM"), as an Investment Adviser (registered under the Investment Advisers Act of 1940) to certain entities and accounts, may be deemed to be a beneficial owner of 866,084 shares of Class B Common Stock of Hubbell Incorporated owned by such entities or accounts. GEIC and GEIM each expressly disclaim beneficial ownership of Shares of Common Stock owned by filing persons other than itself. GEIC and GEIM expressly disclaim that they are members of a "group". General Electric Company, a New York corporation, disclaims beneficial ownership of all shares. General Electric Company expressly disclaims that it is a member of a "group". Item 1(a) Name of Issuer Hubbell Incorporated Item 1(b) Address of Issuer's Principal Executive Office 584 Derby Milford Road Orange, Connecticut 06477 Item 2(a) Name of Person Filing General Electric Investment Corporation ("GEIC"), as Investment Adviser to certain entities and accounts GE Investment Management Incorporated ("GEIM"), as Investment Adviser to certain entities and accounts General Electric Company (see Schedule 1) Item 2(b) Address of Principal Business Office The address of the principal offices of General Electric Investment Corporation and GE Investment Management Incorporated is 3003 Summer Street, Stamford, Connecticut 06904. The address of the principal offices of General Electric Company is 3135 Easton Turnpike, Fairfield, Connecticut 06431. Page 5 of 12 Pages Item 2(c) Citizenship General Electric Investment Corporation - Delaware GE Investment Management Incorporated - Delaware General Electric Company - New York Item 2(d) Title of Class of Securities Common Stock Item 2(e) CUSIP Number 443510201 Item 3 If this statement is filed pursuant to Rules 13d-1(b) or 13d-2(b), check whether the person filing is a: (a) [ ] Broker or Dealer registered under Section 15 of the Act (b) [ ] Bank as defined in Section 3(a) of the Act (c) [ ] Insurance Company as defined in Section 3(a)(19) of the Act (d) [ ] Investment Company registered under Section 8 of the Investment Company Act (e) [ ] Investment Adviser registered under Section 203 of the Investment Advisers Act of 1940 (f) [ ] Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see ss.240.13d- 1(b)(1)(ii)(F) (g) [ ] Parent Holding Company, in accordance with ss.240.13d-1(b)(ii)(G) (Note: See Item 7) (h) [X] Group, in accordance with ss.240.13d- 1(b)(1)(ii)(H) Page 6 of 12 Pages Item 4 Ownership (see cover pages and introductory note) Item 5 Ownership of Five Percent of Less of a Class If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ]. Item 6 Ownership of More than Five Percent on Behalf of Another Person Not applicable. Item 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company Not applicable. Item 8 Identification and Classification of Members of the Group Not applicable. Item 9 Notice of Dissolution of Group Not applicable Page 7 of 12 Pages Item 10 Certification By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. February 14, 1997 GENERAL ELECTRIC INVESTMENT CORPORATION, as Investment Adviser to certain entities and accounts By: /s/ Alan M. Lewis --------------------------------------- Alan M. Lewis Executive Vice President GE INVESTMENT MANAGEMENT INCORPORATED, as Investment Adviser to certain entities and accounts By: /s/ Alan M. Lewis --------------------------------------- Alan M. Lewis Executive Vice President GENERAL ELECTRIC COMPANY BY: /s/ John H. Myers --------------------------------------- John H. Myers Vice President Page 8 of 12 Pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 14, 1997 GENERAL ELECTRIC INVESTMENT CORPORATION, as Investment Adviser to certain entities and accounts By: /s/ Alan M. Lewis --------------------------------------- Alan M. Lewis Executive Vice President SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 14, 1997 GE INVESTMENT MANAGEMENT INCORPORATED, as Investment Adviser to certain entities and accounts By: /s/ Alan M. Lewis --------------------------------------- Alan M. Lewis Executive Vice President SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 14, 1997 GENERAL ELECTRIC COMPANY By: /s/ John H. Myers --------------------------------------- John H. Myers Vice President SCHEDULE I JOINT FILING AGREEMENT This will confirm the agreement by and between all the undersigned that the Schedule 13G on or about this date and any amendments thereto with respect to the beneficial ownership by the undersigned of shares of the Common Stock of Hubbell Incorporated is being filed on behalf of each of the undersigned. GENERAL ELECTRIC INVESTMENT CORPORATION, as Investment Adviser to certain entities and accounts By: /s/ Alan M. Lewis --------------------------------------- Alan M. Lewis Executive Vice President GE INVESTMENT MANAGEMENT INCORPORATED, as Investment Adviser to certain entities and accounts By: /s/ Alan M. Lewis --------------------------------------- Alan M. Lewis Executive Vice President GENERAL ELECTRIC COMPANY By: /s/ John H. Myers --------------------------------------- John H. Myers Vice President -----END PRIVACY-ENHANCED MESSAGE-----