0000936753-22-000041.txt : 20221114 0000936753-22-000041.hdr.sgml : 20221114 20221114111001 ACCESSION NUMBER: 0000936753-22-000041 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220930 FILED AS OF DATE: 20221114 DATE AS OF CHANGE: 20221114 EFFECTIVENESS DATE: 20221114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ARIEL INVESTMENTS, LLC CENTRAL INDEX KEY: 0000936753 IRS NUMBER: 020712418 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04003 FILM NUMBER: 221382126 BUSINESS ADDRESS: STREET 1: 200 EAST RANDOLPH STREET STREET 2: SUITE 2900 CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: (312) 726-0140 MAIL ADDRESS: STREET 1: 200 EAST RANDOLPH STREET STREET 2: SUITE 2900 CITY: CHICAGO STATE: IL ZIP: 60601 FORMER COMPANY: FORMER CONFORMED NAME: ARIEL CAPITAL MANAGEMENT LLC DATE OF NAME CHANGE: 20040218 FORMER COMPANY: FORMER CONFORMED NAME: ARIEL CAPITAL MANAGEMENT INC DATE OF NAME CHANGE: 19950202 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000936753 XXXXXXXX 09-30-2022 09-30-2022 ARIEL INVESTMENTS, LLC
200 EAST RANDOLPH STREET SUITE 2900 CHICAGO IL 60601
13F HOLDINGS REPORT 028-04003 N
James Prescott Vice President, Compliance 312-612-2759 /s/ James R. Prescott Chicago IL 11-14-2022 3 251 9109389 false 1 0000073124 028-00290 NORTHERN TRUST CORP 2 0000884546 028-03128 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 3 0000102909 028-06408 VANGUARD GROUP INC
INFORMATION TABLE 2 Form13FTableExport.xml 13F 3Q22 ADT IncCOM00090Q10314719633SHOTR10019633ADT IncCOM00090Q10320327068SHOTR20027068ADT IncCOM00090Q1034116549536SHOTR354953600ADT IncCOM00090Q10313177817593881SHSOLE1592340801670473Adtalem Global Education IncCOM00737L1031183239SHOTR2003239Adtalem Global Education IncCOM00737L103220960594SHOTR36059400Adtalem Global Education IncCOM00737L1031538964222118SHSOLE38182020403916Affiliated Managers Group IncCOM008252108269524093SHOTR32409300Affiliated Managers Group IncCOM0082521081254021121161SHSOLE9977880123373Aflac IncCOM0010551025109083SHOTR1009083Aflac IncCOM0010551022053641SHOTR2003641Aflac IncCOM00105510251975924821SHSOLE91743007391Amdocs LtdCOMG0260210351664650272SHSOLE3268496963316460APA CorpCOM03743Q1089641281986SHSOLE28198600AstraZeneca PLCADR046353108120922048SHSOLE217010347Axalta Coating Systems LtdCOMG0750C10847622604SHOTR10022604Axalta Coating Systems LtdCOMG0750C1081456902SHOTR2006902Axalta Coating Systems LtdCOMG0750C1082719129131SHOTR312913100Axalta Coating Systems LtdCOMG0750C1081481817036149SHSOLE64675250568624Baidu IncADR0567521083056442601447SHSOLE169680311574893070Banco Santander ChileADR05965X109143981027700SHSOLE5676293584456487Bank of America CorpCOM060505104180159644SHSOLE5964400Bank of New York Mellon Corp/TheCOM0640581003965102931SHSOLE10293100Barrick Gold CorpCOM0679011085116330064SHSOLE33006400Berkshire Hathaway IncCOM084670702710026588SHSOLE1286429413430Bio-Rad Laboratories IncCOM090572207117281SHOTR200281Bio-Rad Laboratories IncCOM09057220716543966SHOTR3396600Bio-Rad Laboratories IncCOM0905722072603762418SHSOLE5440108017BOK Financial CorpCOM05561Q2017728687SHOTR1008687BOK Financial CorpCOM05561Q201371241768SHOTR34176800BOK Financial CorpCOM05561Q2012652642985187SHSOLE27155710269616BorgWarner IncCOM09972410645814598SHOTR10014598BorgWarner IncCOM0997241061494745SHOTR2004745BorgWarner IncCOM099724106568251809705SHSOLE1797850011855Boyd Gaming CorpCOM103304101335570401SHOTR37040100Boyd Gaming CorpCOM1033041011664403492965SHSOLE30742990418666Brady CorpCOM104674106992380SHOTR2002380Brady CorpCOM10467410620684495657SHSOLE3738710121786Brink's Co/TheCOM1096961042414983SHOTR2004983Brink's Co/TheCOM109696104248351264SHOTR35126400Brink's Co/TheCOM1096961041013902093102SHSOLE17702310322871Bristol-Myers Squibb CoCOM11012210856839799534SHSOLE3865668703404265Cardinal Health IncCOM14149Y1084326475SHOTR1006475Cardinal Health IncCOM14149Y1081512261SHOTR2002261Cardinal Health IncCOM14149Y10842041630494SHSOLE62523205262CarMax IncCOM1431301023144760SHOTR1004760CarMax IncCOM143130102791190SHOTR2001190CarMax IncCOM14313010231528477551SHSOLE47368903862CBRE Group IncCOM12504L1093835675SHOTR1005675CBRE Group IncCOM12504L1091692499SHOTR2002499CBRE Group IncCOM12504L109279841453SHOTR34145300CBRE Group IncCOM12504L109967251432753SHSOLE13232900109463Charles River Laboratories International IncCOM1598641073931996SHOTR1001996Charles River Laboratories International IncCOM159864107185940SHOTR200940Charles River Laboratories International IncCOM159864107294714974SHOTR31497400Charles River Laboratories International IncCOM159864107124493632588SHSOLE584807047781Charles Schwab Corp/TheCOM80851310578810971SHOTR10010971Charles Schwab Corp/TheCOM808513105790581100011SHSOLE109109608915Check Point Software Technologies LtdCOMM2246510461911552677SHSOLE3718361893178948Core Laboratories NVCOMN2271710729421784SHOTR10021784Core Laboratories NVCOMN227171071969146091SHOTR314609100Core Laboratories NVCOMN227171071293739597440SHSOLE89838710613569Credicorp LtdCOMG2519Y1081797171463493SHSOLE8738308723580940Dun & BradstreetCOM26484T10614211424SHOTR20011424Envista Holdings CorpCOM29415F1042908848SHOTR1008848Envista Holdings CorpCOM29415F1041665060SHOTR2005060Envista Holdings CorpCOM29415F104288487901SHOTR38790100Envista Holdings CorpCOM29415F1041705395197761SHSOLE46511720546589Equity CommonwealthREIT2946281021248485125117SHSOLE2751709510862322322Evercore IncCOM29977A10515139184066SHSOLE18406600Fair Isaac CorpCOM303250104207503SHOTR200503First American Financial CorpCOM31847R1023357273SHOTR1007273First American Financial CorpCOM31847R1021813927SHOTR2003927First American Financial CorpCOM31847R102282361239SHOTR36123900First American Financial CorpCOM31847R1021871424059481SHSOLE36580460401435Fiserv IncCOM3377381082672856SHOTR2002856GCM Grosvenor IncCOM36831E108217232753204SHSOLE25548280198376Generac Holdings IncCOM3687361042051149SHOTR1001149Generac Holdings IncCOM3687361042001125SHOTR2001125Generac Holdings IncCOM36873610416749398SHOTR3939800Generac Holdings IncCOM36873610465044365131SHSOLE343140021991Gentex CorpCOM37190110935114733SHOTR10014733Gentex CorpCOM3719011092138925SHOTR2008925Gentex CorpCOM3719011093237135786SHOTR313578600Gentex CorpCOM3719011092161659067332SHSOLE80826240984708Gilead Sciences IncCOM3755581031649662674110SHSOLE1421600269171225593Goldman Sachs Group Inc/TheCOM38141G1047362511SHOTR1002511Goldman Sachs Group Inc/TheCOM38141G104228777SHOTR200777Goldman Sachs Group Inc/TheCOM38141G10482889282851SHSOLE28081102040GSK PLCADR37733W2044990169561SHSOLE156792012769Hackett GroupCOM4046091091136386SHOTR2006386Haleon PLCADR4055521001287211285SHSOLE195323015962Horace Mann Educators CorpCOM44032710412398351321SHSOLE267327083994Houlihan Lokey IncCOM4415931001071423SHOTR1001423Houlihan Lokey IncCOM44159310010759142735SHSOLE14158001155Interpublic Group of Cos Inc/TheCOM46069010047218456SHOTR10018456Interpublic Group of Cos Inc/TheCOM4606901001566096SHOTR2006096Interpublic Group of Cos Inc/TheCOM4606901003863150917SHOTR315091700Interpublic Group of Cos Inc/TheCOM4606901002147898390200SHSOLE76066980783502iShares MSCI ACWI ex US ETFETF464288240392097965SHSOLE38851059114iShares Russell 2000 Value ETFETF464287630236918377SHSOLE1837700J M Smucker Co/TheCOM8326964052521835SHOTR1001835J M Smucker Co/TheCOM83269640578565SHOTR200565J M Smucker Co/TheCOM83269640510897928SHOTR3792800J M Smucker Co/TheCOM83269640599856726702SHSOLE662979063723Janus Henderson Group PLCCOMG4474Y214103150771SHOTR35077100Janus Henderson Group PLCCOMG4474Y214719423542220SHSOLE31412940400926Johnson & JohnsonCOM478160104123985758966SHSOLE4105446794341628Jones Lang LaSalle IncCOM48020Q107148979SHOTR200979Jones Lang LaSalle IncCOM48020Q107288219079SHOTR31907900Jones Lang LaSalle IncCOM48020Q1071977231308818SHSOLE11623380146480Kennametal IncCOM48917010046122397SHOTR10022397Kennametal IncCOM4891701001748476SHOTR2008476Kennametal IncCOM4891701003469168561SHOTR316856100Kennametal IncCOM48917010021449210422351SHSOLE942201901000332Keysight Technologies IncCOM49338L1033202036SHOTR1002036Keysight Technologies IncCOM49338L1032241423SHOTR2001423Keysight Technologies IncCOM49338L103285218124SHOTR31812400Keysight Technologies IncCOM49338L10332802208452SHSOLE20679901653KKR & Co IncCOM48251W1043909070SHOTR1009070KKR & Co IncCOM48251W1042054760SHOTR2004760KKR & Co IncCOM48251W104411095575SHOTR39557500KKR & Co IncCOM48251W1041420733304025SHSOLE29999360304089Knowles CorpCOM49926D10931726042SHOTR10026042Knowles CorpCOM49926D1091179610SHOTR2009610Knowles CorpCOM49926D109515254233731SHSOLE38303810403350Korn FerryCOM500643200751588SHOTR2001588Korn FerryCOM50064320039190834709SHSOLE6322110202498Laboratory Corp of America HoldingsCOM50540R4095522694SHOTR1002694Laboratory Corp of America HoldingsCOM50540R409179872SHOTR200872Laboratory Corp of America HoldingsCOM50540R409358617507SHOTR31750700Laboratory Corp of America HoldingsCOM50540R409141104688950SHSOLE646532042418Lazard LtdCOMG5405010247614959SHOTR10014959Lazard LtdCOMG540501021815697SHOTR2005697Lazard LtdCOMG54050102305796057SHOTR39605700Lazard LtdCOMG540501022473757771741SHSOLE69170240854717Lindblad Expeditions Holdings IncCOM53521910920730595SHOTR20030595Lindblad Expeditions Holdings IncCOM535219109401625941057SHSOLE448403401457023Littelfuse IncCOM5370081043101558SHOTR1001558Littelfuse IncCOM537008104171862SHOTR200862Littelfuse IncCOM53700810475903382017SHSOLE326586055431Lockheed Martin CorpCOM539830109686717776SHSOLE1777600M&T Bank CorpCOM55261F1045493115SHOTR1003115M&T Bank CorpCOM55261F1043011709SHOTR2001709M&T Bank CorpCOM55261F10411076278SHSOLE374402534Madison Square Garden Entertainment CorpCOM55826T10248911096SHOTR10011096Madison Square Garden Entertainment CorpCOM55826T1022275150SHOTR2005150Madison Square Garden Entertainment CorpCOM55826T1024619104754SHOTR310475400Madison Square Garden Entertainment CorpCOM55826T1022712806152867SHSOLE56070030545864Madison Square Garden Sports CorpCOM55825T1033352454SHOTR1002454Madison Square Garden Sports CorpCOM55825T103130952SHOTR200952Madison Square Garden Sports CorpCOM55825T103223516358SHOTR31635800Madison Square Garden Sports CorpCOM55825T1031424691042504SHSOLE9342860108218Manchester United PlcCOMG5784H10639429711SHOTR10029711Manchester United PlcCOMG5784H10621616303SHOTR20016303Manchester United PlcCOMG5784H1063045229484SHOTR322948400Manchester United PlcCOMG5784H10614795311149441SHSOLE101614680987973Masco CorpCOM5745991061142436SHOTR2002436Masco CorpCOM574599106340572931SHOTR37293100Masco CorpCOM574599106797091707190SHSOLE15481730159017Mattel IncCOM57708110261532469SHOTR10032469Mattel IncCOM57708110223212227SHOTR20012227Mattel IncCOM5770811025183273639SHOTR327363900Mattel IncCOM57708110229250815443948SHSOLE1396680801477140Methode Electronics IncCOM59152020031504848019SHSOLE6396560208363Microsoft CorpCOM5949181042350131009074SHSOLE53941910141459514Middleby Corp/TheCOM596278101123962SHOTR200962Middleby Corp/TheCOM59627810135861279791SHSOLE210996068795Mohawk Industries IncCOM6081901043353677SHOTR1003677Mohawk Industries IncCOM6081901041091190SHOTR2001190Mohawk Industries IncCOM608190104279630661SHOTR33066100Mohawk Industries IncCOM6081901041754561924070SHSOLE17299210194149Molson Coors Beverage CoCOM60871R2091733614SHOTR1003614Molson Coors Beverage CoCOM60871R20915692326991SHSOLE32405402937Mosaic Co/TheCOM61945C1038416174127SHSOLE17412700Motorola Solutions IncCOM620076307163727SHOTR200727NetApp IncCOM64110D10443293699964SHSOLE3659297189326846Nokia OyjADR654902204142823344832SHSOLE212172401223108Northern Trust CorpCOM6658591042542968SHOTR2002968Northern Trust CorpCOM665859104438751274SHOTR35127400Northern Trust CorpCOM6658591041892602212018SHSOLE2130469081549Norwegian Cruise Line Holdings LtdCOMG6672110431127403SHOTR20027403Norwegian Cruise Line Holdings LtdCOMG66721104807597109077SHSOLE61179800991097NOV IncCOM62955J1031599842SHOTR1009842NOV IncCOM62955J103163161008434SHSOLE100044407990Novartis AGADR66987V1096658750SHSOLE875000nVent Electric PLCCOMG6700G10745914521SHOTR10014521nVent Electric PLCCOMG6700G1072457744SHOTR2007744nVent Electric PLCCOMG6700G1073603113993SHOTR311399300nVent Electric PLCCOMG6700G1071272094024332SHSOLE36278600396472Omnicom Group IncCOM6819191061211910SHOTR1001910Omnicom Group IncCOM68191910612020190518SHSOLE18896601552OneSpaWorld Holdings LtdCOMP7368411334641146SHOTR20041146OneSpaWorld Holdings LtdCOMP736841135541659627SHOTR365962700OneSpaWorld Holdings LtdCOMP7368411313722416336196SHSOLE1391462902421567Oracle CorpCOM68389X105548389777SHSOLE8977700Paramount GlobalCOM92556H2061276691SHOTR2006691Paramount GlobalCOM92556H2063566187272SHOTR318727200Paramount GlobalCOM92556H2061324286955247SHSOLE63819620573285Patterson CosCOM7033951031395804SHOTR2005804Philip Morris International IncCOM7181721092971393579556SHSOLE265045618332910768Prestige Consumer Healthcare IncCOM74112D1012234474SHOTR2004474Prestige Consumer Healthcare IncCOM74112D101179536032SHOTR33603200Prestige Consumer Healthcare IncCOM74112D10141666836167SHSOLE6311030205064Progressive Corp/TheCOM7433151031341157SHOTR1001157Progressive Corp/TheCOM7433151031631402SHOTR2001402Progressive Corp/TheCOM74331510312552108008SHSOLE1070680940Resideo Technologies IncCOM76118Y10436619183SHOTR10019183Resideo Technologies IncCOM76118Y10429615515SHOTR20015515Resideo Technologies IncCOM76118Y1043862202631SHOTR320263100Resideo Technologies IncCOM76118Y10424057212621833SHSOLE1150968301112150Reynolds Consuer ProductsCOM76171L1061204614SHOTR2004614Royal Caribbean Cruises LtdCOMV7780T1035433143354SHOTR314335400Royal Caribbean Cruises LtdCOMV7780T1031145683022900SHSOLE27781950244705SanofiADR80105N1052225838SHSOLE73905099Sensata TechologyCOMG8060N1021774755SHOTR2004755Simpson Manufacturing Co IncCOM8290731051031310SHOTR2001310Simpson Manufacturing Co IncCOM82907310595012121SHOTR31212100Simpson Manufacturing Co IncCOM82907310549218627777SHSOLE5249260102851Snap-on IncCOM8330341012451215SHOTR1001215Snap-on IncCOM833034101150744SHOTR200744Snap-on IncCOM83303410119179521SHOTR3952100Snap-on IncCOM833034101144168716006SHSOLE647559068447Stanley Black & Decker IncCOM8545021013975281SHOTR1005281Stanley Black & Decker IncCOM85450210140555539219SHSOLE53492704292Stericycle IncCOM8589121083839088SHOTR1009088Stericycle IncCOM8589121081954641SHOTR2004641Stericycle IncCOM858912108306972872SHOTR37287200Stericycle IncCOM8589121081851714397308SHSOLE40162870381021Tapestry IncCOM87603010710757378366SHSOLE1837564208190402Telefonica Brasil SAADR87936R205206262742804SHSOLE2709458033346TIM SA/BrazilADR88706T1084431396301SHSOLE39630100Trip.com Group LtdADR89677Q1077777284785SHSOLE1660281671117086US BancorpCOM9029733047994198260SHSOLE960572203100000Vail Resorts IncCOM91879Q109215997SHOTR100997Vail Resorts IncCOM91879Q10944077204402SHSOLE178384026018Vanguard FTSE Developed Markets ETFETF92194385817328476560SHSOLE47656000Verizon Communications IncCOM92343V104732781929890SHSOLE100207719980907833Vodafone Group PLCADR92857W3085731505792SHSOLE2496720256120Walgreens Boots Alliance IncCOM93142710840312848SHOTR10012848Walgreens Boots Alliance IncCOM9314271081203808SHOTR2003808Walgreens Boots Alliance IncCOM931427108387201233136SHSOLE1222639010497Western Union Co/TheCOM9598021094800355586SHSOLE35558600Zebra Technologies CorpCOM9892071052791066SHOTR2001066Zebra Technologies CorpCOM989207105398515209SHOTR31520900Zebra Technologies CorpCOM989207105120745460843SHSOLE422446038397Zimmer Biomet Holdings IncCOM98956P1023573415SHOTR1003415Zimmer Biomet Holdings IncCOM98956P1021921834SHOTR2001834Zimmer Biomet Holdings IncCOM98956P10240681389103SHSOLE38631702786Zimvie IncCOM98888T107141446SHOTR2001446Zimvie IncCOM98888T1072808284492SHSOLE28449200